DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••••••••• P••••••• R••• E••••• F••• A••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jun 12, 2018 · 21 filings
SEC status approved since Jul 17, 2018
RAUM
$537M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
128
26 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$537M as of Mar 27, 2026
Mar 25, 2019$180M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 25, 20190 then
Employees (5.A)128 as of Mar 27, 2026
Mar 25, 2019151 then
Private funds3 as of Mar 27, 2026
Mar 25, 20191 then
RAUM -11% over the last fiscal year-2.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $179MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $537M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$537M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $537M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=21.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••••• E••••• M••••• A••••••••• L• | Real Estate Fund | $539M | 77 | Mar 25, 2019 |
| A••• M••••••••• C•••• S•• L••• | Real Estate Fund | $38.6M | 1 | Dec 21, 2021 |
| A••• E••••••• C•••• S•• L••• | Real Estate Fund | $30.7M | 1 | Dec 1, 2022 |
Owners and control persons
Schedule A and B, latest filing
- F•••••••• J•••••• S•••••• · Director; Member Of Investment Committeecontrolsince 03/2018 · owns less than 5%
- J••••• M•••••••• R•••• · Director; Member Of Investment Committeecontrolsince 03/2018 · owns less than 5%
- A•••••••• D••••••• A•••••• · Chief Compliance Officersince 03/2018 · owns less than 5%
- P••••• R••••• O• · Member Of Investment Committeesince 03/2018 · owns less than 5%
- W••••••••• W•••••• D•••• · Member Of Investment Committeesince 09/2018 · owns less than 5%
Entity owners
- A•••• C•••••• R••• E•••••• L•• · Memberdirect · owns 50% to 75%
- C••••• P••••••• R••• E••••• L•• · Memberdirect · owns 75% or more
- A•••• · Shareholderindirect · owns 75% or more of A•••• C••••••• I••• · public reporting company
- A•••• C••••••• I••• · Shareholderindirect · owns 75% or more of A•••• C•••••• R••• E•••••• L••
- C••••• H••••• L•• · Managing Memberindirect · owns 75% or more of C• N•• C• L••
- C• N•• C• L•• · Managing Memberindirect · owns 75% or more of C••••• P••••••• R••• E••••• L••
- F•• A•••• H••••••• L•• · Ownerindirect · owns 50% to 75% of C••••• H••••• L••
- I•••••• A•• A••• I••••••••• L•• · Ownerindirect · owns 50% to 75% of C••••• H••••• L••
Related persons
Schedule D 7.A
- A•••• C•••••• R••• E•••••• L••investment advisernRAUM $560M
- C••••• C•••••• •••••• K• K•investment advisern
- C••••• C•••••• A••••••• ••••••• L••••••investment advisern
- C••••• C•••••• A••••••• L••investment advisernRAUM $12B
- C••••• C•• A••••••• L•investment advisernRAUM $12B
- C••••• O••••••• I••••••••• F••• M••••••••• ••••••••• C••• L••investment advisern
- C••••• P••••••• R••• E••••• L••investment adviseryRAUM $2.9B
- C• I••••••••• L••broker-dealern
- R•••• C••••• F••• M••••••••• L••investment advisernRAUM $2.1B
Advisers that list A••••••••• P••••••• R••• E••••• F••• A••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY3 employees
- Los Angeles, CA1 employees
What changed
consecutive filings, newest first
- Advisory employees · 31 to 26Mar 29, 2025 to Mar 27, 2026
- BD registered reps · 22 to 21Mar 29, 2025 to Mar 27, 2026
- Assets in custody · $603M to $537MMar 29, 2025 to Mar 27, 2026
- Employees · 144 to 128Mar 29, 2025 to Mar 27, 2026
- Discretionary RAUM · $603M to $537MMar 29, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $603M to $537MMar 29, 2025 to Mar 27, 2026
- RAUM · $603M to $537MMar 29, 2025 to Mar 27, 2026
- Advisory employees · 38 to 31Jun 18, 2024 to Mar 29, 2025
- BD registered reps · 15 to 22Jun 18, 2024 to Mar 29, 2025
- Assets in custody · $544M to $603MJun 18, 2024 to Mar 29, 2025
- Employees · 154 to 144Jun 18, 2024 to Mar 29, 2025
- Financial planning clients · 0 to 0Jun 18, 2024 to Mar 29, 2025
- Discretionary RAUM · $609M to $603MJun 18, 2024 to Mar 29, 2025
- Pooled vehicle RAUM · $609M to $603MJun 18, 2024 to Mar 29, 2025
- RAUM · $609M to $603MJun 18, 2024 to Mar 29, 2025
- Advisory employees · 40 to 38Jun 7, 2023 to Mar 21, 2024
- BD registered reps · 24 to 15Jun 7, 2023 to Mar 21, 2024
- Employees · 157 to 154Jun 7, 2023 to Mar 21, 2024
- Discretionary RAUM · $583M to $609MJun 7, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $583M to $609MJun 7, 2023 to Mar 21, 2024
- RAUM · $583M to $609MJun 7, 2023 to Mar 21, 2024
- Accounts · 2 to 3Dec 1, 2022 to Mar 23, 2023
- Advisory employees · 41 to 40Dec 1, 2022 to Mar 23, 2023
- BD registered reps · 19 to 24Dec 1, 2022 to Mar 23, 2023
- Pooled vehicle clients · 2 to 3Dec 1, 2022 to Mar 23, 2023
- Employees · 150 to 157Dec 1, 2022 to Mar 23, 2023
- Discretionary RAUM · $619M to $583MDec 1, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $619M to $583MDec 1, 2022 to Mar 23, 2023
- RAUM · $619M to $583MDec 1, 2022 to Mar 23, 2023
- Private funds · 2 to 3May 3, 2022 to Dec 1, 2022
- Accounts · 1 to 2Dec 21, 2021 to Mar 30, 2022
- Advisory employees · 43 to 41Dec 21, 2021 to Mar 30, 2022
- BD registered reps · 20 to 19Dec 21, 2021 to Mar 30, 2022
- Pooled vehicle clients · 1 to 2Dec 21, 2021 to Mar 30, 2022
- Assets in custody · $521M to $544MDec 21, 2021 to Mar 30, 2022
- Employees · 1,473 to 150Dec 21, 2021 to Mar 30, 2022
- Discretionary RAUM · $521M to $619MDec 21, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $521M to $619MDec 21, 2021 to Mar 30, 2022
- RAUM · $521M to $619MDec 21, 2021 to Mar 30, 2022
- Private funds · 1 to 2Dec 2, 2021 to Dec 21, 2021
Signals
4 dated events
- Roy Glenn Robson (Director; Member Of Investment Committee) no longer on Schedule A of A••••••••• P••••••• R••• E••••• F••• A••••••• L•• (listed 2022-12-01, absent 2023-03-23)Mar 23, 2023 · Control person left · inference
- D••• T•••••• H••••• (Director; Member Of Investment Committee) no longer on Schedule A of A••••••••• P••••••• R••• E••••• F••• A••••••• L•• (listed 2022-12-01, absent 2023-03-23)Mar 23, 2023 · Control person left · inference
- A••••••••• P••••••• R••• E••••• F••• A••••••• L•• reported RAUM $519.7M, up 188% from $180.4M (2019-03-25 to 2020-03-28)Mar 28, 2020 · RAUM change · derived
- A••••••••• P••••••• R••• E••••• F••• A••••••• L•• filed its initial SEC registration (Form ADV)Jun 12, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- aecomcanyon.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214 253 6000reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
A••••••••• P••••••• R••• E••••• F••• A••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…