DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Melody Capital Management LLC

Former SEC-registered adviserSan Juan, PRCRD 167953SEC 801-80037IAPD
Latest filing Dec 10, 2021
First filing on the tape Jun 27, 2014 · 19 filings
RAUM
$87.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$76.4M gross assets
History
19 filings and snapshots on the tape
RAUM$1.6B as of Mar 30, 2021
Mar 24, 2015$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2021
Mar 24, 20150 then
Employees (5.A)22 as of Mar 30, 2021
Mar 24, 201517 then
Private funds6 as of Mar 30, 2021
Mar 24, 20155 then
RAUM -95% over the last fiscal year-63% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Dec 10, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$43.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-3.5%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$76.4M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$87.7M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$76.4M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Melody Telecom Land Offshore Fund L.P.Private Equity Fund$58.1M7Mar 24, 2015
      Melody Telecom Land Onshore Fund L.P.Private Equity Fund$18.3M21Mar 24, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • Washburn Jonathan Cole · General Counsel And Chief Compliance Officercontrol
        since 09/2018 · owns less than 5%
      • Saeed Omar Jaffrey · Foundercontrol
        since 11/2015 · owns less than 5%
      • Jo Terri Lecamp · Acting Chief Operating Officercontrol
        since 11/2015 · owns less than 5%
      • Andres Carlos Scaminaci · Foundercontrol
        since 11/2015 · owns less than 5%
      • Saeed Omar Jaffrey · Managing Membercontrol
        since 06/2016 · owns 25% to 50% of Las Palmas Gp LLC
      • Andres Carlos Scaminaci · Managing Membercontrol
        since 06/2016 · owns 25% to 50% of Las Palmas Gp LLC
      Entity owners
      • Melody Advisors LLC · Managing Member
        direct · owns 75% or more
      • Las Palmas Gp LLC · Managing Member
        indirect · owns 75% or more of Melody Advisors LLC
      Related persons
      Schedule D 7.A
      • Melody Capital Partners Gp, LLC
        bankpooled vehicle sponsorn
      • Melody Capital Partners, LP
        investment advisernRAUM $227M
      • Melody Communications Infrastructure Gp LLC
        bankpooled vehicle sponsorn
      • Melody Communications Infrastructure Offshore Gp Sarl
        bankpooled vehicle sponsorn
      • Palistar Capital LP
        investment advisernRAUM $3.5B
      • Melody Special Situations Gp, LLC
        bankpooled vehicle sponsorn
      • Melody Telecom Land Fund Gp, LLC
        pooled vehicle sponsorn
      • Tradewinds Gp Holdings LLC
        bankn
      Advisers that list Melody Capital Management LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 6 to 2
        Sep 1, 2021 to Dec 10, 2021
      • Advisory employees · 10 to 2
        Sep 1, 2021 to Dec 10, 2021
      • Pooled vehicle clients · 6 to 2
        Sep 1, 2021 to Dec 10, 2021
      • Assets in custody · $1.5B to $76.4M
        Sep 1, 2021 to Dec 10, 2021
      • Employees · 22 to 4
        Sep 1, 2021 to Dec 10, 2021
      • Private funds · 6 to 2
        Sep 1, 2021 to Dec 10, 2021
      • Discretionary RAUM · $1.6B to $87.7M
        Sep 1, 2021 to Dec 10, 2021
      • Pooled vehicle RAUM · $1.6B to $87.7M
        Sep 1, 2021 to Dec 10, 2021
      • RAUM · $1.6B to $87.7M
        Sep 1, 2021 to Dec 10, 2021
      • Advisory employees · 9 to 10
        Sep 25, 2020 to Mar 30, 2021
      • Assets in custody · $1.6B to $1.5B
        Sep 25, 2020 to Mar 30, 2021
      • Employees · 23 to 22
        Sep 25, 2020 to Mar 30, 2021
      • Discretionary RAUM · $1.6B to $1.6B
        Sep 25, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $1.6B to $1.6B
        Sep 25, 2020 to Mar 30, 2021
      • RAUM · $1.6B to $1.6B
        Sep 25, 2020 to Mar 30, 2021
      • Advisory employees · 13 to 9
        Mar 25, 2019 to Mar 30, 2020
      • Assets in custody · $1.8B to $1.6B
        Mar 25, 2019 to Mar 30, 2020
      • Employees · 31 to 23
        Mar 25, 2019 to Mar 30, 2020
      • Discretionary RAUM · $1.9B to $1.6B
        Mar 25, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $1.9B to $1.6B
        Mar 25, 2019 to Mar 30, 2020
      • RAUM · $1.9B to $1.6B
        Mar 25, 2019 to Mar 30, 2020
      • Advisory employees · 12 to 13
        Dec 6, 2018 to Mar 25, 2019
      • Assets in custody · $1.7B to $1.8B
        Dec 6, 2018 to Mar 25, 2019
      • Employees · 28 to 31
        Dec 6, 2018 to Mar 25, 2019
      • Other offices · 1 to 0
        Dec 6, 2018 to Mar 25, 2019
      • Discretionary RAUM · $1.8B to $1.9B
        Dec 6, 2018 to Mar 25, 2019
      • Pooled vehicle RAUM · $1.8B to $1.9B
        Dec 6, 2018 to Mar 25, 2019
      • RAUM · $1.8B to $1.9B
        Dec 6, 2018 to Mar 25, 2019
      • Related adviser · false to true
        Dec 6, 2018 to Mar 25, 2019
      • Advisory employees · 13 to 12
        Jul 6, 2017 to Mar 27, 2018
      • Pooled vehicle clients · unset to 6.0
        Jul 6, 2017 to Mar 27, 2018
      • Assets in custody · $1.6B to $1.7B
        Jul 6, 2017 to Mar 27, 2018
      • Employees · 15 to 28
        Jul 6, 2017 to Mar 27, 2018
      • Other offices · unset to 1.0
        Jul 6, 2017 to Mar 27, 2018
      • Discretionary RAUM · $1.7B to $1.8B
        Jul 6, 2017 to Mar 27, 2018
      • Pooled vehicle RAUM · unset to 1782603405.0
        Jul 6, 2017 to Mar 27, 2018
      • RAUM · $1.7B to $1.8B
        Jul 6, 2017 to Mar 27, 2018
      • Related adviser · true to false
        Jul 6, 2017 to Mar 27, 2018
      • Related adviser · false to true
        Mar 27, 2017 to Jul 6, 2017
      • Advisory employees · 11 to 13
        Feb 20, 2017 to Mar 27, 2017
      Signals
      4 dated events
      • Melody Capital Management Llc reported RAUM $87.7M, down 94% from $1.6B (2021-09-01 to 2021-12-10)
        Dec 10, 2021 · RAUM change · derived
      • Jo Terri Lecamp (Acting Chief Operating Officer) appeared on Schedule A of Melody Capital Management Llc
        Mar 30, 2020 · Control person joined · fact
      • Melody Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Sep 23, 2016 · Succession (Item 4) · fact
      • Melody Capital Partners filed its initial SEC registration (Form ADV)
        Jun 27, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026