DFX Intelligence
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B•••••• I••••••••• M••••••••• A•• R••••••• I•••
Independent wealth manager, based in Toronto, Ontario, reporting $144M of regulatory assets across 1 registered advisors.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $144M
- Advisors
- 1
- Net advisor flow, 12 months
- 0 (0 in, 0 out)
- RAUM change, last fiscal year
- +20%
- Private clients
- 100% of RAUM, $144M
Form ADV
IAPD
IAPD registration history
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- RAUM a year earlier $120MRAUM now $144M
- Contact points 2
Every filed figure, and the identifiersCRD 297648 · SEC 801-113856 · 11 filingsShowHide
CRD 297648SEC 801-113856First filing on the tape Jul 19, 2018, latest Mar 30, 2026SEC status approved since Aug 17, 2018IAPD
RAUM
$144M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$144M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$144M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$144M as of Mar 30, 2026
Mar 28, 2019$72.6M then
HNW client RAUM$125M as of Mar 30, 2026
Mar 28, 2019$57.5M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20190 then
Employees (5.A)3 as of Mar 30, 2026
Mar 28, 20191 then
Private funds: no history
RAUM +20% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $144MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 98derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $350,753derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$125M87%
- Individuals$19.1M13%
- Individual clients
- 54reported
- HNW clients
- 44reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 411reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• W••• B•••••• | Toronto, Ontario | Mar 20, 2023 | 32 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• G••••••• W••• · President And Chief Compliance Officercontrolsince 03/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 390 to 411Mar 29, 2025 to Mar 30, 2026
- HNW clients · 36 to 44Mar 29, 2025 to Mar 30, 2026
- Individual clients · 61 to 54Mar 29, 2025 to Mar 30, 2026
- Discretionary RAUM · $118M to $142MMar 29, 2025 to Mar 30, 2026
- HNW RAUM · $97.6M to $125MMar 29, 2025 to Mar 30, 2026
- Individual RAUM · $22.3M to $19.1MMar 29, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $2.3M to $1.8MMar 29, 2025 to Mar 30, 2026
- RAUM · $120M to $144MMar 29, 2025 to Mar 30, 2026
- Accounts · 394 to 390Mar 28, 2024 to Mar 29, 2025
- HNW clients · 32 to 36Mar 28, 2024 to Mar 29, 2025
- Individual clients · 68 to 61Mar 28, 2024 to Mar 29, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 29, 2025
- HQ state · unset to Mar 28, 2024 to Mar 29, 2025
- Discretionary RAUM · $130M to $118MMar 28, 2024 to Mar 29, 2025
- HNW RAUM · $108M to $97.6MMar 28, 2024 to Mar 29, 2025
- Individual RAUM · $24.6M to $22.3MMar 28, 2024 to Mar 29, 2025
- Non-discretionary RAUM · $2.2M to $2.3MMar 28, 2024 to Mar 29, 2025
- RAUM · $133M to $120MMar 28, 2024 to Mar 29, 2025
- Accounts · 392 to 394Mar 31, 2023 to Mar 28, 2024
- HNW clients · 31 to 32Mar 31, 2023 to Mar 28, 2024
- Individual clients · 72 to 68Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $102M to $130MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $76.8M to $108MMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $28.1M to $24.6MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $3.0M to $2.2MMar 31, 2023 to Mar 28, 2024
- RAUM · $105M to $133MMar 31, 2023 to Mar 28, 2024
- Accounts · 373 to 392Mar 10, 2023 to Mar 31, 2023
- HNW clients · 35 to 31Mar 10, 2023 to Mar 31, 2023
- Individual clients · 64 to 72Mar 10, 2023 to Mar 31, 2023
- Employees · 2 to 3Mar 10, 2023 to Mar 31, 2023
- Discretionary RAUM · $113M to $102MMar 10, 2023 to Mar 31, 2023
- HNW RAUM · $96.3M to $76.8MMar 10, 2023 to Mar 31, 2023
- Individual RAUM · $20.1M to $28.1MMar 10, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $3.8M to $3.0MMar 10, 2023 to Mar 31, 2023
- RAUM · $116M to $105MMar 10, 2023 to Mar 31, 2023
- Accounts · 357 to 373Mar 29, 2021 to Mar 30, 2022
- HNW clients · 31 to 35Mar 29, 2021 to Mar 30, 2022
- Individual clients · 60 to 64Mar 29, 2021 to Mar 30, 2022
- Employees · 3 to 2Mar 29, 2021 to Mar 30, 2022
- Discretionary RAUM · $98.9M to $113MMar 29, 2021 to Mar 30, 2022
Signals
1 dated events
- ••• LockedJul 19, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $144Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026