DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• G••••• M••••••••• L••
Latest filing Jul 10, 2026
First filing on the tape Jun 6, 2018 · 20 filings
SEC status approved since Jul 6, 2018
RAUM
$4.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
51
31 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
18
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$4.2B as of Jul 10, 2026
Mar 30, 2019$3.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 10, 2026
Mar 30, 20190 then
Employees (5.A)51 as of Jul 10, 2026
Mar 30, 201938 then
Private funds18 as of Jul 10, 2026
Mar 30, 201911 then
RAUM +4.2% over the last fiscal year-2.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $234MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• P••••••• V••• L••• | Venture Capital Fund | $786M | 47 | Mar 30, 2015 |
| P•••••• V•••••• P••••••• V• L••• | Venture Capital Fund | $773M | 113 | Mar 29, 2012 |
| P•••••• P••••••• V•••• L••• | Venture Capital Fund | $696M | 48 | Mar 29, 2017 |
| P•••••• P••••••• I•• L••• | Venture Capital Fund | $477M | 69 | Mar 27, 2020 |
| P•••••• V•••••• P••••••• V•• L••• | Venture Capital Fund | $396M | 63 | Mar 29, 2012 |
| P•••••• P••••••• X• L••• | Venture Capital Fund | $376M | 91 | Mar 30, 2023 |
| P•••••• G••••• F••• I• L••• | Private Equity Fund | $330M | 39 | Nov 1, 2018 |
| P•••••• G••••• F••• I•• L••• | Private Equity Fund | $310M | 77 | Mar 30, 2023 |
| P•••••• I••••••••• F••• I•• L••• | Venture Capital Fund | $104M | 22 | Mar 30, 2022 |
| L• P•••••• I••••••••• F•••• L••• | Venture Capital Fund | $95.1M | 33 | Dec 12, 2017 |
| P•••••• H••••••••• T••••••••• O••••••••• F•••• L••• | Venture Capital Fund | $74.6M | 11 | Mar 29, 2021 |
| P•••••• V•••••• P••••••• I•• L••• | Venture Capital Fund | $17.4M | 106 | Mar 29, 2012 |
| P•••••• V•••••• P••••••• E••••••••• F••• V• L••• | Venture Capital Fund | $14.9M | 25 | Mar 29, 2012 |
| P•••••• V•••••• P••••••• I••• L••• | Venture Capital Fund | $14.8M | 149 | Mar 29, 2012 |
| P•• S••••• L••••• | Private Equity Fund | $9.0M | 5 | Mar 30, 2023 |
| P•••••• V•••••• P••••••• E••••••••• F••• I•• L••• | Venture Capital Fund | $309,060 | 39 | Mar 29, 2012 |
| P•••••• V•••••• P••••••• E••••••••• F••• I••• L••• | Venture Capital Fund | $252,782 | 96 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• L•••••• E•••••••• · General Counsel And Chief Compliance Officercontrolsince 05/2019 · owns less than 5%
- F•••••••• H•••••• S••• · Chief Financial Officercontrolsince 05/2018 · owns less than 5%
- Y•••••••• B••••• D•••• · Managing Membercontrolsince 05/2018 · owns 75% or more
Related persons
Schedule D 7.A
- L• P•••••• I••••••••• F••• G•• L•••••investment adviserpooled vehicle sponsorn
- P•••••• G••••• F••• G• I• L•••••investment adviserpooled vehicle sponsorn
- P•••••• G••••• F••• G• I•• L•••••investment adviserpooled vehicle sponsorn
- P•••••• H••••••••• T••••••••• O••••••••• F••• G•• L•••••investment adviserpooled vehicle sponsorn
- P•••••• I••••••••• F••• G• I•• L•••••investment adviserpooled vehicle sponsorn
- P•••••• M••••••••• C•• V•• ••••• L•••••investment adviserpooled vehicle sponsorn
- P•••••• M••••••••• C•• V••• L•••••investment adviserpooled vehicle sponsorn
- P•••••• P••••••• G• I•• L•••••investment adviserpooled vehicle sponsorn
- P•••••• P••••••• G• V••• ••••• L•••••investment adviserpooled vehicle sponsorn
- P•••••• P••••••• G• V•••• L•••••investment adviserpooled vehicle sponsorn
- P•••••• P••••••• G• X• L•••••investment adviserpooled vehicle sponsorn
- P•••••• V•••••• M••••••••• C•• I•• L•••••investment adviserpooled vehicle sponsorn
- P•••••• V•••••• M••••••••• C•• V• L•••••investment adviserpooled vehicle sponsorn
- P•••••• V•••••• M••••••••• C•• V•• L•••••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA4 employees
- New York, NY3 employees
- Wellesley Hills, MA3 employees
- Cintech IV, Singapore2 employees
What changed
consecutive filings, newest first
- Accounts · 15 to 18Nov 12, 2025 to Mar 27, 2026
- Advisory employees · 29 to 31Nov 12, 2025 to Mar 27, 2026
- Pooled vehicle clients · 15 to 18Nov 12, 2025 to Mar 27, 2026
- Employees · 48 to 51Nov 12, 2025 to Mar 27, 2026
- Private funds · 15 to 18Nov 12, 2025 to Mar 27, 2026
- Discretionary RAUM · $4.0B to $4.2BNov 12, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $4.0B to $4.2BNov 12, 2025 to Mar 27, 2026
- RAUM · $4.0B to $4.2BNov 12, 2025 to Mar 27, 2026
- Advisory employees · 31 to 29Mar 28, 2024 to Mar 27, 2025
- Employees · 50 to 48Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $4.5B to $4.0BMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $4.5B to $4.0BMar 28, 2024 to Mar 27, 2025
- RAUM · $4.5B to $4.0BMar 28, 2024 to Mar 27, 2025
- Accounts · 17 to 15Jan 18, 2024 to Mar 28, 2024
- Advisory employees · 28 to 31Jan 18, 2024 to Mar 28, 2024
- Pooled vehicle clients · 17 to 15Jan 18, 2024 to Mar 28, 2024
- Employees · 46 to 50Jan 18, 2024 to Mar 28, 2024
- Other offices · 3 to 4Jan 18, 2024 to Mar 28, 2024
- Private funds · 17 to 15Jan 18, 2024 to Mar 28, 2024
- Discretionary RAUM · $4.6B to $4.5BJan 18, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $4.6B to $4.5BJan 18, 2024 to Mar 28, 2024
- RAUM · $4.6B to $4.5BJan 18, 2024 to Mar 28, 2024
- Accounts · 14 to 17Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 24 to 28Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 14 to 17Mar 30, 2022 to Mar 30, 2023
- Employees · 41 to 46Mar 30, 2022 to Mar 30, 2023
- Other offices · 2 to 3Mar 30, 2022 to Mar 30, 2023
- Private funds · 14 to 17Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $4.6B to $4.6BMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $4.6B to $4.6BMar 30, 2022 to Mar 30, 2023
- RAUM · $4.6B to $4.6BMar 30, 2022 to Mar 30, 2023
- Accounts · 13 to 14Apr 26, 2021 to Mar 30, 2022
- Advisory employees · 23 to 24Apr 26, 2021 to Mar 30, 2022
- Pooled vehicle clients · 13 to 14Apr 26, 2021 to Mar 30, 2022
- Private funds · 13 to 14Apr 26, 2021 to Mar 30, 2022
- Discretionary RAUM · $4.0B to $4.6BApr 26, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $4.0B to $4.6BApr 26, 2021 to Mar 30, 2022
- RAUM · $4.0B to $4.6BApr 26, 2021 to Mar 30, 2022
- Discretionary RAUM · $4.0B to $4.0BApr 12, 2021 to Apr 26, 2021
Signals
2 dated events
- E•••••••• L••••• C••••••• (General Counsel And Chief Compliance Officer) appeared on Schedule A of P•••••• G••••• M••••••••• L••May 29, 2019 · Control person joined · fact
- P•••••• G••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 6, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••• G••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- P•••••• G••••• M••••••••• L•• · Private Equityshared crd · organization
- P•••••• G••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/polaris-growth-fundreportedpublic record, Form ADV, Sep 18, 2026
- Website
- polarisvc.wordpress.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 781-290-0770reportedpublic record, Form ADV, Jul 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026