DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

I• G••••• P•••••• U•• L••

Former SEC-registered adviserEl Segundo, CaliforniaCRD 297426SEC 801-113506IAPD
Latest filing Jun 4, 2021
First filing on the tape May 26, 2018 · 11 filings
RAUM
$123M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$123M as of Jan 18, 2021
Mar 1, 2019$2.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 18, 2021
Mar 1, 20190 then
Employees (5.A)9 as of Jan 18, 2021
Mar 1, 20198 then
Private funds: no history
RAUM +148% over the last fiscal yearIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Jun 4, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$41.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+148%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$123M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••••• P••••••• · Presidentcontrol
        since 03/2018 · owns less than 5%
      • D•••••• J•••••• C••••• · Chief Compliance Officercontrol
        since 05/2018 · owns less than 5%
      • H••••••• H•••••• M••••• · Treasurer & Cfocontrol
        since 03/2018 · owns less than 5%
      • M•••••••• J••• · Chief Investment Officercontrol
        since 03/2018 · owns less than 5%
      • S•••••• J••••••• K••• · Chief Operating Officer And Head Of Distributioncontrol
        since 03/2018 · owns less than 5%
      Entity owners
      • I• G••••• P•••••• S•• · Parent Entity
        direct · owns 75% or more
      • E•••••• S• · Holding Company
        indirect · owns 75% or more of L••••••• H•••••• 3•
      • I• S••••• P••••••• H•••••• · Member
        indirect · owns 75% or more of I• G••••• P•••••• S••
      • I• S••••• S•• · Parent Entity
        indirect · owns 75% or more of I• S••••• P••••••• H••••••
      • L••••••• H•••••• 3• · Holding Company
        indirect · owns 50% to 75% of I• S••••• S••
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • Conshohocken, PA4 employees
      • Miami, FL1 employees
      What changed
      consecutive filings, newest first
      • Employees · 9 to 10
        Jan 18, 2021 to Jun 3, 2021
      • BD registered reps · 7 to 8
        Sep 28, 2020 to Jan 18, 2021
      • Discretionary RAUM · $49.7M to $123M
        Sep 28, 2020 to Jan 18, 2021
      • RAUM · $49.7M to $123M
        Sep 28, 2020 to Jan 18, 2021
      • HQ city · CONSHOHOCKEN to EL SEGUNDO
        Mar 5, 2020 to Sep 28, 2020
      • HQ state · PA to CA
        Mar 5, 2020 to Sep 28, 2020
      • Other offices · 1 to 2
        Mar 5, 2020 to Sep 28, 2020
      • Accounts · 1 to 3
        Mar 1, 2019 to Mar 5, 2020
      • BD registered reps · 4 to 7
        Mar 1, 2019 to Mar 5, 2020
      • Employees · 8 to 9
        Mar 1, 2019 to Mar 5, 2020
      • Other offices · 0 to 1
        Mar 1, 2019 to Mar 5, 2020
      • Discretionary RAUM · $2.2M to $49.7M
        Mar 1, 2019 to Mar 5, 2020
      • RAUM · $2.2M to $49.7M
        Mar 1, 2019 to Mar 5, 2020
      • Related broker-dealer · false to true
        Mar 1, 2019 to Mar 5, 2020
      • Accounts · 0 to 1
        Oct 4, 2018 to Mar 1, 2019
      • BD registered reps · 2 to 4
        Oct 4, 2018 to Mar 1, 2019
      • Employees · 6 to 8
        Oct 4, 2018 to Mar 1, 2019
      • Discretionary RAUM · $0 to $2.2M
        Oct 4, 2018 to Mar 1, 2019
      • RAUM · $0 to $2.2M
        Oct 4, 2018 to Mar 1, 2019
      • Related bank · false to true
        May 30, 2018 to Sep 11, 2018
      Signals
      1 dated events
      • I• G••••• P•••••• U•• L•• filed its initial SEC registration (Form ADV)
        May 26, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026