DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Angel Oak Capital Advisors, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 46 filings
SEC status approved since Oct 14, 2009
RAUM
$11B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$11B
derived; firm RAUM over IAPD count
Employees
78
24 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
9
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$11B as of Mar 31, 2026
Mar 30, 2012$263M then
HNW client RAUM: $559,839
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 22, 20130 then
Employees (5.A)78 as of Mar 31, 2026
Mar 22, 201319 then
Private funds9 as of Mar 31, 2026
Mar 30, 20127 then
RAUM +13% over the last fiscal year-2.0% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $11BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $295MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 22%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 78.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Custody
- $67.4M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$6.9B60%
- Pooled investment vehicles$1.9B17%
- Insurance companies$1.4B13%
- Pension and profit-sharing plans$1.0B9.1%
- Banks and thrifts$142M1.2%
- Other investment advisers$60.0M0.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 39reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $67.4M for 1 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.77 institutional_share=0.22 related_bd=false related_bank=false bd_reps=23.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Alfred Kithong Lee | Atlanta, Ga | Apr 25, 2022 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Matthew C Malloy to Parnassus Investments, LLCMar 5, 2024 · Other
- Timothy J Byerly to Sage Mountain Advisors, LLCAug 5, 2023 · Other
Joined, latest
- Alfred Kithong Lee from Voya Investment Management Co. LLCApr 25, 2022 · Other
- Matthew C Malloy from Putnam Investment Management, LLCJul 22, 2021 · Other
Private funds
21 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- James Michael Colombo · Chief Risk Officercontrolsince 12/2023 · owns less than 5%
- Chase William Eldredge · Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
- William David Gordon · Chief Legal Officer - Private Strategiescontrolsince 10/2022 · owns less than 5%
- Adam Robert Langley · Chief Operating Officercontrolsince 02/2015 · owns less than 5%
- King Timothy Saunders · General Counselcontrolsince 07/2023 · owns less than 5%
- Manmohan Singh · Chief Financial Officercontrolsince 04/2023 · owns less than 5%
- Allen Michael Fierman · Ownercontrolsince 01/2020 · owns 25% to 50% of Angel Oak Companies, LP
- Vikram Sreeniwas Prabhu · Ownercontrolsince 01/2020 · owns 25% to 50% of Angel Oak Companies, LP
Entity owners
- Angel Oak Asset Management Holdings, LLC · Owner Of Angel Oak Capital Advisors, LLCdirect · owns 75% or more
- Angel Oak Companies, LP · Owner Of Angel Oak Asset Management Holdings, LLCindirect · owns 75% or more of Angel Oak Asset Management Holdings, LLC
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plymouth, Ma | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY6 employees
- Bellevue, WA2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 31, 2026selection of other advisers (Item 5.G.7): no on the filing of 2026-02-19, yes on the filing of 2026-03-31peers: asset managers, $5B to $20B (684)
What changed
consecutive filings, newest first
- Advisory employees · 25 to 24Feb 19, 2026 to Mar 31, 2026
- Advisory activities · 3 to 4Feb 19, 2026 to Mar 31, 2026
- Pooled vehicle clients · 12 to 13Feb 19, 2026 to Mar 31, 2026
- Assets in custody · $93.8M to $67.4MFeb 19, 2026 to Mar 31, 2026
- Employees · 74 to 78Feb 19, 2026 to Mar 31, 2026
- Private funds · 10 to 9Feb 19, 2026 to Mar 31, 2026
- Discretionary RAUM · $10B to $11BFeb 19, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $120M to $148MFeb 19, 2026 to Mar 31, 2026
- Pension RAUM · $1.2B to $1.0BFeb 19, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $2.2B to $1.9BFeb 19, 2026 to Mar 31, 2026
- RAUM · $10B to $11BFeb 19, 2026 to Mar 31, 2026
- Accounts · 49 to 39Jul 19, 2024 to Apr 30, 2025
- Advisory employees · 27 to 25Jul 19, 2024 to Apr 30, 2025
- Advisory activities · 4 to 3Jul 19, 2024 to Apr 30, 2025
- BD registered reps · 21 to 23Jul 19, 2024 to Apr 30, 2025
- Pooled vehicle clients · 15 to 12Jul 19, 2024 to Apr 30, 2025
- Assets in custody · $361M to $93.8MJul 19, 2024 to Apr 30, 2025
- Employees · 78 to 74Jul 19, 2024 to Apr 30, 2025
- Financial planning clients · unset to Jul 19, 2024 to Apr 30, 2025
- Private funds · 11 to 10Jul 19, 2024 to Apr 30, 2025
- Discretionary RAUM · $10B to $10BJul 19, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $102M to $120MJul 19, 2024 to Apr 30, 2025
- Pension RAUM · $1.6B to $1.2BJul 19, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $3.0B to $2.2BJul 19, 2024 to Apr 30, 2025
- RAUM · $10B to $10BJul 19, 2024 to Apr 30, 2025
- Accounts · 52 to 49Apr 25, 2023 to Mar 26, 2024
- Advisory employees · 29 to 27Apr 25, 2023 to Mar 26, 2024
- BD registered reps · 25 to 21Apr 25, 2023 to Mar 26, 2024
- Pooled vehicle clients · 17 to 15Apr 25, 2023 to Mar 26, 2024
- Assets in custody · $414M to $361MApr 25, 2023 to Mar 26, 2024
- Employees · 82 to 78Apr 25, 2023 to Mar 26, 2024
- State-registered IARs · 6 to 1Apr 25, 2023 to Mar 26, 2024
- Discretionary RAUM · $12B to $10BApr 25, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $82.2M to $102MApr 25, 2023 to Mar 26, 2024
- Pension RAUM · $2.5B to $1.6BApr 25, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $3.2B to $3.0BApr 25, 2023 to Mar 26, 2024
- RAUM · $12B to $10BApr 25, 2023 to Mar 26, 2024
- Accounts · 47 to 52Oct 28, 2022 to Mar 28, 2023
- Advisory employees · 30 to 29Oct 28, 2022 to Mar 28, 2023
- BD registered reps · 27 to 25Oct 28, 2022 to Mar 28, 2023
Signals
24 dated events
- K Timothy Saunders (General Counsel) appeared on Schedule A of Angel Oak Capital Advisors, LlcMar 26, 2024 · Control person joined · fact
- Manmohan Singh (Chief Financial Officer) appeared on Schedule A of Angel Oak Capital Advisors, LlcMar 26, 2024 · Control person joined · fact
- James Michael Colombo (Chief Risk Officer) appeared on Schedule A of Angel Oak Capital Advisors, LlcMar 26, 2024 · Control person joined · fact
- Albert Kevin Sluss (Chief Risk Officer) no longer on Schedule A of Angel Oak Capital Advisors, Llc (listed 2023-04-25, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- Adam Daniel Fazioli (Chief Accounting Officer) no longer on Schedule A of Angel Oak Capital Advisors, Llc (listed 2023-04-25, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- Matthew C Malloy left Angel Oak Capital Advisors, Llc for Parnassus Investments, Llc (registered 2026-02-02)Mar 5, 2024 · Advisor changed firm · fact
- Timothy J Byerly left Angel Oak Capital Advisors, Llc for Sage Mountain Advisors, Llc (registered 2024-01-09)Aug 5, 2023 · Advisor changed firm · fact
- Angel Oak Capital Advisors, Llc reported RAUM $12.2B, down 30% from $17.4B (2022-10-28 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- S Tracy Jackson (Chief Financial Officer) no longer on Schedule A of Angel Oak Capital Advisors, Llc (listed 2022-10-28, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- Dory Black (General Counsel) no longer on Schedule A of Angel Oak Capital Advisors, Llc (listed 2022-10-28, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- William David Gordon (Chief Legal Officer) appeared on Schedule A of Angel Oak Capital Advisors, LlcMar 28, 2023 · Control person joined · fact
- Chase William Eldredge (Chief Compliance Officer) appeared on Schedule A of Angel Oak Capital Advisors, LlcOct 28, 2022 · Control person joined · fact
- Albert Kevin Sluss (Chief Risk Officer) appeared on Schedule A of Angel Oak Capital Advisors, LlcOct 28, 2022 · Control person joined · fact
- R John Hsu (Chief Risk Officer) no longer on Schedule A of Angel Oak Capital Advisors, Llc (listed 2022-08-18, absent 2022-10-28)Oct 28, 2022 · Control person left · inference
- Angel Oak Capital Advisors, Llc reported RAUM $17.4B, up 40% from $12.4B (2021-11-23 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Dibblee David Silvera (Chief Operating Officer) no longer on Schedule A of Angel Oak Capital Advisors, Llc (listed 2021-11-23, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Adam Daniel Fazioli (Chief Accounting Officer) appeared on Schedule A of Angel Oak Capital Advisors, LlcMar 30, 2021 · Control person joined · fact
- Lu Chang (Chief Risk Officer) no longer on Schedule A of Angel Oak Capital Advisors, Llc (listed 2020-04-30, absent 2020-11-17)Nov 17, 2020 · Control person left · inference
- R John Hsu (Chief Risk Officer) appeared on Schedule A of Angel Oak Capital Advisors, LlcNov 17, 2020 · Control person joined · fact
- Angel Oak Capital Advisors, Llc reported RAUM $12.9B, up 26% from $10.2B (2020-02-04 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Adam Brad Friedlander (Member) no longer on Schedule A of Angel Oak Capital Advisors, Llc (listed 2020-02-04, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Dibblee David Silvera (Chief Operating Officer) appeared on Schedule A of Angel Oak Capital Advisors, LlcMar 29, 2019 · Control person joined · fact
- Brian Smith (Chief Operating Officer) no longer on Schedule A of Angel Oak Capital Advisors, Llc (listed 2018-08-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Angel Oak Capital Advisors, Llc reported RAUM $8.5B, up 30% from $6.5B (2017-05-12 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/angel-oak-capital-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ANGELOAKFUNDS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 404-953-4900reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $11Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Angel Oak Capital Advisors, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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