DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••••• I••••••••• P••••••• L••
Latest filing Aug 11, 2026
First filing on the tape Apr 23, 2018 · 32 filings
SEC status approved since May 24, 2018
RAUM
$860M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$829M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$143M
derived; firm RAUM over IAPD count
Employees
12
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$860M as of Aug 11, 2026
Mar 17, 2019$143M then
HNW client RAUM$560M as of Aug 11, 2026
Mar 17, 2019$39.0M then
State-registered IARs (5.B.3)5 as of Aug 11, 2026
Mar 17, 20195 then
Employees (5.A)12 as of Aug 11, 2026
Mar 17, 201910 then
Private funds: no history
RAUM +31% over the last fiscal year+23% a year over threeIARs 0 to 5
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $143MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 303derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $267,964derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $860MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$560M65%
- Individuals$270M31%
- Corporations and businesses$21.8M2.5%
- Pension and profit-sharing plans$5.6M0.7%
- Charitable organizations$3.0M0.3%
- Individual clients
- 1,355reported
- HNW clients
- 461reported
- Pension plan clients
- 6reported
- Charitable clients
- 10reported
- Accounts
- 3,208reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• R••••• M••••••• | Portsmouth, Ri | Jul 2, 2018 | 39 y | 1 |
| B•••• N••••• C•••••••• | Smithfield, Ri | Jul 2, 2018 | 38 y | 1 |
| R•••••• F•••••• W••••••• | Portsmouth, Ri | Jul 2, 2018 | 31 y | 1 |
| D•••• D••••• D•• | Portsmouth, Ri | Jul 1, 2020 | 24 y | 2 |
| N•••• R••••• B•••••• | Portsmouth, Ri | Dec 19, 2022 | 14 y | 0 |
| C••••• J••••• M•••••• | Portsmouth, Ri | Jul 14, 2026 | 10 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••• J••••• M•••••• from E•••• V•••• M•••••••••Jul 14, 2026 · Other
- D•••• D••••• D•• from L•• F•••••••• L••Jul 1, 2020 · Affiliated broker-dealer or bank to independent RIA
- B•••• N••••• C•••••••• from L•• F•••••••• L••Jul 2, 2018 · RIA to a newly registered adviser
- R•••••• F•••••• W••••••• from L•• F•••••••• L••Jul 2, 2018 · RIA to a newly registered adviser
- D•••• R••••• M••••••• from L•• F•••••••• L••Jul 2, 2018 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from L•• F•••••••• L••Jul 9, 2018 · North Smithfield, Ri
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• B••••• N••••• · Managing Membercontrolsince 04/2018 · owns 25% to 50%
- D••• D••••• D••••• · Managing Membercontrolsince 06/2020 · owns 25% to 50%
- M•••••••• D••••• R••••• · Managing Member And Chief Compliance Officercontrolsince 04/2018 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portsmouth, Ri · principal | 6 | 1 | 0 | ||
| Smithfield, Ri | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Smithfield, RI2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Aug 11, 2026private clients per advisor of 302.7 against a peer median of 63.5 (1211 comparable advisers, 99.0th percentile, 6.5 robust deviations)peers: independent wealth managers, $500M to $1B (1,211) · 99% percentile
What changed
consecutive filings, newest first
- State-registered IARs · 0 to 5Dec 15, 2025 to Mar 17, 2026
- Discretionary RAUM · $655M to $860MDec 15, 2025 to Mar 17, 2026
- HNW RAUM · $380M to $560MDec 15, 2025 to Mar 17, 2026
- Individual RAUM · $249M to $270MDec 15, 2025 to Mar 17, 2026
- Pension RAUM · $4.6M to $5.6MDec 15, 2025 to Mar 17, 2026
- RAUM · $655M to $860MDec 15, 2025 to Mar 17, 2026
- Accounts · 2,876 to 3,208Dec 15, 2025 to Mar 17, 2026
- Corporate clients · 19 to 21Dec 15, 2025 to Mar 17, 2026
- HNW clients · 321 to 461Dec 15, 2025 to Mar 17, 2026
- Individual clients · 1,386 to 1,355Dec 15, 2025 to Mar 17, 2026
- Pension plan clients · 5 to 6Dec 15, 2025 to Mar 17, 2026
- Employees · 11 to 12Dec 15, 2025 to Mar 17, 2026
- Financial planning clients · 0 to 0Feb 6, 2025 to Oct 8, 2025
- Accounts · 2,652 to 2,876Oct 8, 2024 to Feb 6, 2025
- Advisory employees · 6 to 5Oct 8, 2024 to Feb 6, 2025
- BD registered reps · 5 to 4Oct 8, 2024 to Feb 6, 2025
- Corporate clients · 18 to 19Oct 8, 2024 to Feb 6, 2025
- HNW clients · 248 to 321Oct 8, 2024 to Feb 6, 2025
- Individual clients · 1,369 to 1,386Oct 8, 2024 to Feb 6, 2025
- Pension plan clients · 6 to 5Oct 8, 2024 to Feb 6, 2025
- Employees · 13 to 11Oct 8, 2024 to Feb 6, 2025
- State-registered IARs · 6 to 0Oct 8, 2024 to Feb 6, 2025
- Discretionary RAUM · $560M to $655MOct 8, 2024 to Feb 6, 2025
- HNW RAUM · $299M to $380MOct 8, 2024 to Feb 6, 2025
- Individual RAUM · $238M to $249MOct 8, 2024 to Feb 6, 2025
- Pension RAUM · $3.9M to $4.6MOct 8, 2024 to Feb 6, 2025
- RAUM · $560M to $655MOct 8, 2024 to Feb 6, 2025
- Accounts · 2,434 to 2,652Oct 30, 2023 to Mar 12, 2024
- BD registered reps · 4 to 5Oct 30, 2023 to Mar 12, 2024
- Charity clients · 9 to 10Oct 30, 2023 to Mar 12, 2024
- Corporate clients · 11 to 18Oct 30, 2023 to Mar 12, 2024
- HNW clients · 98 to 248Oct 30, 2023 to Mar 12, 2024
- Individual clients · 1,359 to 1,369Oct 30, 2023 to Mar 12, 2024
- Employees · 12 to 13Oct 30, 2023 to Mar 12, 2024
- Discretionary RAUM · $458M to $560MOct 30, 2023 to Mar 12, 2024
- HNW RAUM · $171M to $299MOct 30, 2023 to Mar 12, 2024
- Individual RAUM · $270M to $238MOct 30, 2023 to Mar 12, 2024
- Pension RAUM · $620,126 to $3.9MOct 30, 2023 to Mar 12, 2024
- RAUM · $458M to $560MOct 30, 2023 to Mar 12, 2024
- Accounts · 2,164 to 2,434Jun 17, 2022 to Feb 8, 2023
Signals
4 dated events
- W••••••••• I••••••••• P••••••• L•• reported RAUM $859.6M, up 31% from $654.8M (2025-12-15 to 2026-03-17)Mar 17, 2026 · RAUM change · derived
- W••••••••• I••••••••• P••••••• L•• reported RAUM $391.6M, up 112% from $185.0M (2020-09-24 to 2021-03-15)Mar 15, 2021 · RAUM change · derived
- Domoon Derek Doo (Managing Member) appeared on Schedule A of W••••••••• I••••••••• P••••••• L••Jun 30, 2020 · Control person joined · fact
- W••••••••• I••••••••• P••••••• filed its initial SEC registration (Form ADV)Apr 23, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@w••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- s•••••••••@w••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- a•••••••••@w••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- d•••••••••@w••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- d•••••••••@w••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- j•••••••••@w••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 401-309-0729reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 401-309-0207reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 401-682-2335reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/wealthcare-investment-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.w••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (401) 682-2335reportedpublic record, Form ADV, Aug 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $143Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026