DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B•••• P•••••••• L•
Gross asset value
$121M
as of Nov 8, 2024; not a fund size
Peak GAV
$135M
highest filing
Owners
26
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
41%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Feb 26, 2019 to Nov 8, 2024
Reporting history
one row per Form ADV filing
Gross asset value$121M as of Nov 8, 2024
Feb 26, 2019$30.5M then
Owners26 as of Nov 8, 2024
Feb 26, 201919 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 67% of the adviser's clients investedreported
- Form D file number
- 021-330241reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cibc World Markets Corp.New York, New York
- Deutsche Bank Securities Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Hatton National Bank PlcColombo, Sri Lanka · LEI 2549005Q9UPJZP9QN894
- Imara Capital Securities Proprietary LimitedGaborone, Botswana · LEI 98450054CBN2CEA54805
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 41%reportedadviser and related persons