DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Albert Investments, LLC
Latest filing Feb 3, 2026
First filing on the tape Oct 31, 2018 · 23 filings
SEC status approved since Dec 3, 2018
RAUM
$22.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$22.7M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$22.7M as of Feb 3, 2026
Mar 15, 2019$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 3, 2026
Mar 15, 20192 then
Employees (5.A)3 as of Feb 3, 2026
Mar 15, 20195 then
Private funds: no history
RAUM +7.9% over the last fiscal year+8.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 3, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $108derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $21.0MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$22.7M100%
- Individual clients
- 209,650reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 209,650reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Mark Christopher Toreja Reyes to Nerdwallet AdvisoryNov 13, 2023 · RIA to a newly registered adviser
- Jorey Blake to Fidelity Personal And Workplace AdvisorsSep 27, 2023 · RIA to affiliated broker-dealer or bank
- Durriya Danielle Pierce to FruitfulJun 1, 2023 · RIA to a newly registered adviser
- Michaela Mae Mcdonald to Citrin Cooperman Wealth Management, LLCDec 14, 2021 · RIA to RIA
Joined, latest
- Durriya Danielle Pierce from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 3, 2022 · Wirehouse to independent RIA
- Jorey Blake from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 8, 2021 · Wirehouse to independent RIA
- Michaela Mae Mcdonald from Robert W. Baird & Co. IncorporatedJan 10, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J Michael Friedman · Head Of Ria & Ccocontrolsince 01/2023 · owns less than 5%
Entity owners
- Albert Corporation · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Albert Securities, LLCbroker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Santa Barbara, Ca · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 230,377 to 209,650Mar 31, 2025 to Jan 30, 2026
- Individual clients · 230,377 to 209,650Mar 31, 2025 to Jan 30, 2026
- Discretionary RAUM · $21.0M to $22.7MMar 31, 2025 to Jan 30, 2026
- Individual RAUM · $21.0M to $22.7MMar 31, 2025 to Jan 30, 2026
- RAUM · $21.0M to $22.7MMar 31, 2025 to Jan 30, 2026
- Accounts · 217,729 to 230,377Mar 29, 2024 to Mar 31, 2025
- Individual clients · 217,729 to 230,377Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $16.7M to $21.0MMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $16.7M to $21.0MMar 29, 2024 to Mar 31, 2025
- RAUM · $16.7M to $21.0MMar 29, 2024 to Mar 31, 2025
- Accounts · 80,235 to 217,729Jul 5, 2023 to Mar 29, 2024
- Advisory employees · 8 to 3Jul 5, 2023 to Mar 29, 2024
- Advisory activities · 2 to 1Jul 5, 2023 to Mar 29, 2024
- BD registered reps · 15 to 2Jul 5, 2023 to Mar 29, 2024
- Individual clients · 80,235 to 217,729Jul 5, 2023 to Mar 29, 2024
- Employees · 15 to 3Jul 5, 2023 to Mar 29, 2024
- Financial planning clients · More than 500 to unsetJul 5, 2023 to Mar 29, 2024
- HQ city · CULVER CITY to SANTA BARBARAJul 5, 2023 to Mar 29, 2024
- State-registered IARs · 8 to 0Jul 5, 2023 to Mar 29, 2024
- Discretionary RAUM · $12.4M to $16.7MJul 5, 2023 to Mar 29, 2024
- Individual RAUM · $17.7M to $16.7MJul 5, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $5.3M to $0Jul 5, 2023 to Mar 29, 2024
- RAUM · $17.7M to $16.7MJul 5, 2023 to Mar 29, 2024
- Accounts · 69,180 to 80,235Oct 12, 2022 to Mar 31, 2023
- Advisory employees · 11 to 8Oct 12, 2022 to Mar 31, 2023
- BD registered reps · 11 to 15Oct 12, 2022 to Mar 31, 2023
- Individual clients · 69,180 to 80,235Oct 12, 2022 to Mar 31, 2023
- Employees · 101 to 15Oct 12, 2022 to Mar 31, 2023
- State-registered IARs · 9 to 8Oct 12, 2022 to Mar 31, 2023
- Discretionary RAUM · $14.5M to $12.4MOct 12, 2022 to Mar 31, 2023
- Individual RAUM · $14.5M to $17.7MOct 12, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $0 to $5.3MOct 12, 2022 to Mar 31, 2023
- RAUM · $14.5M to $17.7MOct 12, 2022 to Mar 31, 2023
- Accounts · 59,189 to 69,180Jan 25, 2022 to Mar 29, 2022
- BD registered reps · 6 to 11Jan 25, 2022 to Mar 29, 2022
- Individual clients · 59,189 to 69,180Jan 25, 2022 to Mar 29, 2022
- Employees · 72 to 101Jan 25, 2022 to Mar 29, 2022
- Discretionary RAUM · $8.7M to $14.5MJan 25, 2022 to Mar 29, 2022
- Individual RAUM · $12.7M to $14.5MJan 25, 2022 to Mar 29, 2022
Signals
13 dated events
- Mark Christopher Toreja Reyes left Albert Investments, Llc for Nerdwallet Advisory (registered 2024-04-16)Nov 13, 2023 · Advisor changed firm · fact
- Jorey Blake left Albert Investments, Llc for Fidelity Personal And Workplace Advisors (registered 2024-09-05)Sep 27, 2023 · Advisor changed firm · fact
- Durriya Danielle Pierce left Albert Investments, Llc for Fruitful (registered 2023-09-27)Jun 1, 2023 · Advisor changed firm · fact
- Arie Yinon Ravid (Chief Executive Officer) no longer on Schedule A of Albert Investments, Llc (listed 2022-10-12, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Walter John Cherry (Chief Financial Officer) no longer on Schedule A of Albert Investments, Llc (listed 2022-10-12, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Gregory Malcolm Katz (General Counsel & Chief Compliance Officer) no longer on Schedule A of Albert Investments, Llc (listed 2022-10-12, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- J Michael Friedman (Head Of Ria & Cco) appeared on Schedule A of Albert Investments, LlcMar 31, 2023 · Control person joined · fact
- Michael Jeffrey Apfel (General Counsel & Chief Compliance Officer) no longer on Schedule A of Albert Investments, Llc (listed 2021-03-31, absent 2021-07-15)Jul 15, 2021 · Control person left · inference
- Gregory Malcolm Katz (General Counsel & Chief Compliance Officer) appeared on Schedule A of Albert Investments, LlcJul 15, 2021 · Control person joined · fact
- Walter John Cherry (Chief Financial Officer) appeared on Schedule A of Albert Investments, LlcMar 30, 2020 · Control person joined · fact
- Jonathan Patrick Franklin (Chief Compliance Officer) no longer on Schedule A of Albert Investments, Llc (listed 2018-11-06, absent 2019-01-15)Jan 15, 2019 · Control person left · inference
- Michael Jeffrey Apfel (General Counsel & Chief Compliance Officer) appeared on Schedule A of Albert Investments, LlcJan 15, 2019 · Control person joined · fact
- Albert Investments, Llc filed its initial SEC registration (Form ADV)Oct 31, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- support@albert.comreportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/ALBERTAPPreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ALBERT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 844-891-9309reportedpublic record, Form ADV, Feb 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026