DFX Intelligence

RIA Intelligence

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SEC-registered adviser

O••••• P•••••••• L••

Independent wealth managerHingham, MassachusettsCRD 297424SEC 801-136025websiteIAPD
Latest filing Apr 1, 2026
First filing on the tape Jun 15, 2018 · 15 filings
SEC status approved since Apr 27, 2026
RAUM
$110M
reported, Item 5.F
Discretionary
68%
of RAUM
Private clients
69%
$76.0M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$110M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$110M as of Apr 1, 2026
Mar 11, 2019$0 then
HNW client RAUM$75.1M as of Apr 1, 2026
Mar 11, 2019$0 then
State-registered IARs (5.B.3)1 as of Apr 1, 2026
Mar 11, 20192 then
Employees (5.A)3 as of Apr 1, 2026
Mar 11, 20193 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$110MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$7.5MderivedHNW RAUM over HNW clients
Average account
$1.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
68%derivedof RAUM
Institutional
31%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$9.8M, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$75.1M68%
  • Charitable organizations$33.9M31%
  • Individuals$832,8250.8%
  • Corporations and businesses$109,7980.1%
Individual clients
n/areported
HNW clients
10reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
61reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$9.8M for 6 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.69 fund_share=0.0 institutional_share=0.31 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
D•••••• V•••• M•••Chartered Financial AnalystHingham, MaNov 13, 201825 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M•••• D••••••• V•••• · Managing Member And Chief Compliance Officercontrol
        since 10/2018 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      2 against comparable advisers; where to look, not conclusions
      • compensation changedChange between filings · filing Apr 1, 2026
        hourly charges (Item 5.E.2): yes on the filing of 2019-06-07, no on the filing of 2026-04-01
        peers: independent wealth managers, $100M to $500M (5,679)
      • custody status changedChange between filings · filing Apr 1, 2026
        custody of client assets (Item 9.A): no on the filing of 2019-06-07, yes on the filing of 2026-04-01
        peers: independent wealth managers, $100M to $500M (5,679)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 61
        Jun 7, 2019 to Apr 1, 2026
      • Advisory employees · 2 to 1
        Jun 7, 2019 to Apr 1, 2026
      • Business name · O•• P••••••• L•• to O••••• P•••••••• L••
        Jun 7, 2019 to Apr 1, 2026
      • Charity clients · 0.0 to unset
        Jun 7, 2019 to Apr 1, 2026
      • Corporate clients · 0.0 to unset
        Jun 7, 2019 to Apr 1, 2026
      • HNW clients · 0 to 10
        Jun 7, 2019 to Apr 1, 2026
      • Individual clients · 0.0 to unset
        Jun 7, 2019 to Apr 1, 2026
      • Pension plan clients · 0.0 to unset
        Jun 7, 2019 to Apr 1, 2026
      • Pooled vehicle clients · 0.0 to unset
        Jun 7, 2019 to Apr 1, 2026
      • Assets in custody · unset to 9774274.0
        Jun 7, 2019 to Apr 1, 2026
      • Custody of client assets · false to true
        Jun 7, 2019 to Apr 1, 2026
      • Financial planning clients · 0 to 1-10
        Jun 7, 2019 to Apr 1, 2026
      • HQ city · QUINCY to HINGHAM
        Jun 7, 2019 to Apr 1, 2026
      • State-registered IARs · 2 to 1
        Jun 7, 2019 to Apr 1, 2026
      • Legal name · O•• P••••••• L•• to O••••• P•••••••• L••
        Jun 7, 2019 to Apr 1, 2026
      • Other offices · 0 to 1
        Jun 7, 2019 to Apr 1, 2026
      • Discretionary RAUM · $0 to $74.4M
        Jun 7, 2019 to Apr 1, 2026
      • HNW RAUM · $0 to $75.1M
        Jun 7, 2019 to Apr 1, 2026
      • Individual RAUM · $0 to $832,825
        Jun 7, 2019 to Apr 1, 2026
      • Non-discretionary RAUM · $0 to $35.6M
        Jun 7, 2019 to Apr 1, 2026
      • Pension RAUM · 0.0 to unset
        Jun 7, 2019 to Apr 1, 2026
      • Pooled vehicle RAUM · 0.0 to unset
        Jun 7, 2019 to Apr 1, 2026
      • RAUM · $0 to $110M
        Jun 7, 2019 to Apr 1, 2026
      • Charity clients · unset to 0.0
        Jan 11, 2019 to Mar 11, 2019
      • Corporate clients · unset to 0.0
        Jan 11, 2019 to Mar 11, 2019
      • HNW clients · unset to 0.0
        Jan 11, 2019 to Mar 11, 2019
      • Individual clients · unset to 0.0
        Jan 11, 2019 to Mar 11, 2019
      • Pension plan clients · unset to 0.0
        Jan 11, 2019 to Mar 11, 2019
      • Pooled vehicle clients · unset to 0.0
        Jan 11, 2019 to Mar 11, 2019
      • Employees · 2 to 3
        Jan 11, 2019 to Mar 11, 2019
      • HNW RAUM · unset to 0.0
        Jan 11, 2019 to Mar 11, 2019
      • Individual RAUM · unset to 0.0
        Jan 11, 2019 to Mar 11, 2019
      • Pension RAUM · unset to 0.0
        Jan 11, 2019 to Mar 11, 2019
      • Pooled vehicle RAUM · unset to 0.0
        Jan 11, 2019 to Mar 11, 2019
      • HQ city · MARSHFIELD to QUINCY
        Oct 12, 2018 to Jan 11, 2019
      • Advisory employees · 1 to 2
        Jul 13, 2018 to Oct 12, 2018
      • Employees · 1 to 2
        Jul 13, 2018 to Oct 12, 2018
      • State-registered IARs · 1 to 2
        Jul 13, 2018 to Oct 12, 2018
      • Business name · M••• H••• C•••••• L•• to O•• P••••••• L••
        Oct 12, 2018 to Oct 12, 2018
      • Legal name · M••• H••• C•••••• L•• to O•• P••••••• L••
        Oct 12, 2018 to Oct 12, 2018
      Signals
      1 dated events
      • M••• H••• C•••••• L•• filed its initial SEC registration (Form ADV)
        Jun 15, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      i•••@o•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
      Firm profile
      linkedin.com/company/ofopartnersreportedpublic record, Form ADV, Apr 1, 2026
      Website
      o•••••••••.comreportedpublic record, Form ADV, Apr 1, 2026
      Principal office phone
      (617) 829-8800reportedpublic record, Form ADV, Apr 1, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $110Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026