DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••• O••••••••• M••••• F••• L•
Gross asset value
$25.5M
as of Nov 3, 2022; not a fund size
Peak GAV
$613M
highest filing
Owners
0
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
4 filings
Mar 24, 2021 to Nov 3, 2022
Reporting history
one row per Form ADV filing
Gross asset value$25.5M as of Nov 3, 2022
Mar 24, 2021$442M then
Owners0 as of Nov 3, 2022
Mar 24, 20214 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.New York, New York · LEI B4TYDEB6GKMZO031MB27
- Barclays Bank PlcNew York, New York · LEI G5GSEF7VJP5I7OUK5573
- Bnp ParibasParis, France · LEI R0MUWSFPU8MPRO8K5P83
- Citco Bank CanadaToronto, Canada · LEI 549300U6C5DCBKSIEB26
- Goldman Sachs & Co. LLCNew York, New York
- Hsbc Bank PlcNew York, New York · LEI MP6I5ZYZBEU3UXPYFY54
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch InternationalLondon, United Kingdom · LEI GGDZP1UYGU9STUHRDP48
- Morgan Stanley & Co. LLCNew York, New York
- Nomura Global Financial Products Inc.New York, New York · LEI 0Z3VO5H2G7GRS05BHJ91
- Nomura International PlcLondon, United Kingdom · LEI DGQCSV2PHVF7I2743539
- The Northern Trust CompanyChicago, Illinois
- UBS AgNew York, New York · LEI BFM8T61CT2L1QCEMIK50
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons