DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I• G••••• P•••••• F••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 12, 2012 · 30 filings
SEC status approved since Aug 21, 1996
RAUM
$4.0B
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$4.0B
derived; firm RAUM over IAPD count
Employees
24
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$4.0B as of Mar 30, 2026
Mar 12, 2012$2.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 12, 20120 then
Employees (5.A)24 as of Mar 30, 2026
Mar 25, 201356 then
Private funds: no history
RAUM +19% over the last fiscal year+6.1% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $4.0BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $265MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 24.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, subscriptionreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, selection of other advisers, publications, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $35.1M, 86 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$3.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $17.7M managedreported
- Custody of client assets
- $35.1M for 86 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.85 institutional_share=0.0 related_bd=true related_bank=false bd_reps=14.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• E•••••• | El Segundo, Ca | May 5, 2022 | 17 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• E•••••• from M••••• S••••••May 5, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• J•••• M••••• · Director, Chief Operating Officersince 12/1996 · owns less than 5%
- K••••• J•••••• P•••• · Managing Director - Chief Compliance Officersince 06/2023 · owns less than 5%
- S•••••• J••••••• K••• · Ceo Im Global Partner Fund Managementsince 04/2018 · owns less than 5%
Entity owners
- I• G••••• P•••••• S•• · Owner, Managerdirect · owns 75% or more
- E•••••• S• · Parentindirect · owns 75% or more of L••••••• H•••••• 3•
- I• S••••• P••••••• H•••••• · Holding Companyindirect · owns 75% or more of I• G••••• P•••••• S••
- I• S••••• S•• · Parent Entityindirect · owns 75% or more of I• S••••• P••••••• H••••••
- J• D••••• H••••••• · Shareholderindirect · owns 25% to 50% of E•••••• S•
- L••••••• H•••••• 3• · Holding Companyindirect · owns 50% to 75% of I• S••••• S••
Related persons
Schedule D 7.A
- A•••• P••••••••• A•••••••• L••investment advisernRAUM $11B
- B•••••••• A•••• M••••••••• L••investment advisernRAUM $2.8B
- D•••• M•••••• C•••••• M••••••••• L••investment advisernRAUM $14B
- D•••••• B••• I••••••••• L••investment adviserbanknRAUM $5.7B
- I• G••••• P•••••• S••investment advisery
- I• G••••• U• D••••••••• L••broker-dealern
- L••••• G•••••• W••••• M••••••••• L••investment advisernRAUM $2.7B
- R•••••• B•••••••• A••••••• L••investment advisernRAUM $181M
- S••••• I••••••••• L••investment adviserbanknRAUM $4.2B
Advisers that list I• G••••• P•••••• F••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Walnut Creek, CA9 employees
- Miami, FL2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 30, 2026bank affiliate (Item 7.A.6): yes on the filing of 2026-02-06, no on the filing of 2026-03-30peers: asset managers, $1B to $5B (1,506)
- custody status changedChange between filings · filing Mar 30, 2026custody of client assets (Item 9.A): no on the filing of 2026-02-06, yes on the filing of 2026-03-30peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Accounts · 16 to 15Feb 6, 2026 to Mar 30, 2026
- BD registered reps · 12 to 14Feb 6, 2026 to Mar 30, 2026
- Assets in custody · unset to 35134863.0Feb 6, 2026 to Mar 30, 2026
- Custody of client assets · false to trueFeb 6, 2026 to Mar 30, 2026
- Employees · 26 to 24Feb 6, 2026 to Mar 30, 2026
- Discretionary RAUM · $2.7B to $3.4BFeb 6, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $651M to $604MFeb 6, 2026 to Mar 30, 2026
- RAUM · $3.3B to $4.0BFeb 6, 2026 to Mar 30, 2026
- Related bank · true to falseFeb 6, 2026 to Mar 30, 2026
- Wrap assets (manager) · $18.2M to $17.7MFeb 6, 2026 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 25, 2025 to May 5, 2025
- Accounts · 15 to 16Mar 27, 2024 to Mar 25, 2025
- BD registered reps · 13 to 12Mar 27, 2024 to Mar 25, 2025
- Employees · 28 to 26Mar 27, 2024 to Mar 25, 2025
- State-registered IARs · 0 to 1Mar 27, 2024 to Mar 25, 2025
- Discretionary RAUM · $2.2B to $2.7BMar 27, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $709M to $651MMar 27, 2024 to Mar 25, 2025
- RAUM · $2.9B to $3.3BMar 27, 2024 to Mar 25, 2025
- Wrap assets (manager) · $16.9M to $18.2MMar 27, 2024 to Mar 25, 2025
- Accounts · 13 to 15Jul 25, 2023 to Mar 27, 2024
- Advisory employees · 24 to 4Jul 25, 2023 to Mar 27, 2024
- Advisory activities · 2 to 4Jul 25, 2023 to Mar 27, 2024
- BD registered reps · 16 to 13Jul 25, 2023 to Mar 27, 2024
- Employees · 30 to 28Jul 25, 2023 to Mar 27, 2024
- Other offices · 1 to 2Jul 25, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.6B to $2.2BJul 25, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $752M to $709MJul 25, 2023 to Mar 27, 2024
- RAUM · $3.3B to $2.9BJul 25, 2023 to Mar 27, 2024
- Wrap assets (manager) · $11.9M to $16.9MJul 25, 2023 to Mar 27, 2024
- Accounts · 15 to 13Mar 15, 2023 to Mar 29, 2023
- BD registered reps · 14 to 16Mar 15, 2023 to Mar 29, 2023
- Discretionary RAUM · $2.5B to $2.6BMar 15, 2023 to Mar 29, 2023
- Non-discretionary RAUM · $1.8B to $752MMar 15, 2023 to Mar 29, 2023
- RAUM · $4.4B to $3.3BMar 15, 2023 to Mar 29, 2023
- Wrap assets (manager) · $14.4M to $11.9MMar 15, 2023 to Mar 29, 2023
- HQ city · WALNUT CREEK to EL SEGUNDOMay 16, 2022 to Sep 20, 2022
- Other offices · 2 to 1May 16, 2022 to Sep 20, 2022
- Business name · L••••• G•••••• F••• A••••••• L•• to I• G••••• P•••••• F••• M••••••••• L••Mar 29, 2022 to May 16, 2022
- Legal name · IM GLOBAL PARTNER FUND MANAGEMENT, LLC to I• G••••• P•••••• F••• M••••••••• L••Mar 29, 2022 to May 16, 2022
- Other offices · 1 to 2Mar 29, 2022 to May 16, 2022
Signals
7 dated events
- I• G••••• P•••••• F••• M••••••••• L•• reported RAUM $4.8B, up 102% from $2.4B (2021-06-04 to 2021-10-01)Oct 1, 2021 · RAUM change · derived
- Matthew Steve Savage (Principal, Managing Principal Of Litman Gregory Capital Partners, Manager Of Litman Gregory Asset Managment Llc) no longer on Schedule A of I• G••••• P•••••• F••• M••••••••• L•• (listed 2021-03-25, absent 2021-06-04)Jun 4, 2021 · Control person left · inference
- C Christopher Wheaton (Principal, Managing Principal Of Litman Gregory Capital Partners, Manager Of Litman Gregory Asset Managment Llc) no longer on Schedule A of I• G••••• P•••••• F••• M••••••••• L•• (listed 2021-03-25, absent 2021-06-04)Jun 4, 2021 · Control person left · inference
- Craig Litman (Principal, Managing Principal Of Litman Gregory Capital Partners, Manager Of Litman Gregory Asset Management) no longer on Schedule A of I• G••••• P•••••• F••• M••••••••• L•• (listed 2021-03-25, absent 2021-06-04)Jun 4, 2021 · Control person left · inference
- Edmond Kenneth Gregory (Principal, Managing Principal Of Litman Gregory Capital Partners, Manager Of Litman Gregory Asset Management Llc) no longer on Schedule A of I• G••••• P•••••• F••• M••••••••• L•• (listed 2021-03-25, absent 2021-06-04)Jun 4, 2021 · Control person left · inference
- Lawrence Jeremy Degroot (Principal, Managing Principal Of Litman Gregory Capital Partners, Manager Of Litman Gregory Asset Management) no longer on Schedule A of I• G••••• P•••••• F••• M••••••••• L•• (listed 2021-03-25, absent 2021-06-04)Jun 4, 2021 · Control person left · inference
- Bernard Craig Keller (Principal, Managing Principal Of Litman Gregory Capital Partners, Manager Of Litman Gregory Asset Management) no longer on Schedule A of I• G••••• P•••••• F••• M••••••••• L•• (listed 2021-03-25, absent 2021-06-04)Jun 4, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/imglobalpartnerreportedpublic record, Form ADV, Sep 18, 2026
- Website
- imgp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 323-372-2266reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $4.0Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026