DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••••• P•••••••• L••
Latest filing May 8, 2026
First filing on the tape Mar 29, 2023 · 8 filings
SEC status approved since Apr 27, 2023
RAUM
$803M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$803M
derived; firm RAUM over IAPD count
Employees
22
17 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$803M as of May 8, 2026
Mar 28, 2024$779M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 8, 2026
Mar 28, 20240 then
Employees (5.A)22 as of May 8, 2026
Mar 28, 202419 then
Private funds11 as of May 8, 2026
Mar 28, 202412 then
RAUM -5.8% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $803MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $73.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 22.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$803M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• I••••• S••••• | Austin, Tx | Apr 28, 2023 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••••••• P••••••• I••• L• | Venture Capital Fund | $221M | 54 | Mar 28, 2024 |
| E•••••••• P••••••• I•• L• | Venture Capital Fund | $184M | 88 | Mar 30, 2021 |
| E•••••••• P••••••• I• L• | Venture Capital Fund | $166M | 66 | May 31, 2018 |
| E•••••••• P••••••• B•• L• | Venture Capital Fund | $111M | 43 | Mar 29, 2019 |
| E•••••••• P••••••• B• I•• L• | Venture Capital Fund | $38.0M | 41 | Mar 30, 2020 |
| A•• I•• L• | Venture Capital Fund | $28.9M | 39 | Mar 30, 2018 |
| E•••••••• P••••••• B•• L• | Venture Capital Fund | $14.6M | 42 | Mar 31, 2022 |
| A•• V•••• L• | Venture Capital Fund | $11.4M | 44 | Mar 30, 2018 |
| A•• I•••• L• | Venture Capital Fund | $3.2M | 1 | Mar 30, 2018 |
| A•••• V•••• L• | Venture Capital Fund | $1.0M | 1 | Mar 30, 2018 |
| A•• T•• L• | Venture Capital Fund | $221,969 | 41 | Mar 30, 2018 |
| A•• T•••• L• | Venture Capital Fund | $43,112 | 1 | Mar 30, 2018 |
Owners and control persons
Schedule A and B, latest filing
- P••••••• C••••••••• A•••••• · Member / Managercontrolsince 12/2017 · owns 75% or more
- S•••••• V••••• •••• · Chief Compliance Officercontrolsince 02/2023 · owns less than 5%
- P••••••• D••••• S•••• · Membersince 05/2018 · owns less than 5%
Related persons
Schedule D 7.A
- A•• I• G•• L•pooled vehicle sponsorn
- A•• T• G•• L•pooled vehicle sponsorn
- A•• V••• G•• L•pooled vehicle sponsorn
- E•••••••• P••••••• B• G•• L•pooled vehicle sponsorn
- E•••••••• P••••••• B• G•• L•pooled vehicle sponsorn
- E•••••••• P••••••• I• G•• L•pooled vehicle sponsorn
- E•••••••• P••••••• I• G•• L•pooled vehicle sponsorn
- E•••••••• P••••••• I•• G•• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 13 to 11Jun 5, 2025 to Mar 30, 2026
- Advisory employees · 15 to 17Jun 5, 2025 to Mar 30, 2026
- Pooled vehicle clients · 13 to 11Jun 5, 2025 to Mar 30, 2026
- Employees · 19 to 22Jun 5, 2025 to Mar 30, 2026
- Private funds · 13 to 11Jun 5, 2025 to Mar 30, 2026
- Discretionary RAUM · $853M to $803MJun 5, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $853M to $803MJun 5, 2025 to Mar 30, 2026
- RAUM · $853M to $803MJun 5, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jun 5, 2025
- Accounts · 12 to 13Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 12 to 13Mar 28, 2024 to Mar 28, 2025
- Private funds · 12 to 13Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $779M to $853MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $779M to $853MMar 28, 2024 to Mar 28, 2025
- RAUM · $779M to $853MMar 28, 2024 to Mar 28, 2025
- Accounts · 11 to 12Sep 11, 2023 to Mar 28, 2024
- Advisory employees · 12 to 15Sep 11, 2023 to Mar 28, 2024
- Pooled vehicle clients · 11 to 12Sep 11, 2023 to Mar 28, 2024
- Employees · 13 to 19Sep 11, 2023 to Mar 28, 2024
- Private funds · 11 to 12Sep 11, 2023 to Mar 28, 2024
- Discretionary RAUM · $560M to $779MSep 11, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $560M to $779MSep 11, 2023 to Mar 28, 2024
- RAUM · $560M to $779MSep 11, 2023 to Mar 28, 2024
- Private funds · 22 to 11Mar 29, 2023 to Aug 17, 2023
Signals
2 dated events
- E•••••••• P•••••••• L•• reported RAUM $778.8M, up 39% from $559.9M (2023-09-11 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- E•••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Mar 29, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E•••••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- E•••••••• P•••••••• L•• · Private Equityshared crd · organization
- E•••••••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- E••••••••.PARTNERSreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 512-481-4035reportedpublic record, Form ADV, May 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $803Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026