DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S•••• P•••• C•••••• M••••••••• L••

Wealth manager with institutional or fund businessPalo Alto, CaliforniaCRD 297766SEC 801-136059websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2026 · 1 filings
SEC status approved since Apr 29, 2026
RAUM
$119M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
30%
$35.4M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$59.7M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $119M
HNW client RAUM: $35.4M
State-registered IARs (5.B.3): 2
Employees (5.A): 3
Private funds: 2
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
RAUM per advisor
$59.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.9MderivedHNW RAUM over HNW clients
Average account
$11.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$107M, 8 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$84.1M70%
  • High-net-worth individuals$35.4M30%
Individual clients
n/areported
HNW clients
6reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
10reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$107M for 8 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.3 fund_share=0.7 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R•••• P•••••• S•••Palo Alto, CaMay 25, 202311 y0
C••••• J•••• R•••Chartered Financial AnalystPalo Alto, CaOct 15, 202511 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S•••• P•••• A•••• C•••••• L•Hedge Fund$30.1M18Mar 21, 2022
      S•••• O•••••• L•Hedge Fund$15.5M29Aug 16, 2018
      S•••• O••••••• L•••no longer reportedHedge Fund$606,0832Aug 16, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • R•••• C•••••• J•••• · Managing Membercontrol
        since 05/2018 · owns 50% to 75%
      • S•••• R••••• P•••••• · Managing Member, Chief Compliance Officercontrol
        since 05/2018 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Palo Alto, Ca · principal210
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/stoic-point-capital-managementreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      650-503-9750reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $59.7Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026