DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• B••• A•••••••
Legal name G••••• B••• A••••••• L••
Latest filing Jul 10, 2026
First filing on the tape Aug 3, 2018 · 23 filings
SEC status approved since Sep 4, 2018
RAUM
$28.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$28.8M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$28.8M as of Jul 10, 2026
Mar 29, 2019$21B then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jul 10, 2026
Mar 29, 20190 then
Employees (5.A)2 as of Jul 10, 2026
Mar 29, 20194 then
Private funds: no history
RAUM +13% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $28.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $4.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• V•••••• L•••• | West Chester, Pa | Oct 3, 2023 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••• J•••••• V•••••• · President And Chief Investment Officercontrolsince 08/2017 · owns 25% to 50%
- L••••• V••••••• T••••• · Managing Member/Chief Executive Officer/Chief Compliance Officercontrolsince 03/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $25.5M to $28.8MFeb 24, 2025 to Feb 9, 2026
- RAUM · $25.5M to $28.8MFeb 24, 2025 to Feb 9, 2026
- Financial planning clients · unset to Sep 23, 2024 to Feb 24, 2025
- Discretionary RAUM · $20.8M to $25.5MSep 23, 2024 to Feb 24, 2025
- RAUM · $20.8M to $25.5MSep 23, 2024 to Feb 24, 2025
- HQ city · NORTH WALES to WEST CHESTERMar 14, 2024 to Sep 12, 2024
- Accounts · unset to 6.0Dec 7, 2023 to Mar 14, 2024
- Advisory employees · 3 to 2Dec 7, 2023 to Mar 14, 2024
- Employees · 4 to 2Dec 7, 2023 to Mar 14, 2024
- State-registered IARs · 0 to 1Dec 7, 2023 to Mar 14, 2024
- Discretionary RAUM · unset to 20798421.0Dec 7, 2023 to Mar 14, 2024
- Non-discretionary RAUM · unset to 0.0Dec 7, 2023 to Mar 14, 2024
- RAUM · unset to 20798421.0Dec 7, 2023 to Mar 14, 2024
- Accounts · 8.0 to unsetJun 27, 2022 to Mar 29, 2023
- Advisory employees · 2 to 3Jun 27, 2022 to Mar 29, 2023
- Advisory activities · 6 to 1Jun 27, 2022 to Mar 29, 2023
- BD registered reps · 1 to 0Jun 27, 2022 to Mar 29, 2023
- Discretionary RAUM · 5672835.0 to unsetJun 27, 2022 to Mar 29, 2023
- Non-discretionary RAUM · 0.0 to unsetJun 27, 2022 to Mar 29, 2023
- RAUM · 5672835.0 to unsetJun 27, 2022 to Mar 29, 2023
- Accounts · 9 to 8Nov 2, 2021 to Mar 29, 2022
- BD registered reps · 0 to 1Nov 2, 2021 to Mar 29, 2022
- Charity clients · 0.0 to unsetNov 2, 2021 to Mar 29, 2022
- Corporate clients · 0.0 to unsetNov 2, 2021 to Mar 29, 2022
- HNW clients · 0.0 to unsetNov 2, 2021 to Mar 29, 2022
- Individual clients · 0.0 to unsetNov 2, 2021 to Mar 29, 2022
- Pension plan clients · 0.0 to unsetNov 2, 2021 to Mar 29, 2022
- Pooled vehicle clients · 0.0 to unsetNov 2, 2021 to Mar 29, 2022
- Employees · 3 to 4Nov 2, 2021 to Mar 29, 2022
- Discretionary RAUM · $7.8M to $5.7MNov 2, 2021 to Mar 29, 2022
- RAUM · $7.8M to $5.7MNov 2, 2021 to Mar 29, 2022
- Business name · G••••• B••• A••••••• L•• to G••••• B••• A•••••••Mar 30, 2021 to Oct 29, 2021
- HQ city · PHILADELPHIA to NORTH WALESMar 30, 2021 to Oct 29, 2021
- Accounts · 1 to 9Jun 8, 2020 to Mar 30, 2021
- Advisory activities · 4 to 6Jun 8, 2020 to Mar 30, 2021
- Discretionary RAUM · $1.4M to $7.8MJun 8, 2020 to Mar 30, 2021
- RAUM · $1.4M to $7.8MJun 8, 2020 to Mar 30, 2021
- Accounts · 9 to 1Apr 10, 2020 to Jun 8, 2020
- Advisory employees · 3 to 2Apr 10, 2020 to Jun 8, 2020
- Advisory activities · 5 to 4Apr 10, 2020 to Jun 8, 2020
Signals
8 dated events
- James Joseph Press (Chief Compliance Officer/Chief Financial Officer) no longer on Schedule A of G••••• B••• A••••••• (listed 2023-04-13, absent 2023-06-12)Jun 12, 2023 · Control person left · inference
- Joe Press (Chief Financial Officer And Chief Compliance Officer) no longer on Schedule A of G••••• B••• A••••••• (listed 2021-11-02, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- James Joseph Press (Chief Compliance Officer/Chief Financial Officer) appeared on Schedule A of G••••• B••• A•••••••Mar 29, 2022 · Control person joined · fact
- G••••• B••• A••••••• reported RAUM $1.4M, down 100% from $4.7B (2020-04-10 to 2020-06-08)Jun 8, 2020 · RAUM change · derived
- D•••• J••• L•••• (President, Chief Operating Officer And Chief Compliance Officer) no longer on Schedule A of G••••• B••• A••••••• (listed 2020-04-10, absent 2020-06-08)Jun 8, 2020 · Control person left · inference
- G••••• B••• A••••••• reported RAUM $4.7B, down 76% from $20.0B (2020-03-30 to 2020-04-10)Apr 10, 2020 · RAUM change · derived
- G••••• B••• A••••••• reported RAUM $21.0B, up 4349% from $471.0M (2018-08-03 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- G••••• B••• A••••••• L•• filed its initial SEC registration (Form ADV)Aug 3, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/helloarthareportedpublic record, Form ADV, Sep 19, 2026
- Firm profile
- linkedin.com/company/global-beta-advisorsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- globalbetaadvisors.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 215-531-8234reportedpublic record, Form ADV, Jul 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $28.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026