DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••• F•••••••• L••
Latest filing Aug 17, 2026
First filing on the tape Aug 24, 2018 · 31 filings
SEC status approved since Sep 24, 2018
RAUM
$994M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
100%
$994M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$142M
derived; firm RAUM over IAPD count
Employees
13
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$994M as of Aug 17, 2026
Mar 15, 2019$432M then
HNW client RAUM$865M as of Aug 17, 2026
Mar 15, 2019$85.2M then
State-registered IARs (5.B.3)7 as of Aug 17, 2026
Mar 15, 20192 then
Employees (5.A)13 as of Aug 17, 2026
Mar 15, 20197 then
Private funds: no history
RAUM +17% over the last fiscal year+19% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $142MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 96derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $305,880derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $320M, 358 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$865M87%
- Individuals$129M13%
- Individual clients
- 414reported
- HNW clients
- 255reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3,250reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $320M for 358 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• B•••• R•••••••Certified Financial Planner | Naperville, Il | Sep 24, 2018 | 20 y | 3 |
| M•••••• J•• L••••Certified Financial Planner | Naperville, Il | Sep 24, 2018 | 35 y | 3 |
| K•••••• M• C•••••• | Naperville, Il | Mar 11, 2023 | 14 y | 0 |
| D•••• R•••••• | Naperville, Il | May 6, 2023 | 10 y | 0 |
| M••••••• G••••••• | Naperville, Il | Dec 6, 2023 | 17 y | 0 |
| R••• L•••• | Naperville, Il | Oct 14, 2024 | 13 y | 0 |
| L•••• J•••• S•••••••Certified Financial Planner | Naperville, Il | May 23, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• J•• L•••• from W•••• F•••• A•••••••Sep 24, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- D••••• B•••• R••••••• from W•••• F•••• A•••••••Sep 24, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from W•••• F•••• A•••••••Oct 15, 2018 · Naperville, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• K••••••• M• · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- L••••• M••••••• J•• · Managing Principal/LLC Membercontrolsince 06/2018 · owns 75% or more
- R•••••••• D•••••• B•••• · LLC Member/Managercontrolsince 06/2021 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Naperville, Il · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Other offices · 2 to 1Feb 16, 2026 to Apr 22, 2026
- Accounts · 3,407 to 3,250Feb 13, 2025 to Feb 16, 2026
- Advisory employees · 5 to 6Feb 13, 2025 to Feb 16, 2026
- HNW clients · 222 to 255Feb 13, 2025 to Feb 16, 2026
- Individual clients · 416 to 414Feb 13, 2025 to Feb 16, 2026
- Assets in custody · $268M to $320MFeb 13, 2025 to Feb 16, 2026
- Employees · 12 to 13Feb 13, 2025 to Feb 16, 2026
- State-registered IARs · 6 to 7Feb 13, 2025 to Feb 16, 2026
- Other offices · 1 to 2Feb 13, 2025 to Feb 16, 2026
- Discretionary RAUM · $779M to $946MFeb 13, 2025 to Feb 16, 2026
- HNW RAUM · $712M to $865MFeb 13, 2025 to Feb 16, 2026
- Individual RAUM · $134M to $129MFeb 13, 2025 to Feb 16, 2026
- Non-discretionary RAUM · $67.6M to $48.3MFeb 13, 2025 to Feb 16, 2026
- RAUM · $846M to $994MFeb 13, 2025 to Feb 16, 2026
- Accounts · 3,016 to 3,407Jul 8, 2024 to Feb 13, 2025
- Advisory employees · 4 to 5Jul 8, 2024 to Feb 13, 2025
- HNW clients · 192 to 222Jul 8, 2024 to Feb 13, 2025
- Individual clients · 411 to 416Jul 8, 2024 to Feb 13, 2025
- Assets in custody · $226M to $268MJul 8, 2024 to Feb 13, 2025
- Employees · 10 to 12Jul 8, 2024 to Feb 13, 2025
- Financial planning clients · 1-10 to 1-10Jul 8, 2024 to Feb 13, 2025
- State-registered IARs · 5 to 6Jul 8, 2024 to Feb 13, 2025
- Discretionary RAUM · $643M to $779MJul 8, 2024 to Feb 13, 2025
- HNW RAUM · $575M to $712MJul 8, 2024 to Feb 13, 2025
- Individual RAUM · $131M to $134MJul 8, 2024 to Feb 13, 2025
- Non-discretionary RAUM · $63.2M to $67.6MJul 8, 2024 to Feb 13, 2025
- RAUM · $706M to $846MJul 8, 2024 to Feb 13, 2025
- Accounts · 2,741 to 3,016Sep 5, 2023 to Feb 27, 2024
- Advisory employees · 3 to 4Sep 5, 2023 to Feb 27, 2024
- Individual clients · 393 to 411Sep 5, 2023 to Feb 27, 2024
- Assets in custody · $174M to $226MSep 5, 2023 to Feb 27, 2024
- Employees · 9 to 10Sep 5, 2023 to Feb 27, 2024
- State-registered IARs · 3 to 5Sep 5, 2023 to Feb 27, 2024
- Discretionary RAUM · $527M to $643MSep 5, 2023 to Feb 27, 2024
- HNW RAUM · $481M to $575MSep 5, 2023 to Feb 27, 2024
- Individual RAUM · $104M to $131MSep 5, 2023 to Feb 27, 2024
- Non-discretionary RAUM · $58.8M to $63.2MSep 5, 2023 to Feb 27, 2024
- RAUM · $585M to $706MSep 5, 2023 to Feb 27, 2024
- Assets in custody · $174M to $174MMar 17, 2023 to Mar 31, 2023
- State-registered IARs · 2 to 3Mar 17, 2023 to Mar 31, 2023
Signals
3 dated events
- M Kristin Crowley (Chief Compliance Officer) appeared on Schedule A of L•••• F•••••••• L••May 15, 2023 · Control person joined · fact
- Bryan Daniel Rohlfing (Llc Member/Manager) appeared on Schedule A of L•••• F•••••••• L••Jun 3, 2021 · Control person joined · fact
- L•••• F•••••••• L•• filed its initial SEC registration (Form ADV)Aug 24, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- clientservice@lantzteam.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 331-204-6230reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- L••••TEAM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 331-204-6230reportedpublic record, Form ADV, Aug 17, 2026
- Contact form
- lantzteam.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $142Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026