DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••••• C•••••• M••••••••• L•
Latest filing Mar 26, 2026
First filing on the tape May 30, 2019 · 10 filings
SEC status approved since Jul 8, 2019
RAUM
$130M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$130M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$130M as of Mar 26, 2026
Feb 26, 2020$120M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Feb 26, 20200 then
Employees (5.A)6 as of Mar 26, 2026
Feb 26, 20205 then
Private funds1 as of Mar 26, 2026
Feb 26, 20201 then
RAUM -17% over the last fiscal year-8.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $130MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $43.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$130M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• K•••• G••• | Norwalk, Ct | Sep 9, 2024 | 30 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••• K•••• G••• from N•••• C••••••Sep 9, 2024 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••••• M••••• L• | Hedge Fund | $61.0M | 25 | Oct 3, 2019 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• S•••••• W•••••• · Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
- M•••••••• S••••• P•••• · Chief Investment Officercontrolsince 07/2018 · owns 75% or more
- M•••••••• S••••• P•••• · Membercontrolsince 04/2018 · owns 75% or more of H•••••• C•••••• M••••••••• L••
Entity owners
- H•••••• C•••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- H•••••• M•••• G•• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6 to 3Mar 28, 2025 to Mar 26, 2026
- Advisory employees · 3 to 4Mar 28, 2025 to Mar 26, 2026
- BD registered reps · 0 to 3Mar 28, 2025 to Mar 26, 2026
- Pooled vehicle clients · 6 to 3Mar 28, 2025 to Mar 26, 2026
- Employees · 8 to 6Mar 28, 2025 to Mar 26, 2026
- HQ city · STAMFORD to NORWALKMar 28, 2025 to Mar 26, 2026
- Private funds · 2 to 1Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $156M to $130MMar 28, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $156M to $130MMar 28, 2025 to Mar 26, 2026
- RAUM · $156M to $130MMar 28, 2025 to Mar 26, 2026
- Accounts · 4 to 6Mar 8, 2024 to Mar 28, 2025
- Advisory employees · 5 to 3Mar 8, 2024 to Mar 28, 2025
- Pooled vehicle clients · 4 to 6Mar 8, 2024 to Mar 28, 2025
- Employees · 9 to 8Mar 8, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 8, 2024 to Mar 28, 2025
- Private funds · 1 to 2Mar 8, 2024 to Mar 28, 2025
- Discretionary RAUM · $161M to $156MMar 8, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $161M to $156MMar 8, 2024 to Mar 28, 2025
- RAUM · $161M to $156MMar 8, 2024 to Mar 28, 2025
- Discretionary RAUM · $169M to $161MOct 27, 2023 to Mar 8, 2024
- Pooled vehicle RAUM · $169M to $161MOct 27, 2023 to Mar 8, 2024
- RAUM · $169M to $161MOct 27, 2023 to Mar 8, 2024
- Employees · 8 to 9Feb 24, 2023 to Oct 27, 2023
- Discretionary RAUM · $170M to $169MFeb 24, 2023 to Oct 27, 2023
- Pooled vehicle RAUM · $170M to $169MFeb 24, 2023 to Oct 27, 2023
- RAUM · $170M to $169MFeb 24, 2023 to Oct 27, 2023
- Advisory employees · 4 to 5Mar 7, 2022 to Feb 24, 2023
- Employees · 6 to 8Mar 7, 2022 to Feb 24, 2023
- Discretionary RAUM · $157M to $170MMar 7, 2022 to Feb 24, 2023
- Pooled vehicle RAUM · $157M to $170MMar 7, 2022 to Feb 24, 2023
- RAUM · $157M to $170MMar 7, 2022 to Feb 24, 2023
- Discretionary RAUM · $137M to $157MMar 10, 2021 to Mar 7, 2022
- Pooled vehicle RAUM · $137M to $157MMar 10, 2021 to Mar 7, 2022
- RAUM · $137M to $157MMar 10, 2021 to Mar 7, 2022
- Advisory employees · 3 to 4Feb 26, 2020 to Mar 10, 2021
- Employees · 5 to 6Feb 26, 2020 to Mar 10, 2021
- Discretionary RAUM · $120M to $137MFeb 26, 2020 to Mar 10, 2021
- Pooled vehicle RAUM · $120M to $137MFeb 26, 2020 to Mar 10, 2021
- RAUM · $120M to $137MFeb 26, 2020 to Mar 10, 2021
- Employees · 6 to 5Oct 3, 2019 to Feb 26, 2020
Signals
3 dated events
- Michael James Bond (Chief Operating Officer And Chief Compliance Officer) no longer on Schedule A of H•••••• C•••••• M••••••••• L• (listed 2023-02-24, absent 2023-10-27)Oct 27, 2023 · Control person left · inference
- Wallace Steven Bischoff (Chief Compliance Officer) appeared on Schedule A of H•••••• C•••••• M••••••••• L•Oct 27, 2023 · Control person joined · fact
- I••••••••• A•••••• T• P•••••• F•••• filed its initial SEC registration (Form ADV)May 30, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hondius-capital-management/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- hondiuscapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-930-2200reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $130Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026