DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

P••••••• G•••• •••• I•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 145228SEC 801-68463websiteIAPD
Latest filing Jul 28, 2026
First filing on the tape Mar 23, 2012 · 46 filings
SEC status approved since Nov 23, 2007
RAUM
$29B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
431
250 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
6
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$29B as of Jul 28, 2026
Mar 23, 2012$3.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 28, 2026
Feb 26, 20130 then
Employees (5.A)431 as of Jul 28, 2026
Feb 26, 201397 then
Private funds6 as of Jul 28, 2026
Mar 28, 20141 then
RAUM +5.8% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$448MderivedRAUM over accounts (5.F.2.f)
Discretionary
93%derivedof RAUM
Institutional
4.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
+5.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
Custody
$2.6B, 17 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$17B73%
  • Pooled investment vehicles$5.0B22%
  • State and municipal entities$1.1B5.0%
  • Corporations and businesses$41.4M0.2%
  • Charitable organizations$39.7M0.2%
  • Pension and profit-sharing plans$10.2M0.0%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
65reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$2.6B for 17 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.75 institutional_share=0.04 related_bd=false related_bank=true bd_reps=57.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Private funds
7 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
  • C••••••• R•••••• M••••• · D•••••Orcontrol
    since 08/2019 · owns less than 5%
  • D••••••• C••••••• H•••• · D•••••Or, Chairmancontrol
    since 04/2013 · owns less than 5%
  • L••••••• J•••• A••• · D•••••Orcontrol
    since 05/2023 · owns less than 5%
  • N•••••• E•••• D•••••• · Chief Compliance Officercontrol
    since 05/2022 · owns less than 5%
  • S••••• T•••••• J••••• · D•••••Or, Secretarycontrol
    since 11/2023 · owns less than 5%
  • T•••••••• A•••• L••••• · D•••••Orcontrol
    since 01/2024 · owns less than 5%
Entity owners
  • P••••••• G•••• H•••••• A• · Owner
    direct · owns 75% or more
Related persons
Schedule D 7.A
  • P••••••• G•••• ••• G•••
    investment advisern
  • P••••••• G•••• ••••••••• L••••••
    bankpooled vehicle sponsorn
  • P••••••• G•••• ••••••••• S•••
    investment advisern
  • P••••••• G•••• ••••••••• P••• L•••
    investment advisern
  • P••••••• G•••• ••• L•••
    investment advisern
  • P••••••• G•••• ••• M••••••••• L•••
    investment advisern
  • P••••••• G•••• A••••••• ••••• L••••••
    investment advisern
  • P••••••• G•••• A•
    investment adviserbankpooled vehicle sponsorn
  • P••••••• G•••• C••••• C••••• A••••• M••••••••• I• L••••••
    pooled vehicle sponsorn
  • P••••••• G•••• C••••• M••••••••• D••••• E••••• V• L••••••
    bankpooled vehicle sponsorn
  • P••••••• G•••• C••••• M••••••••• D••••• I•••• I• L••••••
    bankpooled vehicle sponsorn
  • P••••••• G•••• C••••• M••••••••• I• L••••••
    bankpooled vehicle sponsorn
  • P••••••• G•••• C••••• M••••••••• I• L••••••
    bankpooled vehicle sponsorn
  • P••••••• G•••• C••••• M••••••••• I•• L••••••
    bankpooled vehicle sponsorn
  • P••••••• G•••• C••••• M••••••••• I• L••••••
    investment adviserpooled vehicle sponsorn
  • P••••••• G•••• C••••• M••••••••• R•• I• L••••••
    bankpooled vehicle sponsorn
  • P••••••• G•••• C••••• M••••••••• S•••••••• V••• L••••••
    pooled vehicle sponsorn
  • P••••••• G•••• C••••• M••••••••• V• L••••••
    pooled vehicle sponsorn
  • P••••••• G•••• C••••• A••••• M••••••••• I• L••••••
    bankpooled vehicle sponsorn
  • P••••••• G•••• F•••••• I••• ••••• L••
    pooled vehicle sponsorn
  • P••••••• G•••• J•••• K•••••••• K•••••
    investment advisern
  • P••••••• G•••• M••••••••• •••••• L••
    pooled vehicle sponsorn
  • P••••••• G•••• M••••••••• D••••• E••••• V• S•••••••
    bankpooled vehicle sponsorn
  • P••••••• G•••• M••••••••• D••••• I•••• I• S•••••••
    bankpooled vehicle sponsorn
  • P••••••• G•••• M••••••••• I• S•••••••
    bankpooled vehicle sponsorn
  • P••••••• G•••• M••••••••• I• L••••••
    bankpooled vehicle sponsorn
  • P••••••• G•••• M••••••••• I• S•••••••
    bankpooled vehicle sponsorn
  • P••••••• G•••• M••••••••• I•• L••••••
    bankpooled vehicle sponsorn
  • P••••••• G•••• M••••••••• I•• S•••••••
    bankpooled vehicle sponsorn
  • P••••••• G•••• M••••••••• I• •••• S•••••••
    bankpooled vehicle sponsorn
Advisers that list P••••••• G•••• •••• I••• as a related person
Offices
Schedule D 1.F, the 25 largest
  • Broomfield, CO171 employees
  • Houston, TX9 employees
What changed
consecutive filings, newest first
  • Accounts · 62 to 65
    Sep 12, 2025 to Mar 30, 2026
  • Advisory employees · 267 to 250
    Sep 12, 2025 to Mar 30, 2026
  • BD registered reps · 50 to 57
    Sep 12, 2025 to Mar 30, 2026
  • Pooled vehicle clients · 16 to 15
    Sep 12, 2025 to Mar 30, 2026
  • Employees · 449 to 431
    Sep 12, 2025 to Mar 30, 2026
  • Discretionary RAUM · $25B to $27B
    Sep 12, 2025 to Mar 30, 2026
  • Non-discretionary RAUM · $2.0B to $2.2B
    Sep 12, 2025 to Mar 30, 2026
  • Pension RAUM · $10.2M to $10.2M
    Sep 12, 2025 to Mar 30, 2026
  • Pooled vehicle RAUM · $4.7B to $5.0B
    Sep 12, 2025 to Mar 30, 2026
  • RAUM · $28B to $29B
    Sep 12, 2025 to Mar 30, 2026
  • Accounts · 49 to 62
    Jan 24, 2025 to Mar 28, 2025
  • BD registered reps · 41 to 50
    Jan 24, 2025 to Mar 28, 2025
  • Pooled vehicle clients · 14 to 16
    Jan 24, 2025 to Mar 28, 2025
  • Assets in custody · $1.6B to $2.6B
    Jan 24, 2025 to Mar 28, 2025
  • Employees · 443 to 449
    Jan 24, 2025 to Mar 28, 2025
  • Financial planning clients · unset to
    Jan 24, 2025 to Mar 28, 2025
  • Other offices · 2 to 3
    Jan 24, 2025 to Mar 28, 2025
  • Discretionary RAUM · $21B to $25B
    Jan 24, 2025 to Mar 28, 2025
  • Non-discretionary RAUM · $1.8B to $2.0B
    Jan 24, 2025 to Mar 28, 2025
  • Pension RAUM · $1.6M to $10.2M
    Jan 24, 2025 to Mar 28, 2025
  • Pooled vehicle RAUM · $3.7B to $4.7B
    Jan 24, 2025 to Mar 28, 2025
  • RAUM · $23B to $28B
    Jan 24, 2025 to Mar 28, 2025
  • Accounts · 47 to 49
    May 25, 2023 to Mar 28, 2024
  • Advisory employees · 237 to 267
    May 25, 2023 to Mar 28, 2024
  • BD registered reps · 31 to 41
    May 25, 2023 to Mar 28, 2024
  • Pooled vehicle clients · 13 to 14
    May 25, 2023 to Mar 28, 2024
  • Assets in custody · $1.5B to $1.6B
    May 25, 2023 to Mar 28, 2024
  • Employees · 410 to 443
    May 25, 2023 to Mar 28, 2024
  • Discretionary RAUM · $19B to $21B
    May 25, 2023 to Mar 28, 2024
  • Non-discretionary RAUM · $2.0B to $1.8B
    May 25, 2023 to Mar 28, 2024
  • Pension RAUM · $4.7M to $1.6M
    May 25, 2023 to Mar 28, 2024
  • Pooled vehicle RAUM · $3.2B to $3.7B
    May 25, 2023 to Mar 28, 2024
  • RAUM · $21B to $23B
    May 25, 2023 to Mar 28, 2024
  • Accounts · 43 to 47
    Jun 1, 2022 to Mar 31, 2023
  • Advisory employees · 218 to 237
    Jun 1, 2022 to Mar 31, 2023
  • BD registered reps · 26 to 31
    Jun 1, 2022 to Mar 31, 2023
  • Pooled vehicle clients · 11 to 13
    Jun 1, 2022 to Mar 31, 2023
  • Assets in custody · $1.6B to $1.5B
    Jun 1, 2022 to Mar 31, 2023
  • Employees · 345 to 410
    Jun 1, 2022 to Mar 31, 2023
  • Discretionary RAUM · $16B to $19B
    Jun 1, 2022 to Mar 31, 2023
Signals
11 dated events
  • Michael David Layton (Director) no longer on Schedule A of P••••••• G•••• •••• I••• (listed 2023-05-25, absent 2024-03-28)
    Mar 28, 2024 · Control person left · inference
  • A•••••• S••••• (Director, Secretary) no longer on Schedule A of P••••••• G•••• •••• I••• (listed 2023-05-25, absent 2024-03-28)
    Mar 28, 2024 · Control person left · inference
  • T••• B••••• (Director) no longer on Schedule A of P••••••• G•••• •••• I••• (listed 2023-05-25, absent 2024-03-28)
    Mar 28, 2024 · Control person left · inference
  • Joseph Thomas Stein (Director, Secretary) appeared on Schedule A of P••••••• G•••• •••• I•••
    Mar 28, 2024 · Control person joined · fact
  • A••• L••••• (Director) appeared on Schedule A of P••••••• G•••• •••• I•••
    Mar 28, 2024 · Control person joined · fact
  • Joel Larkins (Director) appeared on Schedule A of P••••••• G•••• •••• I•••
    Mar 28, 2024 · Control person joined · fact
  • D•••••• E••• N••••• (Chief Compliance Officer) appeared on Schedule A of P••••••• G•••• •••• I•••
    Jun 1, 2022 · Control person joined · fact
  • P••••••• G•••• •••• I••• reported RAUM $17.8B, up 40% from $12.7B (2021-11-04 to 2022-03-31)
    Mar 31, 2022 · RAUM change · derived
  • P••••••• G•••• •••• I••• reported RAUM $10.7B, up 34% from $8.0B (2019-08-26 to 2020-03-30)
    Mar 30, 2020 · RAUM change · derived
  • Adam Howarth (Director) no longer on Schedule A of P••••••• G•••• •••• I••• (listed 2019-05-16, absent 2019-08-26)
    Aug 26, 2019 · Control person left · inference
  • Martin Robert Collins (Director) appeared on Schedule A of P••••••• G•••• •••• I•••
    Aug 26, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/partners-groupreportedpublic record, Form ADV, Sep 18, 2026
Website
w••.p•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
212-908-2600reportedpublic record, Form ADV, Jul 28, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026
Across the graphs

P••••••• G•••• •••• I••• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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