DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• F•••••••• A•••••••
Legal name A•••• F•••••••• A••••••• L••
Latest filing Feb 20, 2026
First filing on the tape Jan 29, 2024 · 6 filings
SEC status approved since Feb 28, 2024
RAUM
$196M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$196M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$98.2M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$196M as of Feb 20, 2026
Feb 28, 2025$158M then
HNW client RAUM$176M as of Feb 20, 2026
Feb 28, 2025$141M then
State-registered IARs (5.B.3)2 as of Feb 20, 2026
Feb 28, 20252 then
Employees (5.A)5 as of Feb 20, 2026
Feb 28, 20255 then
Private funds: no history
RAUM +24% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Feb 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $98.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $376,249derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $59.4M, 74 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$176M90%
- Individuals$20.2M10%
- Individual clients
- 55reported
- HNW clients
- 111reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 522reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $59.4M for 74 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• M•••••• E••Certified Financial Planner | A•••••, Tx | Sep 20, 2018 | 12 y | 1 |
| T••••• J•••• S••••••••Certified Financial Planner | A•••••, Tx | Feb 13, 2022 | 12 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••• J•••• S•••••••• from A••••• A••••Feb 13, 2022 · RIA to RIA
- S•••• M•••••• E•• from A••••• A••••Sep 20, 2018 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••• S••••• M•••••• · Managing Member And Ccocontrolsince 06/2018 · owns 75% or more
- S••••••••• T•••••• J•••• · Financial Advisorsince 01/2024 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| A•••••, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 507 to 522Oct 21, 2025 to Feb 20, 2026
- HNW clients · 79 to 111Oct 21, 2025 to Feb 20, 2026
- Individual clients · 65 to 55Oct 21, 2025 to Feb 20, 2026
- Assets in custody · $60.6M to $59.4MOct 21, 2025 to Feb 20, 2026
- Discretionary RAUM · $158M to $196MOct 21, 2025 to Feb 20, 2026
- HNW RAUM · $141M to $176MOct 21, 2025 to Feb 20, 2026
- Individual RAUM · $17.8M to $20.2MOct 21, 2025 to Feb 20, 2026
- RAUM · $158M to $196MOct 21, 2025 to Feb 20, 2026
- Accounts · 410 to 507Nov 25, 2024 to Feb 28, 2025
- HNW clients · 68 to 79Nov 25, 2024 to Feb 28, 2025
- Individual clients · 59 to 65Nov 25, 2024 to Feb 28, 2025
- Assets in custody · $54.6M to $60.6MNov 25, 2024 to Feb 28, 2025
- Employees · 3 to 5Nov 25, 2024 to Feb 28, 2025
- Financial planning clients · 1-10 to 1-10Nov 25, 2024 to Feb 28, 2025
- HQ city · unset to A•••••Nov 25, 2024 to Feb 28, 2025
- HQ state · unset to TXNov 25, 2024 to Feb 28, 2025
- Other offices · 1 to 2Nov 25, 2024 to Feb 28, 2025
- Discretionary RAUM · $127M to $158MNov 25, 2024 to Feb 28, 2025
- HNW RAUM · $111M to $141MNov 25, 2024 to Feb 28, 2025
- Individual RAUM · $16.0M to $17.8MNov 25, 2024 to Feb 28, 2025
- RAUM · $127M to $158MNov 25, 2024 to Feb 28, 2025
- Other offices · 0 to 1Jan 29, 2024 to Sep 23, 2024
Signals
1 dated events
- A•••• F•••••••• A••••••• filed its initial SEC registration (Form ADV)Jan 29, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 512-910-2467reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/avantfinancialadvisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- A••••FINANCIALADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-910-2467reportedpublic record, Form ADV, Feb 20, 2026
- Contact form
- avantfinancialadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $98.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026