DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• G•••• U• M••••••••• C•• L••
Latest filing Jul 9, 2026
First filing on the tape Mar 18, 2018 · 20 filings
SEC status approved since Apr 17, 2018
RAUM
$9.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
0 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
24
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$9.0B as of Jul 9, 2026
Mar 28, 2019$721M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 9, 2026
Mar 28, 20190 then
Employees (5.A)1 as of Jul 9, 2026
Mar 28, 20190 then
Private funds24 as of Jul 9, 2026
Mar 28, 20192 then
RAUM +64% over the last fiscal year+27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $391MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +77%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$9.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 23reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••• P••• C•• 1• ••••• L•• | Securitized Asset Fund | $446M | 1 | Mar 29, 2024 |
| P•••• P••• C•• 3• | Securitized Asset Fund | $445M | 1 | Mar 30, 2020 |
| P•••• P••• C•• 8• | Securitized Asset Fund | $433M | 1 | Mar 31, 2022 |
| P•••• P••• C•• 1• L•• | Securitized Asset Fund | $388M | 1 | Mar 31, 2023 |
| P•••• P••• C•• 1• L•• | Securitized Asset Fund | $387M | 1 | Mar 29, 2024 |
| P•••• P••• C•• 7• | Securitized Asset Fund | $386M | 1 | Mar 31, 2022 |
| P•••• P••• C•• 5• | Securitized Asset Fund | $382M | 1 | Mar 31, 2021 |
| P•••• P••• C•• 9• | Securitized Asset Fund | $381M | 1 | Mar 31, 2022 |
| P•••• P••• C•• 4• | Securitized Asset Fund | $380M | 1 | Mar 30, 2020 |
| P•••• P••• C•• 2• | Securitized Asset Fund | $376M | 1 | Mar 28, 2019 |
| P•••• P••• C•• 1• L•• | Securitized Asset Fund | $363M | 1 | Mar 31, 2023 |
| P•••• P••• C•• 1• | Securitized Asset Fund | $363M | 1 | Aug 7, 2018 |
| P•••• P••• C•• 1• ••••• L•• | Securitized Asset Fund | $331M | 1 | Mar 29, 2024 |
| P•••• P••• C•• 6• | Securitized Asset Fund | $291M | 1 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• R••••••• A••••• · D•••••Orcontrolsince 10/2018 · owns less than 5%
- H••••••• P•••• M••• · D•••••Orcontrolsince 10/2018 · owns less than 5%
- R•••••••• J•••••••• N•••••••• · D•••••Orcontrolsince 12/2020 · owns less than 5%
- S•••••••• A••••••• C•••• · Chief Compliance Officersince 04/2021 · owns less than 5%
Entity owners
- P••••••• G•••• •••• I••• · Sole Memberdirect · owns 75% or more
- P••••••• G•••• H•••••• A• · Ownerindirect · owns 75% or more of P••••••• G•••• •••• I•••
Related persons
Schedule D 7.A
- P••••••• G•••• ••• G•••investment advisern
- P••••••• G•••• ••••••••• L••••••bankpooled vehicle sponsorn
- P••••••• G•••• ••••••••• S•••investment advisern
- P••••••• G•••• ••••••••• P••• L•••investment advisern
- P••••••• G•••• ••• L•••investment advisern
- P••••••• G•••• ••• M••••••••• L•••investment advisern
- P••••••• G•••• •••• I•••investment adviserbankpooled vehicle sponsoryRAUM $29B
- P••••••• G•••• A••••••• ••••• L••••••investment advisern
- P••••••• G•••• A•investment adviserbankpooled vehicle sponsorn
- P••••••• G•••• C••••• C••••• A••••• M••••••••• I• L••••••pooled vehicle sponsorn
- P••••••• G•••• C••••• M••••••••• D••••• E••••• V• L••••••bankpooled vehicle sponsorn
- P••••••• G•••• C••••• M••••••••• D••••• I•••• I• L••••••bankpooled vehicle sponsorn
- P••••••• G•••• C••••• M••••••••• I• L••••••bankpooled vehicle sponsorn
- P••••••• G•••• C••••• M••••••••• I• L••••••bankpooled vehicle sponsorn
- P••••••• G•••• C••••• M••••••••• I•• L••••••bankpooled vehicle sponsorn
- P••••••• G•••• C••••• M••••••••• I• L••••••investment adviserpooled vehicle sponsorn
- P••••••• G•••• C••••• M••••••••• S•••••••• V••• L••••••pooled vehicle sponsorn
- P••••••• G•••• C••••• M••••••••• V• L••••••pooled vehicle sponsorn
- P••••••• G•••• C••••• A••••• M••••••••• I• L••••••bankpooled vehicle sponsorn
- P••••••• G•••• F•••••• I••• ••••• L••pooled vehicle sponsorn
- P••••••• G•••• J•••• K•••••••• K•••••investment advisern
- P••••••• G•••• M••••••••• •••••• L••pooled vehicle sponsorn
- P••••••• G•••• M••••••••• D••••• E••••• V• S•••••••bankpooled vehicle sponsorn
- P••••••• G•••• M••••••••• D••••• I•••• I• S•••••••bankpooled vehicle sponsorn
- P••••••• G•••• M••••••••• I• S•••••••bankpooled vehicle sponsorn
- P••••••• G•••• M••••••••• I• L••••••bankpooled vehicle sponsorn
- P••••••• G•••• M••••••••• I• S•••••••bankpooled vehicle sponsorn
- P••••••• G•••• M••••••••• I•• L••••••bankpooled vehicle sponsorn
- P••••••• G•••• M••••••••• I•• S•••••••bankpooled vehicle sponsorn
- P••••••• G•••• M••••••••• I• •••• S•••••••bankpooled vehicle sponsorn
Advisers that list P••••••• G•••• U• M••••••••• C•• L•• as a related person
- 145228 y
Offices
Schedule D 1.F, the 25 largest
- Broomfield, CO3 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- p•••••• fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 14.0 to 23.0 (+64.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +3.0% (487 comparable advisers, 98.0th percentile of changes)peers: asset managers, $5B to $20B (487) · 98% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $5,475,476,996 to $9,704,357,086 (+77.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +13.0% (631 comparable advisers, 92.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 92% percentile
What changed
consecutive filings, newest first
- Employees · 0 to 1Mar 31, 2026 to Jul 9, 2026
- Private funds · 23 to 24Mar 31, 2026 to Jul 9, 2026
- Discretionary RAUM · $9.7B to $9.0BMar 31, 2026 to Jul 9, 2026
- Pooled vehicle RAUM · $9.7B to $9.0BMar 31, 2026 to Jul 9, 2026
- RAUM · $9.7B to $9.0BMar 31, 2026 to Jul 9, 2026
- Accounts · 17 to 23Sep 12, 2025 to Mar 31, 2026
- Pooled vehicle clients · 17 to 23Sep 12, 2025 to Mar 31, 2026
- Private funds · 17 to 23Sep 12, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.7B to $9.7BSep 12, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $6.7B to $9.7BSep 12, 2025 to Mar 31, 2026
- RAUM · $6.7B to $9.7BSep 12, 2025 to Mar 31, 2026
- Accounts · 14 to 17Mar 28, 2025 to Aug 14, 2025
- Advisory activities · 1 to 2Mar 28, 2025 to Aug 14, 2025
- Pooled vehicle clients · 14 to 17Mar 28, 2025 to Aug 14, 2025
- Private funds · 14 to 17Mar 28, 2025 to Aug 14, 2025
- Discretionary RAUM · $5.5B to $6.7BMar 28, 2025 to Aug 14, 2025
- Pooled vehicle RAUM · $5.5B to $6.7BMar 28, 2025 to Aug 14, 2025
- RAUM · $5.5B to $6.7BMar 28, 2025 to Aug 14, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.4B to $5.5BMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $5.4B to $5.5BMar 29, 2024 to Mar 28, 2025
- RAUM · $5.4B to $5.5BMar 29, 2024 to Mar 28, 2025
- Accounts · 11 to 14Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 11 to 14Mar 31, 2023 to Mar 29, 2024
- Private funds · 11 to 14Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $4.4B to $5.4BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $4.4B to $5.4BMar 31, 2023 to Mar 29, 2024
- RAUM · $4.4B to $5.4BMar 31, 2023 to Mar 29, 2024
- Accounts · 9 to 11Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 9 to 11Mar 31, 2022 to Mar 31, 2023
- Private funds · 9 to 11Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $3.6B to $4.4BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.6B to $4.4BMar 31, 2022 to Mar 31, 2023
- RAUM · $3.6B to $4.4BMar 31, 2022 to Mar 31, 2023
- Accounts · 6 to 9Aug 24, 2021 to Mar 31, 2022
- Pooled vehicle clients · 6 to 9Aug 24, 2021 to Mar 31, 2022
- Private funds · 6 to 9Aug 24, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.3B to $3.6BAug 24, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.3B to $3.6BAug 24, 2021 to Mar 31, 2022
- RAUM · $2.3B to $3.6BAug 24, 2021 to Mar 31, 2022
Signals
8 dated events
- P••••••• G•••• U• M••••••••• C•• L•• reported RAUM $9.7B, up 45% from $6.7B (2025-09-12 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- P••••••• G•••• U• M••••••••• C•• L•• reported RAUM $3.6B, up 53% from $2.3B (2021-08-24 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- P••••••• G•••• U• M••••••••• C•• L•• reported RAUM $2.3B, up 40% from $1.7B (2021-01-27 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Nathaniel Jonathan Rothburd (Director) appeared on Schedule A of P••••••• G•••• U• M••••••••• C•• L••Jan 27, 2021 · Control person joined · fact
- Scott Winfield Essex (Director) no longer on Schedule A of P••••••• G•••• U• M••••••••• C•• L•• (listed 2020-03-30, absent 2021-01-27)Jan 27, 2021 · Control person left · inference
- P••••••• G•••• U• M••••••••• C•• L•• reported RAUM $1.7B, up 130% from $720.7M (2019-03-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- P••••••• G•••• U• M••••••••• C•• L•• reported RAUM $720.7M, up 80% from $400.0M (2018-11-08 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- P••••••• G•••• U• M••••••••• C•• L•• filed its initial SEC registration (Form ADV)Mar 18, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/partners-groupreportedpublic record, Form ADV, Sep 19, 2026
- Website
- PARTNERSGROUP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-908-2781reportedpublic record, Form ADV, Jul 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026