DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hmv Wealth Advisors, LLC
Latest filing Sep 9, 2026
First filing on the tape Nov 16, 2022 · 5 filings
SEC status approved since Dec 16, 2022
RAUM
$567M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
80%
$452M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$189M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$465M as of Sep 26, 2025
Sep 28, 2023$118M then
HNW client RAUM$359M as of Sep 26, 2025
Sep 28, 2023$107M then
State-registered IARs (5.B.3)3 as of Sep 26, 2025
Sep 28, 20234 then
Employees (5.A)4 as of Sep 26, 2025
Sep 28, 20235 then
Private funds: no history
RAUM +381% over the last fiscal yearIARs 4 to 3
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
- RAUM per advisor
- $189MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.5MderivedHNW RAUM over HNW clients
- Average account
- $4.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +159%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $12.4M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$437M77%
- Corporations and businesses$112M20%
- Individuals$15.2M2.7%
- Charitable organizations$3.8M0.7%
- Individual clients
- 50reported
- HNW clients
- 67reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 138reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $12.4M for 2 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.8 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Roderick Scott Williams | Shreveport, La | Aug 23, 2018 | 17 y | 1 |
| Nicole Alexandra Karamales | Shreveport, La | Oct 14, 2022 | 19 y | 0 |
| Christopher Mark EldredgeCertified Financial Planner, Personal Financial Specialist | Shreveport, La | Aug 22, 2023 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Roderick Scott Williams from Primerica AdvisorsAug 23, 2018 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Leroy Robert Dean · Presidentcontrolsince 07/2018 · owns less than 5%
- Scott Roderick Williams · Vice President / Chief Compliance Officercontrolsince 07/2018 · owns less than 5%
Entity owners
- Heard Mcelroy & Vestal, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Heard, Mcelroy & Vestal, LLCinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Shreveport, La · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Longview, TX3 employees
- Monroe, LA3 employees
What changed
consecutive filings, newest first
- Accounts · 113 to 138Sep 26, 2025 to Sep 9, 2026
- Corporate clients · 16 to 19Sep 26, 2025 to Sep 9, 2026
- HNW clients · 52 to 67Sep 26, 2025 to Sep 9, 2026
- Individual clients · 43 to 50Sep 26, 2025 to Sep 9, 2026
- Assets in custody · $11.1M to $12.4MSep 26, 2025 to Sep 9, 2026
- Financial planning clients · to unsetSep 26, 2025 to Sep 9, 2026
- Discretionary RAUM · $465M to $567MSep 26, 2025 to Sep 9, 2026
- HNW RAUM · $359M to $437MSep 26, 2025 to Sep 9, 2026
- Individual RAUM · $12.8M to $15.2MSep 26, 2025 to Sep 9, 2026
- RAUM · $465M to $567MSep 26, 2025 to Sep 9, 2026
- Succession · false to unsetSep 26, 2025 to Sep 9, 2026
- Accounts · 77 to 113Sep 9, 2024 to Sep 26, 2025
- Charity clients · 0 to 2Sep 9, 2024 to Sep 26, 2025
- Corporate clients · 11 to 16Sep 9, 2024 to Sep 26, 2025
- HNW clients · 35 to 52Sep 9, 2024 to Sep 26, 2025
- Individual clients · 31 to 43Sep 9, 2024 to Sep 26, 2025
- Assets in custody · unset to 11147818.0Sep 9, 2024 to Sep 26, 2025
- Custody of client assets · false to trueSep 9, 2024 to Sep 26, 2025
- Financial planning clients · 0 to Sep 9, 2024 to Sep 26, 2025
- Discretionary RAUM · $305M to $465MSep 9, 2024 to Sep 26, 2025
- HNW RAUM · $145M to $359MSep 9, 2024 to Sep 26, 2025
- Individual RAUM · $8.0M to $12.8MSep 9, 2024 to Sep 26, 2025
- RAUM · $305M to $465MSep 9, 2024 to Sep 26, 2025
- Accounts · 60 to 77Sep 28, 2023 to Sep 9, 2024
- Advisory employees · 4 to 3Sep 28, 2023 to Sep 9, 2024
- Corporate clients · 4 to 11Sep 28, 2023 to Sep 9, 2024
- HNW clients · 29 to 35Sep 28, 2023 to Sep 9, 2024
- Individual clients · 27 to 31Sep 28, 2023 to Sep 9, 2024
- Employees · 5 to 4Sep 28, 2023 to Sep 9, 2024
- Financial planning clients · unset to 0Sep 28, 2023 to Sep 9, 2024
- State-registered IARs · 4 to 3Sep 28, 2023 to Sep 9, 2024
- Discretionary RAUM · $118M to $305MSep 28, 2023 to Sep 9, 2024
- HNW RAUM · $107M to $145MSep 28, 2023 to Sep 9, 2024
- Individual RAUM · $8.3M to $8.0MSep 28, 2023 to Sep 9, 2024
- RAUM · $118M to $305MSep 28, 2023 to Sep 9, 2024
- Accounts · 53 to 60Nov 16, 2022 to Sep 28, 2023
- Advisory employees · 2 to 4Nov 16, 2022 to Sep 28, 2023
- Corporate clients · 5 to 4Nov 16, 2022 to Sep 28, 2023
- HNW clients · 27 to 29Nov 16, 2022 to Sep 28, 2023
- Individual clients · 21 to 27Nov 16, 2022 to Sep 28, 2023
Signals
4 dated events
- Hmv Wealth Advisors, Llc reported RAUM $464.8M, up 52% from $305.2M (2024-09-09 to 2025-09-26)Sep 26, 2025 · RAUM change · derived
- Hmv Wealth Advisors, Llc reported RAUM $305.2M, up 159% from $117.9M (2023-09-28 to 2024-09-09)Sep 9, 2024 · RAUM change · derived
- Lee Dwight Pugh (Vice President) no longer on Schedule A of Hmv Wealth Advisors, Llc (listed 2023-09-28, absent 2024-09-09)Sep 9, 2024 · Control person left · inference
- Hmv Wealth Advisors, Llc filed its initial SEC registration (Form ADV)Nov 16, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 318-517-6255reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 318-517-6339reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- hmvwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 318-517-6255reportedpublic record, Form ADV, Sep 9, 2026
- Contact form
- hmvwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- hmvwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $189Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026