DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Forum Capital Advisors LLC
Latest filing May 29, 2026
First filing on the tape Jan 4, 2019 · 20 filings
SEC status approved since Apr 23, 2021
RAUM
$815M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$815M
derived; firm RAUM over IAPD count
Employees
69
29 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$815M as of May 29, 2026
Mar 31, 2022$75.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of May 29, 2026
Mar 31, 20220 then
Employees (5.A)69 as of May 29, 2026
Mar 31, 202211 then
Private funds5 as of May 29, 2026
Mar 30, 20231 then
RAUM -18% over the last fiscal year+95% a year over threeIARs 0 to 1
Practice profile
derived from the filing of May 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $815MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $136MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 69.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$815M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=13.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ibrahem Alain Safieddine | Denver, Co | May 15, 2025 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Jason Fox to Meketa Capital, LLCOct 2, 2023 · Other
Joined, latest
- Ibrahem Alain Safieddine from Charles Schwab & Co., Inc.May 15, 2025 · Other
- Jason Fox from Charles Schwab & Co., Inc.Jan 5, 2023 · Other
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Forum Structured Finance LP | Real Estate Fund | $207M | 128 | Oct 21, 2022 |
| Forum Integrated Income Fund I, L.P.no longer reported | Hedge Fund | $59.8M | 141 | Nov 5, 2019 |
| Forum Structured Finance Parallel LPno longer reported | Real Estate Fund | $0 | 0 | Oct 21, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Mckee Darren Fisk · Founder And Chief Executive Officercontrolsince 06/2018 · owns less than 5%
- Joseph Paul Mcauliffe · Chief Financial Officercontrolsince 08/2022 · owns less than 5%
- William James Miller · Chief Investment Officercontrolsince 01/2023 · owns less than 5%
- Adam Bradley Nemzer · Chief Operating Officercontrolsince 02/2021 · owns less than 5%
- Anne Elizabeth Ryan · General Counsel & Chief Compliance Officercontrolsince 04/2022 · owns less than 5%
- Mckee Darren Fisk · Managing Membercontrolsince 08/2022 · owns 75% or more of Forum Investment Group LLC
Entity owners
- Forum Investment Group LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Fca Capital Markets LLCbroker-dealern
- Forum Real Estate Group, LLCpooled vehicle sponsorn
- Forum Structured Finance Gp LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 6Mar 26, 2026 to May 29, 2026
- Advisory activities · 2 to 1Mar 26, 2026 to May 29, 2026
- Discretionary RAUM · $1.3B to $815MMar 26, 2026 to May 29, 2026
- Pooled vehicle RAUM · $823M to $815MMar 26, 2026 to May 29, 2026
- RAUM · $1.3B to $815MMar 26, 2026 to May 29, 2026
- Advisory employees · 25 to 29Sep 5, 2025 to Mar 26, 2026
- Employees · 66 to 69Sep 5, 2025 to Mar 26, 2026
- State-registered IARs · 0 to 1Sep 5, 2025 to Mar 26, 2026
- Discretionary RAUM · $990M to $1.3BSep 5, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $758M to $823MSep 5, 2025 to Mar 26, 2026
- RAUM · $990M to $1.3BSep 5, 2025 to Mar 26, 2026
- Related adviser · false to trueSep 5, 2025 to Mar 26, 2026
- Accounts · 3 to 7Jan 21, 2025 to Apr 29, 2025
- Advisory employees · 15 to 25Jan 21, 2025 to Apr 29, 2025
- BD registered reps · 8 to 13Jan 21, 2025 to Apr 29, 2025
- Pooled vehicle clients · 2 to 6Jan 21, 2025 to Apr 29, 2025
- Financial planning clients · 0 to Jan 21, 2025 to Apr 29, 2025
- Private funds · 1 to 5Jan 21, 2025 to Apr 29, 2025
- Discretionary RAUM · $828M to $990MJan 21, 2025 to Apr 29, 2025
- Pooled vehicle RAUM · $714M to $758MJan 21, 2025 to Apr 29, 2025
- RAUM · $828M to $990MJan 21, 2025 to Apr 29, 2025
- Advisory employees · 6 to 15Jan 17, 2024 to Mar 28, 2024
- BD registered reps · 9 to 8Jan 17, 2024 to Mar 28, 2024
- Assets in custody · $7.2M to $0Jan 17, 2024 to Mar 28, 2024
- Employees · 65 to 66Jan 17, 2024 to Mar 28, 2024
- Discretionary RAUM · $948M to $828MJan 17, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $843M to $714MJan 17, 2024 to Mar 28, 2024
- RAUM · $948M to $828MJan 17, 2024 to Mar 28, 2024
- Accounts · 2 to 3Jul 19, 2023 to Jan 17, 2024
- Pooled vehicle clients · 1 to 2Jul 19, 2023 to Jan 17, 2024
- Discretionary RAUM · $109M to $948MJul 19, 2023 to Jan 17, 2024
- Pooled vehicle RAUM · $37.5M to $843MJul 19, 2023 to Jan 17, 2024
- RAUM · $109M to $948MJul 19, 2023 to Jan 17, 2024
- Advisory employees · 5 to 6Jan 24, 2023 to Mar 30, 2023
- Assets in custody · $0 to $7.2MJan 24, 2023 to Mar 30, 2023
- Employees · 28 to 65Jan 24, 2023 to Mar 30, 2023
- Private funds · 2 to 1Jan 24, 2023 to Mar 30, 2023
- Discretionary RAUM · $73.9M to $109MJan 24, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $0 to $37.5MJan 24, 2023 to Mar 30, 2023
- RAUM · $73.9M to $109MJan 24, 2023 to Mar 30, 2023
Signals
17 dated events
- Forum Capital Advisors Llc reported RAUM $815.2M, down 39% from $1.3B (2026-03-26 to 2026-05-29)May 29, 2026 · RAUM change · derived
- Forum Capital Advisors Llc reported RAUM $1.3B, up 34% from $989.9M (2025-09-05 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- Forum Capital Advisors Llc reported RAUM $947.7M, up 768% from $109.2M (2023-07-19 to 2024-01-17)Jan 17, 2024 · RAUM change · derived
- A Michael Bell (President) no longer on Schedule A of Forum Capital Advisors Llc (listed 2023-07-19, absent 2024-01-17)Jan 17, 2024 · Control person left · inference
- Jason Fox left Forum Capital Advisors Llc for Meketa Capital, Llc (registered 2024-03-04)Oct 2, 2023 · Advisor changed firm · fact
- William James Miller (Chief Investment Officer) appeared on Schedule A of Forum Capital Advisors LlcJan 24, 2023 · Control person joined · fact
- Joseph Paul Mcauliffe (Chief Financial Officer) appeared on Schedule A of Forum Capital Advisors LlcOct 21, 2022 · Control person joined · fact
- Maria Conrad Vlak (Chief Financial Officer) no longer on Schedule A of Forum Capital Advisors Llc (listed 2022-04-21, absent 2022-10-21)Oct 21, 2022 · Control person left · inference
- Anne Elizabeth Ryan (Chief Compliance Officer) appeared on Schedule A of Forum Capital Advisors LlcApr 21, 2022 · Control person joined · fact
- A Michael Bell (President) appeared on Schedule A of Forum Capital Advisors LlcApr 21, 2022 · Control person joined · fact
- Adam Bradley Nemzer (Chief Operating Officer) appeared on Schedule A of Forum Capital Advisors LlcMar 31, 2022 · Control person joined · fact
- (Nmn) Marc Swerdlow (Chief Operating Officer & Chief Compliance Officer) no longer on Schedule A of Forum Capital Advisors Llc (listed 2021-05-24, absent 2021-12-09)Dec 9, 2021 · Control person left · inference
- Forum Capital Advisors Llc filed its initial SEC registration (Form ADV)Mar 24, 2021 · First SEC registration · fact
- (Nmn) Marc Swerdlow (Chief Operating Officer & Chief Compliance Officer) appeared on Schedule A of Forum Capital Advisors LlcMar 24, 2021 · Control person joined · fact
- Maria Conrad Vlak (Chief Financial Officer) appeared on Schedule A of Forum Capital Advisors LlcMar 24, 2021 · Control person joined · fact
- Ann Shelby Noble Turner (Chief Compliance Officer) no longer on Schedule A of Forum Capital Advisors Llc (listed 2019-01-04, absent 2021-03-24)Mar 24, 2021 · Control person left · inference
- G. Gregory Hodges (Chief Financial And Operations Officer) no longer on Schedule A of Forum Capital Advisors Llc (listed 2019-01-04, absent 2021-03-24)Mar 24, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/forum-investment-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- forumre.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-501-8860reportedpublic record, Form ADV, May 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $815Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Forum Capital Advisors LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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