DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
4j Wealth Management, LLC
Latest filing Sep 14, 2026
First filing on the tape Aug 10, 2018 · 37 filings
SEC status approved since Sep 12, 2018
RAUM
$348M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$342M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$87.0M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$348M as of Mar 17, 2026
Jan 11, 2019$109M then
HNW client RAUM$290M as of Mar 17, 2026
Jan 11, 2019$83.6M then
State-registered IARs (5.B.3)4 as of Mar 17, 2026
Jan 11, 20193 then
Employees (5.A)4 as of Mar 17, 2026
Jan 11, 20194 then
Private funds: no history
RAUM +18% over the last fiscal year+21% a year over threeIARs 5 to 4offices 5 to 4
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $87.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $510,435derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Custody
- $18.2M, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$290M83%
- Individuals$52.1M15%
- Pension and profit-sharing plans$5.8M1.7%
- Individual clients
- 121reported
- HNW clients
- 122reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 682reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $18.2M for 19 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd= related_bank= bd_reps=3.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jennifer Rose HuttonChartered Financial Consultant | Mclean, Va | Sep 12, 2018 | 24 y | 0 |
| Joshua Wright GouldingCertified Financial Planner, Chartered Financial Analyst | Mclean, Va | Oct 8, 2018 | 19 y | 5 |
| Jeffrey Michael ScisciloCertified Financial Planner, Chartered Financial Analyst | Mclean, Va | Oct 8, 2018 | 20 y | 5 |
| Joseph William Berenato | Mclean, Va | Jan 15, 2025 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount2 left over 36 months
Left, latest
- Alexander Mark Baloga to Valuewealth Services, LLCJan 12, 2026 · RIA to RIA
- Sandra Lombrano Terronez to Bogart Wealth, LLCJul 22, 2024 · RIA to RIA
Joined, latest
- Sandra Lombrano Terronez from Bogart Wealth, LLCMar 6, 2023 · RIA to RIA
- Jeffrey Michael Sciscilo from Mclaughlin Ryder Investments, Inc.Oct 8, 2018 · RIA to a newly registered adviser
- Joshua Wright Goulding from Mclaughlin Ryder Investments, Inc.Oct 8, 2018 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Mclaughlin Ryder Investments, Inc.Oct 8, 2018 · Alexandria, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Wright Joshua Goulding · Managing Member & Chief Compliance Officercontrolsince 09/2018 · owns 50% to 75%
- Rose Jennifer Hutton · Managing Membersince 09/2018 · owns 10% to 25%
- Michael Jeffrey Sciscilo · Managing Membersince 09/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mclean, Va · principal | 4 | 0 | 0 | ||
| Vienna, Va | 1 | 0 | 0 | ||
| Arlington, Va | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Mar 17, 2026 to Sep 10, 2026
- Related adviser · false to unsetMar 17, 2026 to Sep 10, 2026
- Related bank · false to unsetMar 17, 2026 to Sep 10, 2026
- Related broker-dealer · false to unsetMar 17, 2026 to Sep 10, 2026
- Related insurance company · false to unsetMar 17, 2026 to Sep 10, 2026
- Succession · false to unsetMar 17, 2026 to Sep 10, 2026
- Accounts · 724 to 682Oct 17, 2025 to Mar 17, 2026
- Advisory employees · 4 to 3Oct 17, 2025 to Mar 17, 2026
- BD registered reps · 2 to 3Oct 17, 2025 to Mar 17, 2026
- HNW clients · 105 to 122Oct 17, 2025 to Mar 17, 2026
- Individual clients · 123 to 121Oct 17, 2025 to Mar 17, 2026
- Assets in custody · $18.6M to $18.2MOct 17, 2025 to Mar 17, 2026
- Employees · 5 to 4Oct 17, 2025 to Mar 17, 2026
- State-registered IARs · 5 to 4Oct 17, 2025 to Mar 17, 2026
- Other offices · 5 to 4Oct 17, 2025 to Mar 17, 2026
- Discretionary RAUM · $286M to $342MOct 17, 2025 to Mar 17, 2026
- HNW RAUM · $234M to $290MOct 17, 2025 to Mar 17, 2026
- Individual RAUM · $52.4M to $52.1MOct 17, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $8.1M to $5.8MOct 17, 2025 to Mar 17, 2026
- Pension RAUM · $8.1M to $5.8MOct 17, 2025 to Mar 17, 2026
- RAUM · $294M to $348MOct 17, 2025 to Mar 17, 2026
- Financial planning clients · 101-250 to 101-250Feb 26, 2025 to Apr 17, 2025
- HQ city · ALEXANDRIA to MCLEANFeb 26, 2025 to Apr 17, 2025
- Accounts · 612 to 724Aug 13, 2024 to Feb 26, 2025
- Advisory employees · 3 to 4Aug 13, 2024 to Feb 26, 2025
- HNW clients · 72 to 105Aug 13, 2024 to Feb 26, 2025
- Individual clients · 137 to 123Aug 13, 2024 to Feb 26, 2025
- Assets in custody · $28.7M to $18.6MAug 13, 2024 to Feb 26, 2025
- Other offices · 3 to 5Aug 13, 2024 to Feb 26, 2025
- Discretionary RAUM · $237M to $286MAug 13, 2024 to Feb 26, 2025
- HNW RAUM · $179M to $234MAug 13, 2024 to Feb 26, 2025
- Individual RAUM · $58.3M to $52.4MAug 13, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $8.0M to $8.1MAug 13, 2024 to Feb 26, 2025
- Pension RAUM · $8.0M to $8.1MAug 13, 2024 to Feb 26, 2025
- RAUM · $245M to $294MAug 13, 2024 to Feb 26, 2025
- Other offices · 5 to 3Mar 1, 2024 to Jul 29, 2024
- Accounts · 608 to 612Sep 5, 2023 to Feb 22, 2024
- Advisory employees · 4 to 3Sep 5, 2023 to Feb 22, 2024
- Charity clients · 0.0 to unsetSep 5, 2023 to Feb 22, 2024
- Corporate clients · 0.0 to unsetSep 5, 2023 to Feb 22, 2024
Signals
5 dated events
- Alexander Mark Baloga left 4J Wealth Management, Llc for Valuewealth Services, Llc (registered 2026-04-10)Jan 12, 2026 · Advisor changed firm · fact
- Sandra Lombrano Terronez left 4J Wealth Management, Llc for Bogart Wealth, Llc (registered 2024-08-08)Jul 22, 2024 · Advisor changed firm · fact
- 4J Wealth Management, Llc reported 5 offices beyond its principal office, up from 0 (2023-09-05 to 2024-02-22)Feb 22, 2024 · Office count change · derived
- 4J Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 1, 2021 · Succession (Item 4) · fact
- 4J Wealth Management, Llc filed its initial SEC registration (Form ADV)Aug 10, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@4jwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- karen@4jwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- will@4jwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 703-566-9573reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/4j-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- 4JWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (703) 566-9573reportedpublic record, Form ADV, Sep 14, 2026
- Contact form
- 4jwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- 4jwealth.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $87.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026