RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J•••• S••••••••
- A•••• F•••••••• A••••••• independent RIA currentsince Feb 13, 2022 · A•••••, Tx
- A••••• A•••• independent RIAFeb 12, 2015 to Mar 8, 2022 · A•••••, Tx
- L••••• S••••••• • G••• A••••••• G•••• I•• independent RIASep 8, 2014 to Nov 18, 2014 · A•••••, Tx
- A••••• A•••• to A•••• F•••••••• A•••••••left Mar 8, 2022, registered Feb 13, 2022 (-23 days) · RIA to RIA
- L••••• S••••••• • G••• A••••••• G•••• I•• to A••••• A••••left Nov 18, 2014, registered Feb 12, 2015 (86 days) · Other
- T••••• J•••• S•••••••• left A••••• A•••• for A•••• F•••••••• A••••••• (registered 2022-02-13)Mar 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address