DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• R•••• I••••••••• I•••
Latest filing Mar 4, 2026
First filing on the tape Jan 4, 2016 · 21 filings
SEC status approved since Feb 9, 2016
RAUM
$522M
reported, Item 5.F
Discretionary
0.5%
of RAUM
Private clients
90%
$472M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$174M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$522M as of Mar 4, 2026
Mar 7, 2017$144M then
HNW client RAUM$401M as of Mar 4, 2026
Mar 22, 2022$305M then
State-registered IARs (5.B.3)3 as of Mar 4, 2026
Mar 7, 20176 then
Employees (5.A)3 as of Mar 4, 2026
Mar 7, 20178 then
Private funds: no history
RAUM +11% over the last fiscal year+8.5% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $174MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 155derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $665,084derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.5%derivedof RAUM
- Institutional
- 9.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $483MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$401M77%
- Individuals$70.8M14%
- Pension and profit-sharing plans$40.0M7.7%
- Charitable organizations$8.9M1.7%
- Corporations and businesses$957,6080.2%
- Individual clients
- 252reported
- HNW clients
- 213reported
- Pension plan clients
- 20reported
- Charitable clients
- 13reported
- Accounts
- 785reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• P•••••• M••••••••• | Alexandria, Va | Feb 17, 2016 | 42 y | 3 |
| J••••••• P• T••••Certified Financial Planner | Alexandria, Va | Feb 14, 2020 | 10 y | 0 |
| M••••••• G••••••• | Alexandria, Va | Aug 5, 2022 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- P•••• W•••• P••••• to S•••••• W••••• A••••••• L••Apr 1, 2021 · RIA to RIA
- S•••• A••••• G••••••••• to F•••••••• F•••••••• S•••••••• L••Feb 23, 2021 · RIA to a state-registered adviser
- L•••• E•••••••• N•••• to M••••• G••••• A••••••• I•••Oct 11, 2019 · RIA to RIA
- J•••••• M•••••• S••••••• to 4• W••••• M••••••••• L••Oct 8, 2018 · RIA to a newly registered adviser
- J••••• W••••• G••••••• to 4• W••••• M••••••••• L••Oct 8, 2018 · RIA to a newly registered adviser
- E•••••• H•••••• M•••••• to D•••• C•••••• A•••••••• L••Apr 27, 2017 · Other
Joined, latest
- L•••• E•••••••• N•••• from F•••••• F•••••••• S•••••••• L••Nov 30, 2017 · Other
- S•••• A••••• G••••••••• from C••••• • M•••••••• I•••Jun 6, 2016 · Other
- S•••• P•••••• M••••••••• from M••••••••• R•••• A••••••• S•••••••• L••Feb 17, 2016 · Other
- E•••••• H•••••• M•••••• from M••••••••• R•••• A••••••• S•••••••• L••Feb 16, 2016 · Other
- J•••••• M•••••• S••••••• from M••••••••• R•••• A••••••• S•••••••• L••Feb 16, 2016 · Other
- J••••• W••••• G••••••• from M••••••••• R•••• A••••••• S•••••••• L••Feb 16, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for 4• W••••• M••••••••• L••Oct 8, 2018 · Alexandria, Va
- 4 joined from M••••••••• R•••• A••••••• S•••••••• L••Feb 16, 2016 · Alexandria, Va · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••••• S•••• P•••••• · President, Ceocontrolsince 10/2010 · owns less than 5%
- M••••••••• S•••• P•••••• · Sole Member Of Parent Company LLCcontrolsince 11/2003 · owns 75% or more of T•• M••••••••• C••••••••• L••
- C••••••••• C•••••••• · Chief Compliance Officersince 04/2021 · owns less than 5%
- S••••••• I•••• · Finopsince 04/2021 · owns less than 5%
Entity owners
- T•• M••••••••• C••••••••• L•• · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- U•••• S••••• P••••••• L••investment advisernRAUM $86.3M
Advisers that list M••••••••• R•••• I••••••••• I••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Alexandria, Va · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 706 to 785Mar 6, 2025 to Mar 4, 2026
- Charity clients · 15 to 13Mar 6, 2025 to Mar 4, 2026
- HNW clients · 184 to 213Mar 6, 2025 to Mar 4, 2026
- Individual clients · 214 to 252Mar 6, 2025 to Mar 4, 2026
- Pension plan clients · 22 to 20Mar 6, 2025 to Mar 4, 2026
- Discretionary RAUM · $2.5M to $2.5MMar 6, 2025 to Mar 4, 2026
- HNW RAUM · $341M to $401MMar 6, 2025 to Mar 4, 2026
- Individual RAUM · $61.3M to $70.8MMar 6, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $469M to $520MMar 6, 2025 to Mar 4, 2026
- Pension RAUM · $57.9M to $40.0MMar 6, 2025 to Mar 4, 2026
- RAUM · $472M to $522MMar 6, 2025 to Mar 4, 2026
- Accounts · 662 to 706Nov 27, 2024 to Mar 6, 2025
- Charity clients · 20 to 15Nov 27, 2024 to Mar 6, 2025
- Corporate clients · unset to 5.0Nov 27, 2024 to Mar 6, 2025
- HNW clients · 150 to 184Nov 27, 2024 to Mar 6, 2025
- Individual clients · 242 to 214Nov 27, 2024 to Mar 6, 2025
- Pension plan clients · 23 to 22Nov 27, 2024 to Mar 6, 2025
- Financial planning clients · 1-10 to 1-10Nov 27, 2024 to Mar 6, 2025
- Discretionary RAUM · $8.9M to $2.5MNov 27, 2024 to Mar 6, 2025
- HNW RAUM · $288M to $341MNov 27, 2024 to Mar 6, 2025
- Individual RAUM · $69.6M to $61.3MNov 27, 2024 to Mar 6, 2025
- Non-discretionary RAUM · $419M to $469MNov 27, 2024 to Mar 6, 2025
- Pension RAUM · $52.8M to $57.9MNov 27, 2024 to Mar 6, 2025
- RAUM · $428M to $472MNov 27, 2024 to Mar 6, 2025
- Accounts · 664 to 662Mar 24, 2023 to Mar 13, 2024
- Charity clients · 7 to 20Mar 24, 2023 to Mar 13, 2024
- Corporate clients · 5.0 to unsetMar 24, 2023 to Mar 13, 2024
- HNW clients · 161 to 150Mar 24, 2023 to Mar 13, 2024
- Individual clients · 224 to 242Mar 24, 2023 to Mar 13, 2024
- Pension plan clients · 21 to 23Mar 24, 2023 to Mar 13, 2024
- Discretionary RAUM · $8.8M to $8.9MMar 24, 2023 to Mar 13, 2024
- HNW RAUM · $296M to $288MMar 24, 2023 to Mar 13, 2024
- Individual RAUM · $59.7M to $69.6MMar 24, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $400M to $419MMar 24, 2023 to Mar 13, 2024
- Pension RAUM · $42.0M to $52.8MMar 24, 2023 to Mar 13, 2024
- RAUM · $409M to $428MMar 24, 2023 to Mar 13, 2024
- Accounts · 557 to 664Jun 29, 2022 to Mar 24, 2023
- Charity clients · 8 to 7Jun 29, 2022 to Mar 24, 2023
- Corporate clients · unset to 5.0Jun 29, 2022 to Mar 24, 2023
- HNW clients · 103 to 161Jun 29, 2022 to Mar 24, 2023
Signals
8 dated events
- M••••••••• R•••• I••••••••• I••• reported RAUM $397.5M, up 46% from $272.7M (2021-04-30 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- P•••• W•••• P••••• (President, Cco, Finop) no longer on Schedule A of M••••••••• R•••• I••••••••• I••• (listed 2021-03-09, absent 2021-04-01)Apr 1, 2021 · Control person left · inference
- Catherine Ann Cucharale (Chief Compliance Officer) appeared on Schedule A of M••••••••• R•••• I••••••••• I•••Apr 1, 2021 · Control person joined · fact
- Ilina S Stamova (Finop) appeared on Schedule A of M••••••••• R•••• I••••••••• I•••Apr 1, 2021 · Control person joined · fact
- S•••• A••••• G••••••••• (Cfo / Finop) no longer on Schedule A of M••••••••• R•••• I••••••••• I••• (listed 2020-12-03, absent 2021-03-09)Mar 9, 2021 · Control person left · inference
- P•••• W•••• P••••• (President, Cco, Finop) appeared on Schedule A of M••••••••• R•••• I••••••••• I•••Mar 9, 2021 · Control person joined · fact
- M••••••••• R•••• I••••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 4, 2016 · Succession (Item 4) · fact
- M••••••••• R•••• I••••••••• I••• filed its initial SEC registration (Form ADV)Jan 4, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 703-684-9222reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 703-684-9224reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 866-684-9222reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 703-684-9222reportedpublic record, Form ADV, Mar 4, 2026
- Contact form
- mclaughlinryder.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- mclaughlinryder.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $174Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026