DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Z••••• W••••• A•••••••• L••
Latest filing Aug 4, 2026
First filing on the tape Apr 23, 2025 · 3 filings
SEC status approved since May 23, 2025
RAUM
$169M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$169M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$56.3M
derived; firm RAUM over IAPD count
Employees
11
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$169M as of Aug 4, 2026
Apr 23, 2025$147M then
HNW client RAUM$56.9M as of Aug 4, 2026
Apr 23, 2025$7.5M then
State-registered IARs (5.B.3)2 as of Aug 4, 2026
Apr 23, 20252 then
Employees (5.A)11 as of Aug 4, 2026
Apr 23, 202510 then
Private funds: no history
RAUM +15% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $56.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 171derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $116,027derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.7derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -26%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$112M66%
- High-net-worth individuals$56.9M34%
- Individual clients
- 481reported
- HNW clients
- 31reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,455reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••• W•••••• A••••••• | Ocala, Fl | Jan 1, 2025 | 15 y | 0 |
| C••••••• R••••• | Ocala, Fl | Dec 22, 2025 | 19 y | 1 |
| B••••••• B• C•••••• | Ocala, Fl | Jul 28, 2026 | 10 y | 3 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B••••••• B• C•••••• from S•••••••• A••••••• L••Jul 28, 2026 · Affiliated broker-dealer or bank to independent RIA
- C••••••• R••••• from B••••••••• W••••• A•••••••• L••Dec 22, 2025 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••••• C••••••• · Managing Member & Chief Compliance Officercontrolsince 03/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ocala, Fl · principal | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 19, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $146,615,000 to $168,819,527, advisors 2 to 2, private clients 688 to 512, offices 2 to 2 (2025-04-23 to 2026-03-19)peers: independent wealth managers, $100M to $500M (5,678)
- HNW share shiftChange between filings · filing Mar 19, 2026HNW share of RAUM moved from 5.0% to 34.0% between the annual amendments of 2025-04-23 and 2026-03-19peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 1,099 to 1,455Apr 23, 2025 to Mar 19, 2026
- HNW clients · 3 to 31Apr 23, 2025 to Mar 19, 2026
- Individual clients · 685 to 481Apr 23, 2025 to Mar 19, 2026
- Employees · 10 to 11Apr 23, 2025 to Mar 19, 2026
- Financial planning clients · 251-500 to 0Apr 23, 2025 to Mar 19, 2026
- Discretionary RAUM · $147M to $169MApr 23, 2025 to Mar 19, 2026
- HNW RAUM · $7.5M to $56.9MApr 23, 2025 to Mar 19, 2026
- Individual RAUM · $139M to $112MApr 23, 2025 to Mar 19, 2026
- RAUM · $147M to $169MApr 23, 2025 to Mar 19, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- r•••••••••@z•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- b••••@z•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- g•••••@z•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- m••••••@z•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 352-282-3022reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 352-362-8888reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 352-378-2461reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/zinnia-wealth-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- Z•••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 352-368-3680reportedpublic record, Form ADV, Aug 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026