DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

F••••• A••••••• L••

Asset manager (funds and pooled vehicles)Philadelphia, PennsylvaniaCRD 292803SEC 801-112799websiteIAPD
Latest filing Jun 1, 2026
First filing on the tape Mar 8, 2018 · 17 filings
SEC status approved since Apr 2, 2018
RAUM
$16B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
736
192 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$16B as of Jun 1, 2026
Mar 28, 2019$17B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 1, 2026
Mar 28, 20190 then
Employees (5.A)736 as of Jun 1, 2026
Mar 28, 2019311 then
Private funds: no history
RAUM +2.0% over the last fiscal year-4.6% a year over threeIARs 0 to 0offices 7 to 10
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$5.4BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived11 offices incl. principal (1.F.5)
RAUM growth, one year
+2.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=69.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• P••••• · Managing Director, Finance And Administrationcontrol
        since 03/2018 · owns less than 5%
      • B•••••• M•••• R••••• · Chief Legal Officercontrol
        since 05/2019 · owns less than 5%
      • D•••••••• E••••••••• C•••••• · Managing Director, Ccocontrol
        since 03/2018 · owns less than 5%
      • F•••••• M••••••• C•••• · Chief Executive Officercontrol
        since 03/2018 · owns less than 5%
      • P•••••••• D•••••• R••• · Presidentcontrol
        since 06/2023 · owns less than 5%
      • S••••••• S•••••• · General Counsel, Secretarycontrol
        since 04/2018 · owns less than 5%
      • A••••••• D••••• J•••• · Membercontrol
        since 05/2007 · owns 50% to 75% of F••••••• S••••• H•••••••• G•••• L••
      • F•••••• M••••••• C•••• · Managing Membercontrol
        since 05/2007 · owns 50% to 75% of F••••••• S••••• H•••••••• G•••• L••
      • F•••••• M••••••• C•••• · L•••••• Partnercontrol
        since 08/2005 · owns 75% or more of F• C•••••• P•••••••• L•••
      • F•••••• M••••••• C•••• · Sole Membercontrol
        since 02/2007 · owns 75% or more of F• C•••••• M••••••••• L••
      • N•••• S••••••• T••••• · Derivatives Risk Manager
        since 03/2022 · owns less than 5%
      • H•••••• M••••••• J•• · Trustee
        since 01/2012 · owns F of T•• 2••• F••••• I••••••••• T••••
      Entity owners
      • F••• H•••••• L•• · Member
        direct · owns 50% to 75%
      • K•• C••••• A••••••• ••• L•• · Member
        direct · owns 50% to 75%
      • F• C•••••• M••••••••• L•• · General Partner
        indirect · owns F of F• C•••••• P•••••••• L•••
      • F• C•••••• P•••••••• L••• · Member
        indirect · owns 25% to 50% of F•• N•• A••••••••• L••
      • F••••••• S••••• H•••••••• G•••• L•• · General Partner
        indirect · owns F of F••••••• S••••• H•••••••• L•••
      • F••••••• S••••• H•••••••• L••• · Member
        indirect · owns 75% or more of F•• A•••••• F•• H•••••••• L••
      • F••••••• S••••• H•••••••• L••• · Member, Class C
        indirect · owns 75% or more of F••• H•••••• L••
      • F•• A•••••• F•• H•••••••• L•• · Member
        indirect · owns 25% to 50% of F••• H•••••• L••
      • F•• N•• A••••••••• L•• · L•••••• Partner
        indirect · owns 25% to 50% of F••••••• S••••• H•••••••• L•••
      • K•• • C•• G• L•• · General Partner
        indirect · owns F of K••••••• K••••• R•••••• • C•• L•••
      • K•• • C•• I•• · Shareholder
        indirect · owns 75% or more of K•• G•••• C•• I••• · public reporting company
      • K•• G•••• C•• I••• · Shareholder
        indirect · owns 75% or more of K•• G•••• H••••••• C••••
      • K•• G•••• H••••••• C•••• · General Partner
        indirect · owns 75% or more of K•• G•••• H••••••• L•••
      • K•• G•••• H••••••• C•••• · General Partner
        indirect · owns F of K•• G•••• P••••••••• L•••
      • K•• G•••• H••••••• L••• · L•••••• Partner
        indirect · owns 25% to 50% of K•• G•••• P••••••••• L•••
      • K•• G•••• P••••••••• L••• · L•••••• Partner
        indirect · owns 75% or more of K••••••• K••••• R•••••• • C•• L•••
      • K•• G•••• P••••••••• L••• · Sole Member
        indirect · owns 75% or more of K•• H••••• L••
      • K•• H••••• L•• · Member
        indirect · owns 75% or more of K•• • C•• G• L••
      • K••••••• K••••• R•••••• • C•• L••• · Member
        indirect · owns 75% or more of K•• C••••• A••••••• ••• L••
      • T•• 2••• F••••• I••••••••• T•••• · Member
        indirect · owns 25% to 50% of F•• N•• A••••••••• L••
      Related persons
      Schedule D 7.A
      Advisers that list F••••• A••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY77 employees
      • London, United Kingdom32 employees
      • Dublin, Ireland19 employees
      • S••••••••, Singapore5 employees
      • Hong Kong, Hong Kong2 employees
      • New York, NY2 employees
      • Dallas, TX1 employees
      • Menlo Park, CA1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 181 to 192
        Jan 13, 2026 to Mar 31, 2026
      • BD registered reps · 61 to 69
        Jan 13, 2026 to Mar 31, 2026
      • Employees · 713 to 736
        Jan 13, 2026 to Mar 31, 2026
      • Other offices · 7 to 10
        Jan 13, 2026 to Mar 31, 2026
      • Discretionary RAUM · $16B to $16B
        Jan 13, 2026 to Mar 31, 2026
      • RAUM · $16B to $16B
        Jan 13, 2026 to Mar 31, 2026
      • Accounts · 2 to 3
        Jan 22, 2025 to Mar 31, 2025
      • Advisory employees · 180 to 181
        Jan 22, 2025 to Mar 31, 2025
      • BD registered reps · 64 to 61
        Jan 22, 2025 to Mar 31, 2025
      • Employees · 635 to 713
        Jan 22, 2025 to Mar 31, 2025
      • Financial planning clients · unset to
        Jan 22, 2025 to Mar 31, 2025
      • Other offices · 8 to 7
        Jan 22, 2025 to Mar 31, 2025
      • Discretionary RAUM · $18B to $16B
        Jan 22, 2025 to Mar 31, 2025
      • RAUM · $18B to $16B
        Jan 22, 2025 to Mar 31, 2025
      • Advisory employees · 217 to 180
        Jul 27, 2023 to Mar 29, 2024
      • BD registered reps · 58 to 64
        Jul 27, 2023 to Mar 29, 2024
      • Employees · 584 to 635
        Jul 27, 2023 to Mar 29, 2024
      • Other offices · 9 to 8
        Jul 27, 2023 to Mar 29, 2024
      • Discretionary RAUM · $19B to $18B
        Jul 27, 2023 to Mar 29, 2024
      • RAUM · $19B to $18B
        Jul 27, 2023 to Mar 29, 2024
      • Accounts · 1 to 2
        Mar 29, 2022 to Mar 31, 2023
      • Advisory employees · 175 to 217
        Mar 29, 2022 to Mar 31, 2023
      • BD registered reps · 38 to 58
        Mar 29, 2022 to Mar 31, 2023
      • Employees · 494 to 584
        Mar 29, 2022 to Mar 31, 2023
      • Discretionary RAUM · $20B to $19B
        Mar 29, 2022 to Mar 31, 2023
      • RAUM · $20B to $19B
        Mar 29, 2022 to Mar 31, 2023
      • Accounts · 2 to 1
        Jun 28, 2021 to Mar 29, 2022
      • Advisory employees · 138 to 175
        Jun 28, 2021 to Mar 29, 2022
      • BD registered reps · 53 to 38
        Jun 28, 2021 to Mar 29, 2022
      • Employees · 379 to 494
        Jun 28, 2021 to Mar 29, 2022
      • Other offices · 6 to 9
        Jun 28, 2021 to Mar 29, 2022
      • Discretionary RAUM · $16B to $20B
        Jun 28, 2021 to Mar 29, 2022
      • RAUM · $16B to $20B
        Jun 28, 2021 to Mar 29, 2022
      • Advisory employees · 142 to 138
        Mar 26, 2020 to Mar 30, 2021
      • Employees · 369 to 379
        Mar 26, 2020 to Mar 30, 2021
      • Other offices · 3 to 6
        Mar 26, 2020 to Mar 30, 2021
      • Discretionary RAUM · $17B to $16B
        Mar 26, 2020 to Mar 30, 2021
      • RAUM · $17B to $16B
        Mar 26, 2020 to Mar 30, 2021
      • Accounts · 5 to 2
        Jun 11, 2019 to Mar 26, 2020
      • BD registered reps · 41 to 53
        Jun 11, 2019 to Mar 26, 2020
      Signals
      10 dated events
      • Christopher Todd Builione (President) no longer on Schedule A of F••••• A••••••• L•• (listed 2023-03-31, absent 2023-07-27)
        Jul 27, 2023 · Control person left · inference
      • Roberts Henry Kravis (Class A Shareholder) no longer on Schedule A of F••••• A••••••• L•• (listed 2022-03-29, absent 2023-03-31)
        Mar 31, 2023 · Control person left · inference
      • Rosenberg George Roberts (Class A Shareholder) no longer on Schedule A of F••••• A••••••• L•• (listed 2022-03-29, absent 2023-03-31)
        Mar 31, 2023 · Control person left · inference
      • Christopher Todd Builione (President) appeared on Schedule A of F••••• A••••••• L••
        Mar 29, 2022 · Control person joined · fact
      • Ryan Daniel Pietrzak (Chief Investment Officer) appeared on Schedule A of F••••• A••••••• L••
        Mar 29, 2022 · Control person joined · fact
      • Gardiner Philip Browne (Managing Director, Finance And Administration) no longer on Schedule A of F••••• A••••••• L•• (listed 2021-03-30, absent 2021-06-28)
        Jun 28, 2021 · Control person left · inference
      • Philip Browne (Managing Director, Finance And Administration) appeared on Schedule A of F••••• A••••••• L••
        Jun 28, 2021 · Control person joined · fact
      • Robert Marc Bryant (Chief Legal Officer) appeared on Schedule A of F••••• A••••••• L••
        Mar 26, 2020 · Control person joined · fact
      • Stephen Sypherd (Managing Director, Legal) appeared on Schedule A of F••••• A••••••• L••
        Mar 28, 2019 · Control person joined · fact
      • F••••• A••••••• L•• filed its initial SEC registration (Form ADV)
        Mar 8, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/KKRreportedpublic record, Form ADV, Sep 18, 2026
      Firm profile
      linkedin.com/company/futurestandardfsreportedpublic record, Form ADV, Sep 18, 2026
      Website
      KKCAustralia.com.aureportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      215-220-6651reportedpublic record, Form ADV, Jun 1, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026