DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

F• M••••••••• A••••••• L••

Former SEC-registered adviserPhiladelphia, PennsylvaniaCRD 298166SEC 801-113895IAPD
Latest filing Mar 27, 2023
First filing on the tape Jul 26, 2018 · 9 filings
RAUM
$744,735
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
102
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$744,735 as of Mar 27, 2023
Mar 25, 2019$38.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2023
Mar 25, 20190 then
Employees (5.A)102 as of Mar 27, 2023
Mar 25, 201965 then
Private funds: no history
RAUM -93% over the last fiscal year-76% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$744,735derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-93%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companies, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$744,735100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••• D••••• J•••• · Principalcontrol
        since 07/2018 · owns less than 5%
      • B•••••• P••••• · Chief Financial Officercontrol
        since 07/2018 · owns less than 5%
      • B•••••• M•••• R••••• · Chief Legal Officercontrol
        since 05/2019 · owns less than 5%
      • D•••••••• E••••••••• C•••••• · Managing Director/Ccocontrol
        since 07/2018 · owns less than 5%
      • F•••••• M••••••• C•••• · Chairman And Ceocontrol
        since 07/2018 · owns less than 5%
      • S••••••• S•••••• · General Counselcontrol
        since 07/2018 · owns less than 5%
      • A••••••• D••••• J•••• · Membercontrol
        since 02/2015 · owns 50% to 75% of F••••••• S••••• H•••••••• G•••• L••
      • A••••••• D••••• J•••• · Managing Member Of The General Partnercontrol
        since 03/2007 · owns 25% to 50% of D•••• C••••••• L•••
      • F•••••• M••••••• C•••• · Managing Membercontrol
        since 05/2007 · owns 50% to 75% of F••••••• S••••• H•••••••• G•••• L••
      • H•••••• M••••••• J•• · Trustee, T•• 2••• F••••• I••••••••• T••••
        since 01/2012 · owns less than 5%
      • H•••••• M••••••• J•• · Trustee
        since 01/2012 · owns F of T•• 2••• F••••• I••••••••• T••••
      Entity owners
      • D•••• C••••••• L••• · Member, Class A
        direct · owns 5% to 10%
      • F••••••• S••••• H•••••••• L••• · Member, Class C
        direct · owns 75% or more
      • T•• 2••• F••••• I••••••••• T•••• · Member, Class A
        direct · owns 10% to 25%
      • F••••••• S••••• H•••••••• G•••• L•• · General Partner
        indirect · owns F of F••••••• S••••• H•••••••• L•••
      Related persons
      Schedule D 7.A
      Advisers that list F• M••••••••• A••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • BD registered reps · 16 to 14
        Mar 15, 2022 to Mar 27, 2023
      • Discretionary RAUM · $10.9M to $744,735
        Mar 15, 2022 to Mar 27, 2023
      • RAUM · $10.9M to $744,735
        Mar 15, 2022 to Mar 27, 2023
      • Advisory employees · 6 to 3
        Jul 6, 2021 to Mar 15, 2022
      • Advisory activities · 1 to 2
        Jul 6, 2021 to Mar 15, 2022
      • BD registered reps · 12 to 16
        Jul 6, 2021 to Mar 15, 2022
      • Employees · 93 to 102
        Jul 6, 2021 to Mar 15, 2022
      • Discretionary RAUM · $38.8M to $10.9M
        Jul 6, 2021 to Mar 15, 2022
      • RAUM · $38.8M to $10.9M
        Jul 6, 2021 to Mar 15, 2022
      • Advisory employees · 12 to 6
        May 21, 2020 to Mar 23, 2021
      • BD registered reps · 17 to 12
        May 21, 2020 to Mar 23, 2021
      • Employees · 99 to 93
        May 21, 2020 to Mar 23, 2021
      • Financial planning clients · 1-10 to unset
        May 21, 2020 to Mar 23, 2021
      • Discretionary RAUM · $0 to $38.8M
        May 21, 2020 to Mar 23, 2021
      • Non-discretionary RAUM · $52.1M to $0
        May 21, 2020 to Mar 23, 2021
      • RAUM · $52.1M to $38.8M
        May 21, 2020 to Mar 23, 2021
      • BD registered reps · 12 to 17
        Jun 7, 2019 to Mar 26, 2020
      • Employees · 65 to 99
        Jun 7, 2019 to Mar 26, 2020
      • Other offices · 1 to 0
        Jun 7, 2019 to Mar 26, 2020
      • Discretionary RAUM · $38.6M to $0
        Jun 7, 2019 to Mar 26, 2020
      • Non-discretionary RAUM · $0 to $52.1M
        Jun 7, 2019 to Mar 26, 2020
      • RAUM · $38.6M to $52.1M
        Jun 7, 2019 to Mar 26, 2020
      • BD registered reps · 9 to 12
        Jul 26, 2018 to Mar 25, 2019
      • Employees · 38 to 65
        Jul 26, 2018 to Mar 25, 2019
      • Discretionary RAUM · $100,000 to $38.6M
        Jul 26, 2018 to Mar 25, 2019
      • RAUM · $100,000 to $38.6M
        Jul 26, 2018 to Mar 25, 2019
      Signals
      3 dated events
      • Andrew Craig Eidell (Dcco) no longer on Schedule A of F• M••••••••• A••••••• L•• (listed 2020-03-26, absent 2020-05-21)
        May 21, 2020 · Control person left · inference
      • Robert Marc Bryant (Chief Legal Officer) appeared on Schedule A of F• M••••••••• A••••••• L••
        Mar 26, 2020 · Control person joined · fact
      • F• M••••••••• A••••••• L•• filed its initial SEC registration (Form ADV)
        Jul 26, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026