DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C•••••

Asset manager (funds and pooled vehicles)CRD 297315SEC 801-130847websiteIAPD
Legal name C••••• A••••••• L••
Latest filing Apr 10, 2026
First filing on the tape Jul 1, 2024 · 5 filings
SEC status approved since Aug 14, 2024
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.5%
$6.5M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.3B
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$1.3B as of Apr 10, 2026
Mar 31, 2025$1.0B then
HNW client RAUM$2.9M as of Apr 10, 2026
Mar 31, 2025$5.1M then
State-registered IARs (5.B.3)1 as of Apr 10, 2026
Mar 31, 20251 then
Employees (5.A)1 as of Apr 10, 2026
Mar 31, 20251 then
Private funds: no history
RAUM +31% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Apr 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$1.3BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
28derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$483,333derivedHNW RAUM over HNW clients
Average account
$20.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+31%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-3.4%derived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$1.3B100%
  • Individuals$3.6M0.3%
  • High-net-worth individuals$2.9M0.2%
Individual clients
22reported
HNW clients
6reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
66reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
C••••• L••••Chartered Financial AnalystSnoqualmie, WaJul 19, 201812 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • L••••• C••••• · Principal, Ccocontrol
        since 05/2018 · owns less than 5%
      • L••••• C••••• · Principalcontrol
        since 05/2018 · owns 75% or more of C•••••• L••
      Entity owners
      • C•••••• L•• · Owner (Holding Company)
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory activities · 2 to 3
        Jan 16, 2026 to Apr 10, 2026
      • HQ city · SNOQUALMIE to
        Jan 16, 2026 to Apr 10, 2026
      • HQ state · WA to
        Jan 16, 2026 to Apr 10, 2026
      • HNW clients · 10 to 6
        Mar 31, 2025 to Jan 16, 2026
      • Individual clients · 19 to 22
        Mar 31, 2025 to Jan 16, 2026
      • Discretionary RAUM · $1.0B to $1.3B
        Mar 31, 2025 to Jan 16, 2026
      • HNW RAUM · $5.1M to $2.9M
        Mar 31, 2025 to Jan 16, 2026
      • Individual RAUM · $3.4M to $3.6M
        Mar 31, 2025 to Jan 16, 2026
      • RAUM · $1.0B to $1.3B
        Mar 31, 2025 to Jan 16, 2026
      • Accounts · 68 to 66
        Jul 15, 2024 to Mar 31, 2025
      • HNW clients · 11 to 10
        Jul 15, 2024 to Mar 31, 2025
      • Individual clients · 21 to 19
        Jul 15, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Jul 15, 2024 to Mar 31, 2025
      • Discretionary RAUM · $838M to $1.0B
        Jul 15, 2024 to Mar 31, 2025
      • HNW RAUM · $6.6M to $5.1M
        Jul 15, 2024 to Mar 31, 2025
      • Individual RAUM · $3.6M to $3.4M
        Jul 15, 2024 to Mar 31, 2025
      • RAUM · $838M to $1.0B
        Jul 15, 2024 to Mar 31, 2025
      Signals
      2 dated events
      • Cohalo reported RAUM $1.3B, up 31% from $1.0B (2025-03-31 to 2026-01-16)
        Jan 16, 2026 · RAUM change · derived
      • Cohalo filed its initial SEC registration (Form ADV)
        Jul 1, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/cohaloreportedpublic record, Form ADV, Sep 19, 2026
      Website
      c•••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      833-426-4256reportedpublic record, Form ADV, Apr 10, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      $1.3Bderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026