DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Elmwood Asset Management LLC
Latest filing Mar 4, 2026
First filing on the tape Dec 11, 2018 · 16 filings
SEC status approved since Jan 31, 2019
RAUM
$24B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
45
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
52
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$24B as of Mar 4, 2026
Mar 30, 2020$2.0B then
HNW client RAUM$0 as of Mar 4, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 4, 2026
Mar 30, 20200 then
Employees (5.A)45 as of Mar 4, 2026
Mar 30, 202012 then
Private funds52 as of Mar 4, 2026
Mar 31, 20217 then
RAUM n/a over the last fiscal year+23% a year over three
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $467MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$24B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 52reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
32 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Elmwood Clo Viii, Ltd. | Securitized Asset Fund | $1.1B | 5 | Mar 31, 2022 |
| Elmwood Clo II, Ltd. | Securitized Asset Fund | $1.0B | 1 | Mar 31, 2021 |
| Elmwood Clo 16 Ltd. | Securitized Asset Fund | $773M | 1 | Mar 30, 2023 |
| Elmwood Clo 14 Ltd. | Securitized Asset Fund | $671M | 1 | Mar 30, 2023 |
| Elmwood Clo Vi, Ltd. | Securitized Asset Fund | $622M | 3 | Mar 31, 2021 |
| Elmwood Clo Xii, Ltd. | Securitized Asset Fund | $621M | 1 | Mar 31, 2022 |
| Elmwood Clo I, Ltd. | Securitized Asset Fund | $524M | 1 | Mar 31, 2021 |
| Elmwood Clo IV, Ltd. | Securitized Asset Fund | $519M | 2 | Mar 31, 2021 |
| Logan Clo I, Ltd. | Securitized Asset Fund | $519M | 1 | Mar 31, 2022 |
| Elmwood Clo III, Ltd. | Securitized Asset Fund | $519M | 3 | Mar 31, 2021 |
| Elmwood Clo X, Ltd. | Securitized Asset Fund | $518M | 2 | Mar 31, 2022 |
| Logan Clo II, Ltd. | Securitized Asset Fund | $517M | 1 | Mar 31, 2022 |
| Elmwood Clo Xi, Ltd. | Securitized Asset Fund | $517M | 1 | Mar 31, 2022 |
| Elmwood Clo 17 Ltd. | Securitized Asset Fund | $516M | 1 | Mar 30, 2023 |
| Logan Clo III, Ltd. | Securitized Asset Fund | $516M | 1 | Mar 30, 2023 |
| Elmwood Clo 18 Ltd. | Securitized Asset Fund | $515M | 1 | Mar 30, 2023 |
| Elmwood Clo Vii, Ltd. | Securitized Asset Fund | $515M | 2 | Mar 31, 2021 |
| Elmwood Clo 24 Ltd. | Securitized Asset Fund | $504M | 2 | Mar 28, 2024 |
| Elmwood Clo Ix, Ltd. | Securitized Asset Fund | $467M | 2 | Mar 31, 2022 |
| Elmwood Clo 20 Ltd. | Securitized Asset Fund | $464M | 1 | Mar 30, 2023 |
| Elmwood Master Spv Ltd. | Securitized Asset Fund | $441M | 1 | Nov 30, 2021 |
| Elmwood Clo V, Ltd. | Securitized Asset Fund | $416M | 2 | Mar 31, 2021 |
| Elmwood Clo 15 Ltd. | Securitized Asset Fund | $412M | 3 | Mar 31, 2022 |
| Elmwood Clo 19 Ltd. | Securitized Asset Fund | $412M | 1 | Mar 30, 2023 |
| Elmwood Clo 23 Ltd. | Securitized Asset Fund | $411M | 2 | Mar 28, 2024 |
| Elmwood Clo 22 Ltd. | Securitized Asset Fund | $411M | 2 | Mar 28, 2024 |
| Elmwood Clo 21 Ltd. | Securitized Asset Fund | $308M | 1 | Mar 30, 2023 |
| Elmwood Citi Master Spv, Ltd. | Securitized Asset Fund | $169M | 1 | Mar 31, 2022 |
| Elmwood Warehouse RBC 3, Ltd.no longer reported | Securitized Asset Fund | $156M | 1 | Mar 30, 2023 |
| Elmwood Warehouse Boa 3, Ltd.no longer reported | Securitized Asset Fund | $95.3M | 1 | Mar 30, 2023 |
| Elmwood Warehouse Boa 4, Ltd. | Securitized Asset Fund | $5.3M | 1 | Mar 28, 2024 |
| Elmwood Warehouse Nomura, Ltd. | Securitized Asset Fund | $5.3M | 1 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Thomas Ryan Brown · Chief Financial Officercontrolsince 02/2023 · owns less than 5%
- Rose Katharine Dailey · Chief Operations Officercontrolsince 10/2021 · owns less than 5%
- Patrick Michael Holland · General Counsel / Chief Compliance Officercontrolsince 05/2022 · owns less than 5%
- Adrian Christopher Marshall · Chief Executive Officer / Co-Chief Investment Officercontrolsince 09/2018 · owns 10% to 25%
- Manning Brian Mcnamara · President / Co-Chief Investment Officercontrolsince 07/2018 · owns 10% to 25%
- Myron Kaplan · Trusteecontrolsince 12/2018 · owns F of Paul E. Singer Family Trust Iih
- Matthew Gordon Singer · Trusteecontrolsince 12/2018 · owns F of Paul E. Singer Family Trust Iih
- Elliott Paul Singer · Member, Presidentcontrolsince 01/2019 · owns F of Elliott International Special Gp, LLC
- Elliott Paul Singer · President, Director, Shareholdercontrolsince 12/2018 · owns F of Elliott International Advisors Gp LLC
- Elliott Paul Singer · Managing Member, Presidentcontrolsince 02/2003 · owns 75% or more of Elliott Asset Management LLC
- Elliott Paul Singer · Managing Member, Presidentcontrolsince 03/2017 · owns 75% or more of Elliott Advisors Gp LLC
- Elliott Paul Singer · President, Director, Shareholdercontrolsince 04/1997 · owns 75% or more of Braxton Associates, Inc.
- Elliott Paul Singer · Managing Member, Presidentcontrolsince 09/2004 · owns F of Elliott Special Gp, LLC
Entity owners
- Clobber Investments LLC · Managing Memberdirect · owns 50% to 75%
- Braxton Associates, Inc. · General Partnerindirect · owns F of Elliott Capital Advisors, L.P.
- C4701 Holdings LLC · Managing Memberindirect · owns 75% or more of Clobber Investments LLC
- Elliott Advisors Gp LLC · General Partnerindirect · owns F of Elliott Associates, L.P.
- Elliott Advisors Gp LLC · General Partnerindirect · owns F of Elliott Capital Advisors, L.P.
- Elliott Asset Management LLC · General Partnerindirect · owns F of Elliott Capital Advisors, L.P.
- Elliott Associates, L.P. · Managing Memberindirect · owns 25% to 50% of Clobber Investments LLC
- Elliott Capital Advisors, L.P. · General Partnerindirect · owns F of Elliott Associates, L.P.
- Elliott Capital Advisors, L.P. · Managing Memberindirect · owns F of Elliott Special Gp, LLC
- Elliott International Advisors Gp LLC · Manager, Class A Memberindirect · owns 50% to 75% of Elliott International Special Gp, LLC
- Elliott International Limited · Limited Partnerindirect · owns 75% or more of Elliott International, L.P.
- Elliott International Special Gp, LLC · Class A Shareholderindirect · owns 75% or more of Hambledon, Inc.
- Elliott International, L.P. · Managing Memberindirect · owns 50% to 75% of Clobber Investments LLC
- Elliott Special Gp, LLC · General Partnerindirect · owns F of Elliott Associates, L.P.
- Hambledon, Inc. · General Partnerindirect · owns F of Elliott International, L.P.
- Paul E. Singer Family Trust Iih · Managing Memberindirect · owns 75% or more of Pesft Iih Ea LLC
- Pesft Iih Ea LLC · Limited Partnerindirect · owns 25% to 50% of Elliott Capital Advisors, L.P.
- Elliott Capital Advisors, L.P. · Class C Shareholderindirect · owns 75% or more of Hambledon, Inc.
- Elliott International Limited · Class B Shareholderindirect · owns 75% or more of Hambledon, Inc.
- Paul E. Singer Family Trust Iih · Memberindirect · owns 75% or more of Elliott International Advisors Gp LLC
Related persons
Schedule D 7.A
- Eall Llpinvestment adviserbankn
- Eimct LLCinvestment adviserbankn
- Eimfl LLCinvestment adviserbankn
- Eimfl Sub LLCinvestment adviserbankn
- Elliott Advisors (Uk) Limitedinvestment adviserbankn
- Elliott Advisors Gp LLCinvestment adviserbankpooled vehicle sponsory
- Elliott Capital Advisors, L.P.investment adviserbankpooled vehicle sponsory
- Elliott Financial Italia S.R.Linvestment adviserbankn
- Elliott Investment Management L.P.investment adviserbanknRAUM $129B
- Elliott Management Corporationinvestment adviserbanknRAUM $74B
- Elliott Special Gp, LLCinvestment adviserbankpooled vehicle sponsory
- Emcca Corporationinvestment advisern
- Hambledon Management LLCinvestment adviserbankn
- Hambledon, Inc.investment adviserbankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 38 to 52Jun 2, 2025 to Mar 4, 2026
- Pooled vehicle clients · 38 to 52Jun 2, 2025 to Mar 4, 2026
- Employees · 42 to 45Jun 2, 2025 to Mar 4, 2026
- Private funds · 43 to 52Jun 2, 2025 to Mar 4, 2026
- Discretionary RAUM · $20B to $24BJun 2, 2025 to Mar 4, 2026
- Pooled vehicle RAUM · $20B to $24BJun 2, 2025 to Mar 4, 2026
- RAUM · $20B to $24BJun 2, 2025 to Mar 4, 2026
- Financial planning clients · unset to May 1, 2025 to Jun 2, 2025
- Accounts · 30 to 38Dec 3, 2024 to May 1, 2025
- Advisory employees · 19 to 21Dec 3, 2024 to May 1, 2025
- Pooled vehicle clients · 30 to 38Dec 3, 2024 to May 1, 2025
- Employees · 37 to 42Dec 3, 2024 to May 1, 2025
- Private funds · 30 to 43Dec 3, 2024 to May 1, 2025
- Discretionary RAUM · $15B to $20BDec 3, 2024 to May 1, 2025
- Pooled vehicle RAUM · $15B to $20BDec 3, 2024 to May 1, 2025
- RAUM · $15B to $20BDec 3, 2024 to May 1, 2025
- Accounts · 27 to 30Jul 28, 2023 to Mar 28, 2024
- Advisory employees · 14 to 19Jul 28, 2023 to Mar 28, 2024
- Pooled vehicle clients · 27 to 30Jul 28, 2023 to Mar 28, 2024
- Employees · 26 to 37Jul 28, 2023 to Mar 28, 2024
- Private funds · 27 to 30Jul 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $13B to $15BJul 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $13B to $15BJul 28, 2023 to Mar 28, 2024
- RAUM · $13B to $15BJul 28, 2023 to Mar 28, 2024
- Accounts · 17 to 27May 9, 2022 to Mar 30, 2023
- Advisory employees · 11 to 14May 9, 2022 to Mar 30, 2023
- Pooled vehicle clients · 17 to 27May 9, 2022 to Mar 30, 2023
- Employees · 17 to 26May 9, 2022 to Mar 30, 2023
- Private funds · 17 to 27May 9, 2022 to Mar 30, 2023
- Discretionary RAUM · $8.5B to $13BMay 9, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $8.5B to $13BMay 9, 2022 to Mar 30, 2023
- RAUM · $8.5B to $13BMay 9, 2022 to Mar 30, 2023
- Accounts · 8 to 17Nov 30, 2021 to Mar 31, 2022
- Advisory employees · 9 to 11Nov 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 8 to 17Nov 30, 2021 to Mar 31, 2022
- Employees · 13 to 17Nov 30, 2021 to Mar 31, 2022
- Private funds · 8 to 17Nov 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $4.4B to $8.5BNov 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $4.4B to $8.5BNov 30, 2021 to Mar 31, 2022
- RAUM · $4.4B to $8.5BNov 30, 2021 to Mar 31, 2022
Signals
10 dated events
- Elmwood Asset Management Llc reported RAUM $19.8B, up 32% from $14.9B (2024-12-03 to 2025-05-01)May 1, 2025 · RAUM change · derived
- Elmwood Asset Management Llc reported RAUM $13.2B, up 55% from $8.5B (2022-05-09 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Thomas Ryan Brown (Chief Financial Officer) appeared on Schedule A of Elmwood Asset Management LlcMar 30, 2023 · Control person joined · fact
- Patrick Michael Holland (General Counsel / Chief Compliance Officer) appeared on Schedule A of Elmwood Asset Management LlcMay 9, 2022 · Control person joined · fact
- Elmwood Asset Management Llc reported RAUM $8.5B, up 91% from $4.4B (2021-11-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Rose Katharine Dailey (Chief Compliance Officer / Chief Operations Officer) appeared on Schedule A of Elmwood Asset Management LlcNov 30, 2021 · Control person joined · fact
- Marie Bernadette Conway (Chief Compliance Officer / Chief Operations Officer) no longer on Schedule A of Elmwood Asset Management Llc (listed 2021-03-31, absent 2021-11-30)Nov 30, 2021 · Control person left · inference
- Elmwood Asset Management Llc reported RAUM $3.9B, up 92% from $2.0B (2020-04-09 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Elmwood Asset Management Llc reported RAUM $2.0B, up 302% from $499.4M (2019-04-03 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Elmwood Asset Management Llc filed its initial SEC registration (Form ADV)Dec 11, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Elmwood Asset Management LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- ElmwoodAsset.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 646-876-2350reportedpublic record, Form ADV, Mar 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026