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SEC-registered adviser

L••• Z• A••••••• L••

Independent wealth managerCRD 297417SEC 801-113695websiteIAPD
Latest filing Mar 18, 2026
First filing on the tape Jun 26, 2018 · 15 filings
SEC status approved since Jul 26, 2018
RAUM
$428M
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
100%
$428M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$428M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$428M as of Mar 18, 2026
Jan 31, 2019$307M then
HNW client RAUM$428M as of Mar 18, 2026
Jan 31, 2019$307M then
State-registered IARs (5.B.3)1 as of Mar 18, 2026
Jan 31, 20191 then
Employees (5.A)1 as of Mar 18, 2026
Jan 31, 20191 then
Private funds: no history
RAUM +11% over the last fiscal year+8.1% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
  • UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
RAUM per advisor
$428MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
7derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$61.2MderivedHNW RAUM over HNW clients
Average account
$6.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
85%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$428M100%
Individual clients
0reported
HNW clients
7reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
64reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
P••• M•• S•••••••San Francisco, CaJan 7, 202520 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • S•••••••• P•••• M•• · Managing Member & Chief Compliance Officercontrol
      since 05/2018 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • unusually large average accountStatic outlier · filing Mar 18, 2026
      RAUM per account of $6,694,137 against a peer median of $439,994 (5433 comparable advisers, 100.0th percentile, 4.2 robust deviations)
      peers: independent wealth managers, $100M to $500M (5,433) · 100% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 62 to 64
      Mar 12, 2025 to Mar 18, 2026
    • Discretionary RAUM · $325M to $364M
      Mar 12, 2025 to Mar 18, 2026
    • HNW RAUM · $385M to $428M
      Mar 12, 2025 to Mar 18, 2026
    • Non-discretionary RAUM · $60.2M to $64.0M
      Mar 12, 2025 to Mar 18, 2026
    • RAUM · $385M to $428M
      Mar 12, 2025 to Mar 18, 2026
    • Accounts · 52 to 62
      Mar 14, 2024 to Mar 12, 2025
    • HNW clients · 6 to 7
      Mar 14, 2024 to Mar 12, 2025
    • Financial planning clients · unset to
      Mar 14, 2024 to Mar 12, 2025
    • HQ city · unset to
      Mar 14, 2024 to Mar 12, 2025
    • HQ state · unset to
      Mar 14, 2024 to Mar 12, 2025
    • Discretionary RAUM · $304M to $325M
      Mar 14, 2024 to Mar 12, 2025
    • HNW RAUM · $360M to $385M
      Mar 14, 2024 to Mar 12, 2025
    • Non-discretionary RAUM · $56.1M to $60.2M
      Mar 14, 2024 to Mar 12, 2025
    • RAUM · $360M to $385M
      Mar 14, 2024 to Mar 12, 2025
    • Accounts · 49 to 52
      Feb 28, 2023 to Mar 14, 2024
    • Discretionary RAUM · $276M to $304M
      Feb 28, 2023 to Mar 14, 2024
    • HNW RAUM · $339M to $360M
      Feb 28, 2023 to Mar 14, 2024
    • Non-discretionary RAUM · $63.3M to $56.1M
      Feb 28, 2023 to Mar 14, 2024
    • RAUM · $339M to $360M
      Feb 28, 2023 to Mar 14, 2024
    • Accounts · 38 to 49
      Oct 13, 2022 to Feb 28, 2023
    • HNW clients · 5 to 6
      Oct 13, 2022 to Feb 28, 2023
    • Discretionary RAUM · $324M to $276M
      Oct 13, 2022 to Feb 28, 2023
    • HNW RAUM · $399M to $339M
      Oct 13, 2022 to Feb 28, 2023
    • Non-discretionary RAUM · $75.5M to $63.3M
      Oct 13, 2022 to Feb 28, 2023
    • RAUM · $399M to $339M
      Oct 13, 2022 to Feb 28, 2023
    • Other offices · 0 to 1
      Mar 31, 2022 to Oct 13, 2022
    • Financial planning clients · 0 to unset
      Mar 10, 2021 to Mar 31, 2022
    • Discretionary RAUM · $295M to $324M
      Mar 10, 2021 to Mar 31, 2022
    • HNW RAUM · $370M to $399M
      Mar 10, 2021 to Mar 31, 2022
    • Non-discretionary RAUM · $74.9M to $75.5M
      Mar 10, 2021 to Mar 31, 2022
    • RAUM · $370M to $399M
      Mar 10, 2021 to Mar 31, 2022
    • Accounts · 27 to 38
      Oct 6, 2020 to Mar 10, 2021
    • Advisory activities · 2 to 1
      Oct 6, 2020 to Mar 10, 2021
    • HNW clients · 4 to 5
      Oct 6, 2020 to Mar 10, 2021
    • Financial planning clients · 1-10 to 0
      Oct 6, 2020 to Mar 10, 2021
    • Discretionary RAUM · $267M to $295M
      Oct 6, 2020 to Mar 10, 2021
    • HNW RAUM · $318M to $370M
      Oct 6, 2020 to Mar 10, 2021
    • Non-discretionary RAUM · $51.3M to $74.9M
      Oct 6, 2020 to Mar 10, 2021
    • RAUM · $318M to $370M
      Oct 6, 2020 to Mar 10, 2021
    • HQ city · SAN FRANCISCO to unset
      May 1, 2020 to Oct 6, 2020
    Signals
    1 dated events
    • L••• Z• A••••••• L•• filed its initial SEC registration (Form ADV)
      Jun 26, 2018 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    i•••@l•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Website
    l•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
    Principal office phone
    (415) 601-8482reportedpublic record, Form ADV, Mar 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $428Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026