DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• W••••• M••••••••• L••
Latest filing Feb 18, 2026
First filing on the tape Oct 7, 2021 · 6 filings
SEC status approved since Nov 8, 2021
RAUM
$183M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$183M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$91.6M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$183M as of Feb 18, 2026
Feb 28, 2022$118M then
HNW client RAUM$117M as of Feb 18, 2026
Feb 28, 2022$72.5M then
State-registered IARs (5.B.3)2 as of Feb 18, 2026
Feb 28, 20222 then
Employees (5.A)2 as of Feb 18, 2026
Feb 28, 20224 then
Private funds: no history
RAUM +16% over the last fiscal year+16% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $91.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 193derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $199,225derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$117M64%
- Individuals$66.8M36%
- Individual clients
- 285reported
- HNW clients
- 100reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 920reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E•••• A••• C•• | Dothan, Al | Aug 13, 2018 | 22 y | 2 |
| R••••• F•••••• R•••• | Dothan, Al | Feb 11, 2022 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- L•••• F••••••• G••••• to R•• O•• I••••••••• S•••••••• L••Jul 14, 2021 · RIA to a state-registered adviser
Joined, latest
- E•••• A••• C•• from J• W• C••• A•••••••• I•••Aug 13, 2018 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••• E••••• A••• · Organizer And Chief Compliance Officercontrolsince 05/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dothan, Al · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 828 to 920Feb 3, 2025 to Feb 18, 2026
- HNW clients · 82 to 100Feb 3, 2025 to Feb 18, 2026
- Individual clients · 235 to 285Feb 3, 2025 to Feb 18, 2026
- Discretionary RAUM · $158M to $183MFeb 3, 2025 to Feb 18, 2026
- HNW RAUM · $96.1M to $117MFeb 3, 2025 to Feb 18, 2026
- Individual RAUM · $62.0M to $66.8MFeb 3, 2025 to Feb 18, 2026
- RAUM · $158M to $183MFeb 3, 2025 to Feb 18, 2026
- Accounts · 773 to 828Jan 16, 2024 to Feb 3, 2025
- HNW clients · 59 to 82Jan 16, 2024 to Feb 3, 2025
- Financial planning clients · 0 to 0Jan 16, 2024 to Feb 3, 2025
- Discretionary RAUM · $145M to $158MJan 16, 2024 to Feb 3, 2025
- HNW RAUM · $79.4M to $96.1MJan 16, 2024 to Feb 3, 2025
- Individual RAUM · $65.9M to $62.0MJan 16, 2024 to Feb 3, 2025
- RAUM · $145M to $158MJan 16, 2024 to Feb 3, 2025
- Accounts · 679 to 773Jan 31, 2023 to Jan 16, 2024
- HNW clients · 55 to 59Jan 31, 2023 to Jan 16, 2024
- Individual clients · 206 to 235Jan 31, 2023 to Jan 16, 2024
- Employees · 5 to 2Jan 31, 2023 to Jan 16, 2024
- Discretionary RAUM · $117M to $145MJan 31, 2023 to Jan 16, 2024
- HNW RAUM · $65.6M to $79.4MJan 31, 2023 to Jan 16, 2024
- Individual RAUM · $51.0M to $65.9MJan 31, 2023 to Jan 16, 2024
- RAUM · $117M to $145MJan 31, 2023 to Jan 16, 2024
- Accounts · 596 to 679Feb 28, 2022 to Jan 31, 2023
- HNW clients · 61 to 55Feb 28, 2022 to Jan 31, 2023
- Individual clients · 174 to 206Feb 28, 2022 to Jan 31, 2023
- Employees · 4 to 5Feb 28, 2022 to Jan 31, 2023
- Discretionary RAUM · $118M to $117MFeb 28, 2022 to Jan 31, 2023
- HNW RAUM · $72.5M to $65.6MFeb 28, 2022 to Jan 31, 2023
- Individual RAUM · $45.9M to $51.0MFeb 28, 2022 to Jan 31, 2023
- RAUM · $118M to $117MFeb 28, 2022 to Jan 31, 2023
- Accounts · 566 to 596Oct 7, 2021 to Feb 28, 2022
- HNW clients · 48 to 61Oct 7, 2021 to Feb 28, 2022
- Individual clients · 176 to 174Oct 7, 2021 to Feb 28, 2022
- Discretionary RAUM · $113M to $118MOct 7, 2021 to Feb 28, 2022
- HNW RAUM · $62.1M to $72.5MOct 7, 2021 to Feb 28, 2022
- Individual RAUM · $51.1M to $45.9MOct 7, 2021 to Feb 28, 2022
- RAUM · $113M to $118MOct 7, 2021 to Feb 28, 2022
Signals
1 dated events
- M••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 7, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- team@magnoliawm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 334-699-4036reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (334) 699-4036reportedpublic record, Form ADV, Feb 18, 2026
- Contact form
- magnoliawm.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- magnoliawm.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $91.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026