DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••• P••••••••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape May 4, 2018 · 13 filings
SEC status approved since Jun 5, 2018
RAUM
$788M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
7
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$788M as of Mar 31, 2026
Mar 6, 2019$111M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 6, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 6, 20190 then
Employees (5.A)2 as of Mar 31, 2026
Mar 6, 20192 then
Private funds7 as of Mar 31, 2026
Mar 6, 20194 then
RAUM +23% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $71.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 61%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $275M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$466M59%
- Pooled investment vehicles$275M35%
- Corporations and businesses$35.8M4.5%
- Charitable organizations$10.9M1.4%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $275M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.35 institutional_share=0.61 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••• P••••••••• F•••• L••• | Hedge Fund | $85.0M | 79 | May 4, 2018 |
| H••• I••• F•••• L••• | Hedge Fund | $61.6M | 5 | Mar 31, 2023 |
| H••• M•••••• O••••• B••••••• F•••• L••• | Real Estate Fund | $28.2M | 35 | May 4, 2018 |
| H••• G••••••••• B••••••• F•••• L••• | Real Estate Fund | $17.3M | 30 | Mar 30, 2020 |
| C••••••••• F••• L• | Hedge Fund | $15.4M | 8 | May 4, 2018 |
| S•••• • H••• F••• L• | Hedge Fund | $10.9M | 4 | Mar 30, 2020 |
| D••••••••• F••• L• | Hedge Fund | $8.6M | 4 | Mar 30, 2021 |
| M••• I• • H••• F•••• L••• | Hedge Fund | $3.6M | 4 | May 4, 2018 |
Owners and control persons
Schedule A and B, latest filing
- G•••••• B••••••• G•••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 10/2015 · owns 10% to 25%
- H•••• S•••••• A••••• · General Partnercontrolsince 09/2010 · owns 75% or more
Related persons
Schedule D 7.A
- H••• P••••••••• C•••••• A•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Greenville, NC1 employees
What changed
consecutive filings, newest first
- Advisory employees · 2 to 1Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 0 to 1Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 8 to 7Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $0 to $275MMar 31, 2025 to Mar 31, 2026
- Private funds · 8 to 7Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $643M to $788MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $230M to $275MMar 31, 2025 to Mar 31, 2026
- RAUM · $643M to $788MMar 31, 2025 to Mar 31, 2026
- Accounts · 10 to 11May 1, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $593M to $643MMay 1, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $224M to $230MMay 1, 2024 to Mar 31, 2025
- RAUM · $593M to $643MMay 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $466M to $593MJun 1, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $189M to $224MJun 1, 2023 to Mar 29, 2024
- RAUM · $466M to $593MJun 1, 2023 to Mar 29, 2024
- Accounts · 8 to 10Mar 25, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 8Mar 25, 2022 to Mar 31, 2023
- Private funds · 7 to 8Mar 25, 2022 to Mar 31, 2023
- Discretionary RAUM · $185M to $466MMar 25, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $130M to $189MMar 25, 2022 to Mar 31, 2023
- RAUM · $185M to $466MMar 25, 2022 to Mar 31, 2023
- Discretionary RAUM · $140M to $185MMar 30, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $102M to $130MMar 30, 2021 to Mar 25, 2022
- RAUM · $140M to $185MMar 30, 2021 to Mar 25, 2022
- Accounts · 7 to 8Mar 30, 2020 to Mar 30, 2021
- Pooled vehicle clients · 6 to 7Mar 30, 2020 to Mar 30, 2021
- Private funds · 6 to 7Mar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $143M to $140MMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $104M to $102MMar 30, 2020 to Mar 30, 2021
- RAUM · $143M to $140MMar 30, 2020 to Mar 30, 2021
- Accounts · 5 to 7Mar 6, 2019 to Mar 30, 2020
- Pooled vehicle clients · 4 to 6Mar 6, 2019 to Mar 30, 2020
- Private funds · 4 to 6Mar 6, 2019 to Mar 30, 2020
- Discretionary RAUM · $111M to $143MMar 6, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $70.8M to $104MMar 6, 2019 to Mar 30, 2020
- RAUM · $111M to $143MMar 6, 2019 to Mar 30, 2020
- Employees · 3 to 2Oct 3, 2018 to Mar 6, 2019
- Discretionary RAUM · $110M to $111MOct 3, 2018 to Mar 6, 2019
- Pooled vehicle RAUM · $70.2M to $70.8MOct 3, 2018 to Mar 6, 2019
Signals
3 dated events
- H••• P••••••••• C•••••• M••••••••• L•• reported RAUM $593.1M, up 27% from $466.3M (2023-06-01 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- H••• P••••••••• C•••••• M••••••••• L•• reported RAUM $466.3M, up 152% from $184.9M (2022-03-25 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- H••• P••••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 4, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H•••://WWW.H•••P•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 336-552-6228reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
H••• P••••••••• C•••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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