DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Transparency

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas J. DelpupEnlightened Finance LLC independent RIAFinancial Transparency independent RIARIA to RIAMar 14, 2025Mar 27, 2025
Steven BanklerEnlightened Finance LLC independent RIAFinancial Transparency independent RIARIA to RIAMar 14, 2025Mar 31, 2025
Gina Elizabeth ValorzEnlightened Finance LLC independent RIAFinancial Transparency independent RIARIA to RIAMar 14, 2025Mar 31, 2025
Michael Jon MacdonaldMichael Macdonald Financial Management, Inc, unclassifiedFinancial Transparency independent RIAOtherMar 19, 2024Sep 16, 2025 (546 d)
Alfred Luigi RomanoFinancial Transparency, LLC unclassifiedFinancial Transparency no RAUMOtherDec 18, 2018Jul 18, 2018
Emily Therese KeagleFinancial Transparency, LLC unclassifiedFinancial Transparency no RAUMOtherDec 18, 2018Jul 13, 2018
Joshua Ryan KeagleFinancial Transparency, LLC unclassifiedFinancial Transparency no RAUMOtherDec 18, 2018Jul 17, 2018
Everett Ray FergusonTrustee Empowerment & Protection, Inc. otherFinancial Transparency no RAUMOtherSep 4, 2018Jul 21, 2018
Thomas Robert RogersTrustee Empowerment & Protection, Inc. otherFinancial Transparency independent RIAOtherSep 4, 2018Jan 1, 2025 (2311 d)
Daniel William DohertyTrustee Empowerment & Protection, Inc. otherFinancial Transparency no RAUMOtherSep 4, 2018Jul 24, 2018
Bernard Leo DonohueTrustee Empowerment & Protection, Inc. otherFinancial Transparency no RAUMOtherSep 4, 2018Jul 24, 2018
James R NiciTrustee Empowerment & Protection, Inc. otherFinancial Transparency no RAUMOtherSep 4, 2018Jul 20, 2018
Anthony Joseph MadoniaTrustee Empowerment & Protection, Inc. otherFinancial Transparency no RAUMOtherSep 4, 2018Jul 16, 2018
Thomas Joseph GiardinaTrustee Empowerment & Protection, Inc. otherFinancial Transparency no RAUMOtherSep 4, 2018Jul 24, 2018
William James BresettTrustee Empowerment & Protection, Inc. otherFinancial Transparency no RAUMOtherSep 4, 2018Jul 24, 2018
Jonathon Patrick WellsTrustee Empowerment & Protection, Inc. otherFinancial Transparency no RAUMOtherSep 4, 2018Jul 13, 2018
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16 moves match.