DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F•••••• I• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 26, 2018 · 19 filings
SEC status approved since Apr 26, 2018
RAUM
$2.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$2.7B as of Mar 31, 2026
Mar 29, 2019$437M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20190 then
Employees (5.A)5 as of Mar 31, 2026
Mar 29, 20190 then
Private funds1 as of Mar 30, 2021
Mar 29, 20191 then
RAUM +21% over the last fiscal year-2.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• O•• M••••••• F•••• L•no longer reported | Hedge Fund | $566M | 9 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• M••••••• J•••• · Chief Risk Officercontrolsince 12/2023 · owns less than 5%
- E•••••••• W••••••• C•••• · Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
- F•••••• B••••••• R••••• · Chief Financial Officer And Treasurer, Aomrcontrolsince 02/2018 · owns less than 5%
- G•••••• D••••• W•••••• · Chief Legal Officer - Private Strategiescontrolsince 10/2022 · owns less than 5%
- L••••••• R•••••• A••• · Chief Operating Officercontrolsince 02/2018 · owns less than 5%
- P•••••• S••••••••• V••••• · Chief Executive Officer And President Of A•••• Oak M••••••• Reitcontrolsince 09/2022 · owns less than 5%
- S•••••••• T••••••• K••• · General Counselcontrolsince 07/2023 · owns less than 5%
- F••••••• M••••••• A•••• · Ownercontrolsince 01/2020 · owns 25% to 50% of A•••• O•• C••••••••• L•
- P•••••• S••••••••• V••••• · Ownercontrolsince 01/2020 · owns 25% to 50% of A•••• O•• C••••••••• L•
Entity owners
- A•••• O•• A•••• M••••••••• H•••••••• L•• · Owner Of F•••••• I• L••direct · owns 75% or more
- A•••• O•• C••••••••• L• · Owner Of A•••• O•• A•••• M••••••••• H•••••••• L••indirect · owns 75% or more of A•••• O•• A•••• M••••••••• H•••••••• L••
Related persons
Schedule D 7.A
- A•••• O•• C•••••• A•••••••• L••investment adviserpooled vehicle sponsornRAUM $11B
- A•••• O•• C•••••• P••••••• I•• L••pooled vehicle sponsorn
- A•••• O•• C•••••• P•••••••• L••pooled vehicle sponsorn
- H•••• I• L••pooled vehicle sponsorn
Advisers that list F•••••• I• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 4 to 5Feb 19, 2026 to Mar 31, 2026
- Discretionary RAUM · $2.3B to $2.7BFeb 19, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $2.3B to $2.7BFeb 19, 2026 to Mar 31, 2026
- RAUM · $2.3B to $2.7BFeb 19, 2026 to Mar 31, 2026
- Employees · 5 to 4Jul 19, 2024 to Apr 30, 2025
- Financial planning clients · unset to Jul 19, 2024 to Apr 30, 2025
- Discretionary RAUM · $2.3B to $2.3BJul 19, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $2.3B to $2.3BJul 19, 2024 to Apr 30, 2025
- RAUM · $2.3B to $2.3BJul 19, 2024 to Apr 30, 2025
- Discretionary RAUM · $2.9B to $2.3BMar 27, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $2.9B to $2.3BMar 27, 2023 to Mar 26, 2024
- RAUM · $2.9B to $2.3BMar 27, 2023 to Mar 26, 2024
- Discretionary RAUM · $2.6B to $2.9BOct 31, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $2.6B to $2.9BOct 31, 2022 to Mar 27, 2023
- RAUM · $2.6B to $2.9BOct 31, 2022 to Mar 27, 2023
- Advisory employees · 0 to 1Apr 28, 2021 to Mar 30, 2022
- Assets in custody · 565672885.0 to unsetApr 28, 2021 to Mar 30, 2022
- Custody of client assets · true to falseApr 28, 2021 to Mar 30, 2022
- Employees · 0 to 5Apr 28, 2021 to Mar 30, 2022
- Private funds · 1 to unsetApr 28, 2021 to Mar 30, 2022
- Discretionary RAUM · $566M to $2.6BApr 28, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $566M to $2.6BApr 28, 2021 to Mar 30, 2022
- RAUM · $566M to $2.6BApr 28, 2021 to Mar 30, 2022
- Assets in custody · $486M to $566MApr 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $486M to $566MApr 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $486M to $566MApr 30, 2020 to Mar 30, 2021
- RAUM · $486M to $566MApr 30, 2020 to Mar 30, 2021
- Advisory activities · 1 to 2Nov 21, 2019 to Mar 30, 2020
- Assets in custody · $437M to $486MNov 21, 2019 to Mar 30, 2020
- Discretionary RAUM · $437M to $486MNov 21, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $437M to $486MNov 21, 2019 to Mar 30, 2020
- RAUM · $437M to $486MNov 21, 2019 to Mar 30, 2020
- Accounts · unset to 1.0Mar 26, 2018 to Mar 29, 2019
- Advisory activities · 2 to 1Mar 26, 2018 to Mar 29, 2019
- Assets in custody · $0 to $437MMar 26, 2018 to Mar 29, 2019
- Private funds · unset to 1Mar 26, 2018 to Mar 29, 2019
- Discretionary RAUM · unset to 436710698.0Mar 26, 2018 to Mar 29, 2019
- Non-discretionary RAUM · unset to 0.0Mar 26, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $0 to $437MMar 26, 2018 to Mar 29, 2019
- RAUM · unset to 436710698.0Mar 26, 2018 to Mar 29, 2019
Signals
18 dated events
- K Timothy Saunders (General Counsel) appeared on Schedule A of F•••••• I• L••Mar 26, 2024 · Control person joined · fact
- James Michael Colombo (Chief Risk Officer) appeared on Schedule A of F•••••• I• L••Mar 26, 2024 · Control person joined · fact
- Albert Kevin Sluss (Chief Risk Officer) no longer on Schedule A of F•••••• I• L•• (listed 2023-03-27, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- W•••••• D•••• G••••• (Chief Legal Officer) appeared on Schedule A of F•••••• I• L••Mar 27, 2023 · Control person joined · fact
- Dory Black (General Counsel) no longer on Schedule A of F•••••• I• L•• (listed 2022-10-31, absent 2023-03-27)Mar 27, 2023 · Control person left · inference
- S Tracy Jackson (Chief Financial Officer) no longer on Schedule A of F•••••• I• L•• (listed 2022-10-31, absent 2023-03-27)Mar 27, 2023 · Control person left · inference
- C•••• W•••••• E••••••• (Chief Compliance Officer) appeared on Schedule A of F•••••• I• L••Oct 31, 2022 · Control person joined · fact
- Albert Kevin Sluss (Chief Risk Officer) appeared on Schedule A of F•••••• I• L••Oct 31, 2022 · Control person joined · fact
- R John Hsu (Chief Risk Officer) no longer on Schedule A of F•••••• I• L•• (listed 2022-08-18, absent 2022-10-31)Oct 31, 2022 · Control person left · inference
- Joab R••••• W••••••s (Chief Executive Officer, Reit) no longer on Schedule A of F•••••• I• L•• (listed 2022-08-18, absent 2022-10-31)Oct 31, 2022 · Control person left · inference
- F•••••• I• L•• reported RAUM $2.6B, up 356% from $565.7M (2021-04-28 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Diblee D•••• Silvera (Chief Operating Officer) no longer on Schedule A of F•••••• I• L•• (listed 2021-04-28, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Joab R••••• W••••••s (Chief Executive Officer, Reit) appeared on Schedule A of F•••••• I• L••Mar 30, 2022 · Control person joined · fact
- R John Hsu (Chief Risk Officer) appeared on Schedule A of F•••••• I• L••Mar 30, 2021 · Control person joined · fact
- R••••• B•••••• F••••• (Chief Financial Officer, Reit) appeared on Schedule A of F•••••• I• L••Mar 30, 2021 · Control person joined · fact
- Diblee D•••• Silvera (Chief Operating Officer) appeared on Schedule A of F•••••• I• L••Mar 29, 2019 · Control person joined · fact
- Patrick Brian Smith (Chief Operating Officer) no longer on Schedule A of F•••••• I• L•• (listed 2018-03-26, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- F•••••• I• L•• filed its initial SEC registration (Form ADV)Mar 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/angel-oak-mortgage-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- angeloakreit.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-953-4900reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
F•••••• I• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…