DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
P•••••• G••••• F••• I• L•••
Gross asset value
$330M
as of Mar 28, 2024; not a fund size
Peak GAV
$350M
highest filing
Owners
39
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
4%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
0%
Reported
14 filings
Nov 1, 2018 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$330M as of Mar 28, 2024
Nov 1, 2018$187M then
Owners39 as of Mar 28, 2024
Nov 1, 201838 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-318581reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- CartaPalo Alto, California
- First-Citizens Bank & Trust CompanyBoston, Massachusetts · LEI L9VVX1KT5TFTKS0MLF66
- J.P. Morgan Securities LLCNew York, New York
- Morgan StanleyPurchase, New York
Across DFX
shared identifiers only
- P•••••• G••••• F••• I• L••• · peshared adv fund id
- P•••••• G••••• F••• I• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons