DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Miller Wealth Management

Former SEC-registered adviserDecatur, IllinoisCRD 297590SEC 801-114099IAPD
Legal name Miller Wealth Management Group, LLC
Latest filing Dec 11, 2020
First filing on the tape Sep 6, 2018 · 14 filings
RAUM
$108M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
98%
$106M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$108M as of Mar 19, 2020
Jan 16, 2019$0 then
HNW client RAUM: $52.0M
State-registered IARs (5.B.3)4 as of Mar 19, 2020
Jan 16, 20192 then
Employees (5.A)6 as of Mar 19, 2020
Jan 16, 20194 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 4
Practice profile
derived from the filing of Dec 11, 2020; every figure names its basis
RAUM per advisor
$27.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
57derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.2MderivedHNW RAUM over HNW clients
Average account
$200,379derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+100%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Custody
$30.2M, 76 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$54.5M50%
  • High-net-worth individuals$52.0M48%
  • Pension and profit-sharing plans$1.7M1.6%
Individual clients
205reported
HNW clients
24reported
Pension plan clients
4reported
Charitable clients
n/areported
Accounts
540reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$30.2M for 76 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • S Scott Gregory · Chief Marketing Officer, Financial Advisorcontrol
    since 08/2020 · owns less than 5%
  • Kathryn Miller · Membercontrol
    since 07/2020 · owns 75% or more
  • Wayne Terry Miller · Chief Investment Officer, Chief Compliance Officercontrol
    since 07/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Assets in custody · unset to 30194246.0
    Aug 10, 2020 to Nov 13, 2020
  • Custody of client assets · false to true
    Aug 10, 2020 to Nov 13, 2020
  • Accounts · 277 to 540
    May 8, 2019 to Mar 19, 2020
  • Advisory activities · 3 to 4
    May 8, 2019 to Mar 19, 2020
  • BD registered reps · 3 to 1
    May 8, 2019 to Mar 19, 2020
  • HNW clients · 227 to 24
    May 8, 2019 to Mar 19, 2020
  • Individual clients · unset to 205.0
    May 8, 2019 to Mar 19, 2020
  • Pension plan clients · unset to 4.0
    May 8, 2019 to Mar 19, 2020
  • Employees · 7 to 6
    May 8, 2019 to Mar 19, 2020
  • Financial planning clients · 0 to 51-100
    May 8, 2019 to Mar 19, 2020
  • Discretionary RAUM · $104M to $108M
    May 8, 2019 to Mar 19, 2020
  • HNW RAUM · $104M to $52.0M
    May 8, 2019 to Mar 19, 2020
  • Individual RAUM · unset to 54538078.0
    May 8, 2019 to Mar 19, 2020
  • Non-discretionary RAUM · $0 to $704,922
    May 8, 2019 to Mar 19, 2020
  • Pension RAUM · unset to 1711905.0
    May 8, 2019 to Mar 19, 2020
  • RAUM · $104M to $108M
    May 8, 2019 to Mar 19, 2020
  • Accounts · 340 to 277
    Mar 7, 2019 to May 8, 2019
  • Advisory employees · 3 to 4
    Mar 7, 2019 to May 8, 2019
  • HNW clients · 106 to 227
    Mar 7, 2019 to May 8, 2019
  • Individual clients · 230.0 to unset
    Mar 7, 2019 to May 8, 2019
  • Employees · 5 to 7
    Mar 7, 2019 to May 8, 2019
  • State-registered IARs · 3 to 4
    Mar 7, 2019 to May 8, 2019
  • Discretionary RAUM · $78.6M to $104M
    Mar 7, 2019 to May 8, 2019
  • HNW RAUM · $54.2M to $104M
    Mar 7, 2019 to May 8, 2019
  • Individual RAUM · 20704559.0 to unset
    Mar 7, 2019 to May 8, 2019
  • Pension RAUM · 2170000.0 to unset
    Mar 7, 2019 to May 8, 2019
  • RAUM · $78.6M to $104M
    Mar 7, 2019 to May 8, 2019
  • Accounts · 0 to 340
    Jan 22, 2019 to Mar 7, 2019
  • Advisory employees · 2 to 3
    Jan 22, 2019 to Mar 7, 2019
  • BD registered reps · 2 to 3
    Jan 22, 2019 to Mar 7, 2019
  • Business name · MILLER WEALTH MANAGEMENT GROUP to MILLER WEALTH MANAGEMENT
    Jan 22, 2019 to Mar 7, 2019
  • HNW clients · unset to 106.0
    Jan 22, 2019 to Mar 7, 2019
  • Individual clients · unset to 230.0
    Jan 22, 2019 to Mar 7, 2019
  • Employees · 4 to 5
    Jan 22, 2019 to Mar 7, 2019
  • State-registered IARs · 2 to 3
    Jan 22, 2019 to Mar 7, 2019
  • Discretionary RAUM · $0 to $78.6M
    Jan 22, 2019 to Mar 7, 2019
  • HNW RAUM · unset to 54224114.0
    Jan 22, 2019 to Mar 7, 2019
  • Individual RAUM · unset to 20704559.0
    Jan 22, 2019 to Mar 7, 2019
  • Pension RAUM · unset to 2170000.0
    Jan 22, 2019 to Mar 7, 2019
  • RAUM · $0 to $78.6M
    Jan 22, 2019 to Mar 7, 2019
Signals
5 dated events
  • Eugene Ronald Miller (Managing Member, Managing Principal And Chief Compliance Officer) no longer on Schedule A of Miller Wealth Management (listed 2020-06-23, absent 2020-08-10)
    Aug 10, 2020 · Control person left · inference
  • Wayne Terry Miller (Chief Investment Officer, Chief Compliance Officer) appeared on Schedule A of Miller Wealth Management
    Aug 10, 2020 · Control person joined · fact
  • Kathryn Miller (Member) appeared on Schedule A of Miller Wealth Management
    Aug 10, 2020 · Control person joined · fact
  • S Scott Gregory (Chief Marketing Officer, Financial Advisor) appeared on Schedule A of Miller Wealth Management
    Aug 10, 2020 · Control person joined · fact
  • Miller Wealth Management Group, Llc filed its initial SEC registration (Form ADV)
    Sep 6, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026