DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Financial Transparency
Legal name Envision Financial Transparency, LLC
Latest filing Jul 23, 2026
First filing on the tape Jun 14, 2018 · 32 filings
SEC status approved since Jul 13, 2018
RAUM
$322M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
92%
$296M individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$20.1M
derived; firm RAUM over IAPD count
Employees
16
16 advisory (5.B.1)
Offices
12
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$322M as of Jul 23, 2026
Mar 28, 2019$217M then
HNW client RAUM$233M as of Jul 23, 2026
Mar 28, 2019$172M then
State-registered IARs (5.B.3)16 as of Jul 23, 2026
Mar 28, 201916 then
Employees (5.A)16 as of Jul 23, 2026
Mar 28, 201916 then
Private funds: no history
RAUM +5.2% over the last fiscal year+11% a year over threeIARs 17 to 16offices 13 to 12
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $20.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 14derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $643,231derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 8.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.2derived13 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $130M, 26 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$233M72%
- Individuals$63.6M20%
- Pension and profit-sharing plans$25.7M8.0%
- Corporations and businesses$221,8100.1%
- Charitable organizations$100,1780.0%
- Individual clients
- 174reported
- HNW clients
- 53reported
- Pension plan clients
- 5reported
- Charitable clients
- 1reported
- Accounts
- 501reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $130M for 26 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jonathon Patrick Wells | Greensboro, Nc | Jul 13, 2018 | 15 y | 1 |
| Emily Therese Keagle | Greensboro, Nc | Jul 13, 2018 | 25 y | 2 |
| Anthony Joseph Madonia | Greensboro, Nc | Jul 16, 2018 | 30 y | 1 |
| Joshua Ryan Keagle | Greensboro, Nc | Jul 17, 2018 | 18 y | 2 |
| Alfred Luigi RomanoPersonal Financial Specialist | Greensboro, Nc | Jul 18, 2018 | 27 y | 2 |
| James R Nici | Greensboro, Nc | Jul 20, 2018 | 15 y | 1 |
| Everett Ray FergusonCertified Financial Planner | Abilene, Tx | Jul 21, 2018 | 45 y | 1 |
| Daniel William DohertyPersonal Financial Specialist | Peabody, Ma | Jul 24, 2018 | 28 y | 1 |
| Bernard Leo DonohuePersonal Financial Specialist | Wakefield, Ma | Jul 24, 2018 | 26 y | 1 |
| William James Bresett | Greensboro, Nc | Jul 24, 2018 | 38 y | 1 |
| Thomas Joseph Giardina | Greensboro, Nc | Jul 24, 2018 | 36 y | 1 |
| Thomas Robert Rogers | Greensboro, Nc | Jan 1, 2025 | 45 y | 2 |
| Thomas J. DelpupCertified Financial Planner | Rochester Hills, Mi | Mar 27, 2025 | 34 y | 2 |
| Gina Elizabeth ValorzPersonal Financial Specialist | San Antonio, Tx | Mar 31, 2025 | 30 y | 2 |
| Steven BanklerPersonal Financial Specialist | San Antonio, Tx | Mar 31, 2025 | 49 y | 2 |
| Michael Jon Macdonald | Danville, Ca | Sep 16, 2025 | 42 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Michael Jon Macdonald from Michael Macdonald Financial Management, Inc,Sep 16, 2025 · Other
- Steven Bankler from Enlightened Finance LLCMar 31, 2025 · RIA to RIA
- Gina Elizabeth Valorz from Enlightened Finance LLCMar 31, 2025 · RIA to RIA
- Thomas J. Delpup from Enlightened Finance LLCMar 27, 2025 · RIA to RIA
- Thomas Robert Rogers from Trustee Empowerment & Protection, Inc.Jan 1, 2025 · Other
- Bernard Leo Donohue from Trustee Empowerment & Protection, Inc.Jul 24, 2018 · Other
- William James Bresett from Trustee Empowerment & Protection, Inc.Jul 24, 2018 · Other
- Daniel William Doherty from Trustee Empowerment & Protection, Inc.Jul 24, 2018 · Other
- Thomas Joseph Giardina from Trustee Empowerment & Protection, Inc.Jul 24, 2018 · Other
- Everett Ray Ferguson from Trustee Empowerment & Protection, Inc.Jul 21, 2018 · Other
- James R Nici from Trustee Empowerment & Protection, Inc.Jul 20, 2018 · Other
- Alfred Luigi Romano from Financial Transparency, LLCJul 18, 2018 · Other
- Joshua Ryan Keagle from Financial Transparency, LLCJul 17, 2018 · Other
- Anthony Joseph Madonia from Trustee Empowerment & Protection, Inc.Jul 16, 2018 · Other
- Emily Therese Keagle from Financial Transparency, LLCJul 13, 2018 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Enlightened Finance LLCMar 14, 2025 · San Antonio, Tx
- 2 joined from Financial Transparency, LLCDec 18, 2018 · Greensboro, Nc
- 2 joined from Trustee Empowerment & Protection, Inc.Sep 4, 2018 · Longwood, Fl
- 4 joined from Trustee Empowerment & Protection, Inc.Sep 4, 2018 · Pittsfield, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Therese Emily Keagle · Chief Executive Officer And Chief Compliance Officercontrolsince 06/2018 · owns 75% or more
Related persons
Schedule D 7.A
- Alfred Romanoinsurancey
- Bernard Donohueinsurancey
- Charles Gilliganinsurancey
- Daniel Dohertyy
- Everett Ray Fergusoninsurancey
- James Niciy
- Thomas Giardinainsurancey
- Thomas Rogersy
- William Bresettinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greensboro, Nc | 12 | 0 | 0 | ||
| Pittsfield, Ma | 2 | 0 | 0 | ||
| San Antonio, Tx | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Pleasant Hill, CA2 employees
- Pittsfield, MA2 employees
- Naples, FL1 employees
- Peabody, MA1 employees
- Schaumburg, IL1 employees
- Wakefield, MA1 employees
- Abilene, TX1 employees
- , 1 employees
- Longwood, FL1 employees
What changed
consecutive filings, newest first
- Advisory employees · 17 to 16Mar 31, 2026 to Jul 23, 2026
- Employees · 17 to 16Mar 31, 2026 to Jul 23, 2026
- State-registered IARs · 17 to 16Mar 31, 2026 to Jul 23, 2026
- Other offices · 13 to 12Mar 31, 2026 to Jul 23, 2026
- Accounts · 500 to 501Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 0 to 2Mar 31, 2025 to Mar 31, 2026
- HNW clients · 54 to 53Mar 31, 2025 to Mar 31, 2026
- Individual clients · 173 to 174Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $130M to $130MMar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $302M to $318MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $226M to $233MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $56.3M to $63.6MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $4.0M to $4.6MMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $23.3M to $25.7MMar 31, 2025 to Mar 31, 2026
- RAUM · $306M to $322MMar 31, 2025 to Mar 31, 2026
- Accounts · 508 to 500Dec 20, 2024 to Mar 31, 2025
- Advisory employees · 14 to 17Dec 20, 2024 to Mar 31, 2025
- HNW clients · 57 to 54Dec 20, 2024 to Mar 31, 2025
- Individual clients · 181 to 173Dec 20, 2024 to Mar 31, 2025
- Assets in custody · $122M to $130MDec 20, 2024 to Mar 31, 2025
- Employees · 14 to 17Dec 20, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 1-10Dec 20, 2024 to Mar 31, 2025
- HQ city · unset to Dec 20, 2024 to Mar 31, 2025
- HQ state · unset to Dec 20, 2024 to Mar 31, 2025
- State-registered IARs · 14 to 17Dec 20, 2024 to Mar 31, 2025
- Other offices · 11 to 13Dec 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $292M to $302MDec 20, 2024 to Mar 31, 2025
- HNW RAUM · $224M to $226MDec 20, 2024 to Mar 31, 2025
- Individual RAUM · $48.0M to $56.3MDec 20, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $3.4M to $4.0MDec 20, 2024 to Mar 31, 2025
- Pension RAUM · $23.2M to $23.3MDec 20, 2024 to Mar 31, 2025
- RAUM · $295M to $306MDec 20, 2024 to Mar 31, 2025
- Advisory employees · 15 to 14Mar 4, 2024 to Dec 20, 2024
- Employees · 15 to 14Mar 4, 2024 to Dec 20, 2024
- State-registered IARs · 15 to 14Mar 4, 2024 to Dec 20, 2024
- Other offices · 12 to 11Mar 4, 2024 to Dec 20, 2024
- Accounts · 370 to 508Feb 27, 2024 to Mar 4, 2024
- Advisory employees · 14 to 15Feb 27, 2024 to Mar 4, 2024
- Advisory activities · 3 to 5Feb 27, 2024 to Mar 4, 2024
- HNW clients · 47 to 57Feb 27, 2024 to Mar 4, 2024
Signals
4 dated events
- 2 advisors left Enlightened Finance LLC (San Antonio, TX) for Financial Transparency on the same dayMar 14, 2025 · Team lift-out · derived
- Financial Transparency reported 17 state-registered advisory representatives, up from 1 (2018-06-19 to 2018-07-16)Jul 16, 2018 · Advisor headcount change · derived
- Financial Transparency reported 12 offices beyond its principal office, up from 0 (2018-06-19 to 2018-07-16)Jul 16, 2018 · Office count change · derived
- Envision Financial Transparency, Llc filed its initial SEC registration (Form ADV)Jun 14, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- bld-cpa.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (336) 715-3300reportedpublic record, Form ADV, Jul 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $20.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026