DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••• C••••••• L•
Latest filing Mar 26, 2026
First filing on the tape Sep 7, 2018 · 12 filings
SEC status approved since Oct 8, 2018
RAUM
$294M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$294M as of Mar 26, 2026
Feb 26, 2019$120M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Feb 26, 20190 then
Employees (5.A)1 as of Mar 26, 2026
Feb 26, 20192 then
Private funds1 as of Mar 26, 2026
Feb 26, 20191 then
RAUM +22% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $98.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$176M60%
- Corporations and businesses$118M40%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.6 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••• P•••••••• L• | Hedge Fund | $121M | 26 | Feb 26, 2019 |
Owners and control persons
Schedule A and B, latest filing
- I••••• B•••••••• I••••• · Cco & Ciocontrolsince 05/2018 · owns 75% or more
- I••••• B•••••••• I••••• · Managing Membercontrolsince 05/2018 · owns 75% or more of B•••• C•••••• H•••••••• L••
Entity owners
- B•••• C•••••• H•••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- B•••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 2 to 1May 29, 2025 to Mar 26, 2026
- Employees · 2 to 1May 29, 2025 to Mar 26, 2026
- Discretionary RAUM · $241M to $294MMay 29, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $136M to $176MMay 29, 2025 to Mar 26, 2026
- RAUM · $241M to $294MMay 29, 2025 to Mar 26, 2026
- Financial planning clients · unset to Mar 27, 2025 to May 29, 2025
- Discretionary RAUM · $218M to $241MNov 8, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $121M to $136MNov 8, 2024 to Mar 27, 2025
- RAUM · $218M to $241MNov 8, 2024 to Mar 27, 2025
- Advisory employees · 1 to 2Mar 31, 2023 to Mar 28, 2024
- Employees · 1 to 2Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $204M to $218MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $110M to $121MMar 31, 2023 to Mar 28, 2024
- RAUM · $204M to $218MMar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $262M to $204MMar 25, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $135M to $110MMar 25, 2022 to Mar 31, 2023
- RAUM · $262M to $204MMar 25, 2022 to Mar 31, 2023
- Discretionary RAUM · $173M to $262MMar 25, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $59.4M to $135MMar 25, 2021 to Mar 25, 2022
- RAUM · $173M to $262MMar 25, 2021 to Mar 25, 2022
- Advisory employees · 2 to 1Mar 30, 2020 to Mar 25, 2021
- Employees · 2 to 1Mar 30, 2020 to Mar 25, 2021
- Discretionary RAUM · $156M to $173MMar 30, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $38.8M to $59.4MMar 30, 2020 to Mar 25, 2021
- RAUM · $156M to $173MMar 30, 2020 to Mar 25, 2021
- Related bank · false to trueMar 30, 2020 to Mar 25, 2021
- Discretionary RAUM · $120M to $156MFeb 26, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $30.5M to $38.8MFeb 26, 2019 to Mar 30, 2020
- RAUM · $120M to $156MFeb 26, 2019 to Mar 30, 2020
- Accounts · 0 to 3Sep 7, 2018 to Feb 26, 2019
- Advisory activities · 1 to 2Sep 7, 2018 to Feb 26, 2019
- Pooled vehicle clients · unset to 1.0Sep 7, 2018 to Feb 26, 2019
- Private funds · unset to 1Sep 7, 2018 to Feb 26, 2019
- Discretionary RAUM · $0 to $120MSep 7, 2018 to Feb 26, 2019
- Pooled vehicle RAUM · unset to 30500000.0Sep 7, 2018 to Feb 26, 2019
- RAUM · $0 to $120MSep 7, 2018 to Feb 26, 2019
Signals
1 dated events
- B•••• C••••••• L• filed its initial SEC registration (Form ADV)Sep 7, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- brizocapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 917-382-1126reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026