DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M••••• C•••••• P•••••••• L•

Former SEC-registered adviserNew York, New YorkCRD 295190SEC 801-122578websiteIAPD
Latest filing Mar 20, 2024
First filing on the tape Sep 29, 2021 · 11 filings
SEC status approved since Oct 29, 2021
RAUM
$227M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
$227M gross assets
History
11 filings and snapshots on the tape
RAUM$227M as of Mar 20, 2024
Mar 30, 2022$360M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2024
Mar 30, 20220 then
Employees (5.A)6 as of Mar 20, 2024
Mar 30, 202213 then
Private funds4 as of Mar 20, 2024
Mar 30, 20224 then
RAUM -19% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$37.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-19%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$227M, 6 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$227M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$227M for 6 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      4 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • C•••• J•••••••• W••••••• · General Counsel And Chief Compliance Officercontrol
        since 09/2018 · owns less than 5%
      • K••••••••• F••••••• N•• · Chief Financial Officercontrol
        since 09/2022 · owns less than 5%
      • J••••••• O•••• S•••• · Managing Member
        since 09/2012 · owns 50% to 75% of M••••• C•••••• A•••••••• L••
      • J••••••• O•••• S•••• · Limited Partner
        since 03/2014 · owns 50% to 75% of M••••• C•••••• A••••••• H•••••••• L•
      • S••••••••• C•••••• A••••• · Limited Partner
        since 03/2014 · owns 50% to 75% of M••••• C•••••• A••••••• H•••••••• L•
      • S••••••••• C•••••• A••••• · Managing Member
        since 09/2012 · owns 50% to 75% of M••••• C•••••• A•••••••• L••
      Entity owners
      • M••••• A••••••• H•••••••• L• · Limited Partner
        direct · owns 75% or more
      • M••••• C•••••• A•••••••• L•• · General Partner (In Dissolution)
        direct · owns less than 5%
      • M••••• C•••••• A••••••• H•••••••• L• · Limited Partner
        indirect · owns 50% to 75% of M••••• A••••••• H•••••••• L•
      • M••••• C•••••• A•••••••• L•• · General Partner
        indirect · owns F of M••••• A••••••• H•••••••• L•
      • M••••• C•••••• A•••••••• L•• · General Partner
        indirect · owns F of M••••• C•••••• A••••••• H•••••••• L•
      Related persons
      Schedule D 7.A
      • H•••• H•••••• L••
        investment adviserpooled vehicle sponsoryRAUM $19.7M
      • M••••• C•••••• P••••••• G•• L••
        bankpooled vehicle sponsorn
      • M••••• S•••••• S••••••••• G•• L••
        bankpooled vehicle sponsorn
      • S••••• I•••
        pooled vehicle sponsory
      • T••••••••• G• H••••••• L••
        bankn
      Advisers that list M••••• C•••••• P•••••••• L• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 7 to 3
        Sep 11, 2023 to Mar 20, 2024
      • Assets in custody · $267M to $227M
        Sep 11, 2023 to Mar 20, 2024
      • Employees · 11 to 6
        Sep 11, 2023 to Mar 20, 2024
      • Discretionary RAUM · $267M to $227M
        Sep 11, 2023 to Mar 20, 2024
      • Pooled vehicle RAUM · $267M to $227M
        Sep 11, 2023 to Mar 20, 2024
      • RAUM · $267M to $227M
        Sep 11, 2023 to Mar 20, 2024
      • Assets in custody · $280M to $267M
        Mar 24, 2023 to Apr 27, 2023
      • Discretionary RAUM · $280M to $267M
        Mar 24, 2023 to Apr 27, 2023
      • Pooled vehicle RAUM · $280M to $267M
        Mar 24, 2023 to Apr 27, 2023
      • RAUM · $280M to $267M
        Mar 24, 2023 to Apr 27, 2023
      • Advisory employees · 5 to 7
        Jan 3, 2023 to Mar 24, 2023
      • Assets in custody · $360M to $280M
        Jan 3, 2023 to Mar 24, 2023
      • Employees · 13 to 11
        Jan 3, 2023 to Mar 24, 2023
      • Discretionary RAUM · $360M to $280M
        Jan 3, 2023 to Mar 24, 2023
      • Pooled vehicle RAUM · $360M to $280M
        Jan 3, 2023 to Mar 24, 2023
      • RAUM · $360M to $280M
        Jan 3, 2023 to Mar 24, 2023
      • HQ city · GREENWICH to NEW YORK
        Jul 29, 2022 to Sep 6, 2022
      • HQ state · CT to NY
        Jul 29, 2022 to Sep 6, 2022
      • Assets in custody · $502M to $360M
        Nov 8, 2021 to Mar 30, 2022
      • Discretionary RAUM · $502M to $360M
        Nov 8, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $502M to $360M
        Nov 8, 2021 to Mar 30, 2022
      • RAUM · $502M to $360M
        Nov 8, 2021 to Mar 30, 2022
      Signals
      5 dated events
      • M••••• C•••••• P•••••••• L• no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $227.0M)
        Mar 6, 2025 · Left the SEC roster · derived
      • Jo Terri Lecamp (Acting Chief Operating Officer) no longer on Schedule A of M••••• C•••••• P•••••••• L• (listed 2022-09-06, absent 2023-01-03)
        Jan 3, 2023 · Control person left · inference
      • Florina Klingbaum (Chief Financial Officer) appeared on Schedule A of M••••• C•••••• P•••••••• L•
        Jan 3, 2023 · Control person joined · fact
      • M••••• C•••••• P•••••••• L• reported RAUM $360.4M, down 28% from $502.1M (2021-11-08 to 2022-03-30)
        Mar 30, 2022 · RAUM change · derived
      • M••••• C•••••• P•••••••• L• filed its initial SEC registration (Form ADV)
        Sep 29, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/melody-capital-partners-lp/aboutreportedpublic record, Form ADV, Sep 18, 2026
      Website
      M•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026