DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rw Baker Wealth Management Group LLC
Latest filing Feb 23, 2026
First filing on the tape May 15, 2018 · 14 filings
SEC status approved since Jul 29, 2021
RAUM
$135M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
99%
$134M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$67.4M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$135M as of Feb 23, 2026
Mar 4, 2022$107M then
HNW client RAUM$107M as of Feb 23, 2026
Mar 4, 2022$76.6M then
State-registered IARs (5.B.3)2 as of Feb 23, 2026
Mar 4, 20221 then
Employees (5.A)2 as of Feb 23, 2026
Mar 4, 20221 then
Private funds: no history
RAUM +11% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $67.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 98derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $360,596derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Custody
- $134M, 378 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$107M79%
- Individuals$27.0M20%
- Corporations and businesses$504,7900.4%
- Charitable organizations$217,2410.2%
- Individual clients
- 126reported
- HNW clients
- 70reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 374reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $134M for 378 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Rosalyn Wallach Baker | Cheyenne, Wy | Jun 20, 2018 | 43 y | 1 |
| Candice Jean Wisdom | Cheyenne, Wy | Apr 3, 2023 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Rosalyn Wallach Baker from RBC Capital Markets, LLCJun 20, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Wallach Rosalyn Baker · Cco, Membercontrolsince 05/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cheyenne, Wy · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Feb 23, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 356 to 374Sep 22, 2025 to Feb 23, 2026
- HNW clients · 43 to 70Sep 22, 2025 to Feb 23, 2026
- Individual clients · 143 to 126Sep 22, 2025 to Feb 23, 2026
- Assets in custody · $53.2M to $134MSep 22, 2025 to Feb 23, 2026
- HNW RAUM · $108M to $107MSep 22, 2025 to Feb 23, 2026
- Individual RAUM · $13.4M to $27.0MSep 22, 2025 to Feb 23, 2026
- Non-discretionary RAUM · $121M to $135MSep 22, 2025 to Feb 23, 2026
- RAUM · $121M to $135MSep 22, 2025 to Feb 23, 2026
- Financial planning clients · 0 to 0Mar 18, 2025 to Sep 22, 2025
- Accounts · 334 to 356Mar 28, 2024 to Mar 18, 2025
- Business name · R. W. BAKER WEALTH MANAGEMENT GROUP LLC to RW BAKER WEALTH MANAGEMENT GROUP LLCMar 28, 2024 to Mar 18, 2025
- Charity clients · 1.0 to unsetMar 28, 2024 to Mar 18, 2025
- Corporate clients · 2.0 to unsetMar 28, 2024 to Mar 18, 2025
- HNW clients · 50 to 43Mar 28, 2024 to Mar 18, 2025
- Individual clients · 127 to 143Mar 28, 2024 to Mar 18, 2025
- Assets in custody · $92.8M to $53.2MMar 28, 2024 to Mar 18, 2025
- Legal name · R. W. BAKER WEALTH MANAGEMENT GROUP LLC to RW BAKER WEALTH MANAGEMENT GROUP LLCMar 28, 2024 to Mar 18, 2025
- HNW RAUM · $70.4M to $108MMar 28, 2024 to Mar 18, 2025
- Individual RAUM · $36.8M to $13.4MMar 28, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $108M to $121MMar 28, 2024 to Mar 18, 2025
- RAUM · $108M to $121MMar 28, 2024 to Mar 18, 2025
- Accounts · 328 to 334Jun 26, 2023 to Mar 28, 2024
- Advisory employees · 1 to 2Jun 26, 2023 to Mar 28, 2024
- Charity clients · 2 to 1Jun 26, 2023 to Mar 28, 2024
- Corporate clients · 1 to 2Jun 26, 2023 to Mar 28, 2024
- HNW clients · 42 to 50Jun 26, 2023 to Mar 28, 2024
- Individual clients · 131 to 127Jun 26, 2023 to Mar 28, 2024
- Assets in custody · $77.2M to $92.8MJun 26, 2023 to Mar 28, 2024
- Employees · 1 to 2Jun 26, 2023 to Mar 28, 2024
- State-registered IARs · 1 to 2Jun 26, 2023 to Mar 28, 2024
- HNW RAUM · $66.7M to $70.4MJun 26, 2023 to Mar 28, 2024
- Individual RAUM · $28.3M to $36.8MJun 26, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $95.7M to $108MJun 26, 2023 to Mar 28, 2024
- RAUM · $95.7M to $108MJun 26, 2023 to Mar 28, 2024
- Accounts · 302 to 328Aug 22, 2022 to Mar 24, 2023
- BD registered reps · 1 to 0Aug 22, 2022 to Mar 24, 2023
- Charity clients · unset to 2.0Aug 22, 2022 to Mar 24, 2023
- Corporate clients · unset to 1.0Aug 22, 2022 to Mar 24, 2023
- HNW clients · 43 to 42Aug 22, 2022 to Mar 24, 2023
- Individual clients · 115 to 131Aug 22, 2022 to Mar 24, 2023
Signals
1 dated events
- R. W. Baker Wealth Management Group Llc filed its initial SEC registration (Form ADV)May 15, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 307-514-4445reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 307-514-5544reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 307-630-5466reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- rwbakerwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 307-514-4445reportedpublic record, Form ADV, Feb 23, 2026
- Contact form
- rwbakerwealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026