DFX Intelligence
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SEC-registered adviser
D••• W••••• P•••••••• L••
Latest filing Feb 23, 2026
First filing on the tape Oct 23, 2018 · 29 filings
SEC status approved since Sep 8, 2022
RAUM
$250M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$250M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$125M
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$250M as of Feb 23, 2026
Feb 14, 2019$26.0M then
HNW client RAUM$199M as of Feb 23, 2026
Feb 14, 2019$14.0M then
State-registered IARs (5.B.3)2 as of Feb 23, 2026
Feb 14, 20192 then
Employees (5.A)4 as of Feb 23, 2026
Feb 14, 20195 then
Private funds: no history
RAUM +19% over the last fiscal year+18% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $125MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 96derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $366,292derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $242M, 182 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$199M80%
- Individuals$50.5M20%
- Individual clients
- 112reported
- HNW clients
- 80reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 682reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $242M for 182 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•• D••• | Austin, Tx | May 21, 2019 | 29 y | 1 |
| B•••••• D•••• R••••• | Austin, Tx | May 29, 2024 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•• D••• from A••••••••• F•••••••• S•••••••• L••May 21, 2019 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••• M•• · Managing Member & Chief Compliance Officercontrolsince 11/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 672 to 682Feb 7, 2025 to Feb 23, 2026
- Advisory employees · 3 to 1Feb 7, 2025 to Feb 23, 2026
- BD registered reps · 3 to 2Feb 7, 2025 to Feb 23, 2026
- HNW clients · 68 to 80Feb 7, 2025 to Feb 23, 2026
- Individual clients · 127 to 112Feb 7, 2025 to Feb 23, 2026
- Assets in custody · $197M to $242MFeb 7, 2025 to Feb 23, 2026
- State-registered IARs · 3 to 2Feb 7, 2025 to Feb 23, 2026
- Discretionary RAUM · $205M to $245MFeb 7, 2025 to Feb 23, 2026
- HNW RAUM · $150M to $199MFeb 7, 2025 to Feb 23, 2026
- Individual RAUM · $59.3M to $50.5MFeb 7, 2025 to Feb 23, 2026
- Non-discretionary RAUM · $4.1M to $4.6MFeb 7, 2025 to Feb 23, 2026
- RAUM · $209M to $250MFeb 7, 2025 to Feb 23, 2026
- Accounts · 663 to 672May 30, 2024 to Feb 7, 2025
- Advisory employees · 1 to 3May 30, 2024 to Feb 7, 2025
- BD registered reps · 2 to 3May 30, 2024 to Feb 7, 2025
- HNW clients · 83 to 68May 30, 2024 to Feb 7, 2025
- Individual clients · 105 to 127May 30, 2024 to Feb 7, 2025
- Assets in custody · $182M to $197MMay 30, 2024 to Feb 7, 2025
- Financial planning clients · 0 to 0May 30, 2024 to Feb 7, 2025
- State-registered IARs · 2 to 3May 30, 2024 to Feb 7, 2025
- Discretionary RAUM · $179M to $205MMay 30, 2024 to Feb 7, 2025
- HNW RAUM · $144M to $150MMay 30, 2024 to Feb 7, 2025
- Individual RAUM · $38.0M to $59.3MMay 30, 2024 to Feb 7, 2025
- Non-discretionary RAUM · $3.7M to $4.1MMay 30, 2024 to Feb 7, 2025
- RAUM · $182M to $209MMay 30, 2024 to Feb 7, 2025
- Related insurance company · false to trueMay 30, 2024 to Feb 7, 2025
- Accounts · 608 to 663Dec 22, 2023 to Jan 26, 2024
- HNW clients · 78 to 83Dec 22, 2023 to Jan 26, 2024
- Individual clients · 112 to 105Dec 22, 2023 to Jan 26, 2024
- Assets in custody · $150M to $182MDec 22, 2023 to Jan 26, 2024
- Discretionary RAUM · $147M to $179MDec 22, 2023 to Jan 26, 2024
- HNW RAUM · $117M to $144MDec 22, 2023 to Jan 26, 2024
- Individual RAUM · $33.0M to $38.0MDec 22, 2023 to Jan 26, 2024
- Non-discretionary RAUM · $3.0M to $3.7MDec 22, 2023 to Jan 26, 2024
- RAUM · $150M to $182MDec 22, 2023 to Jan 26, 2024
- Accounts · 575 to 608Dec 8, 2022 to Feb 17, 2023
- HNW clients · 65 to 78Dec 8, 2022 to Feb 17, 2023
- Individual clients · 80 to 112Dec 8, 2022 to Feb 17, 2023
- Assets in custody · $134M to $150MDec 8, 2022 to Feb 17, 2023
- Discretionary RAUM · $132M to $147MDec 8, 2022 to Feb 17, 2023
Signals
1 dated events
- D••• W••••• P••••••• filed its initial SEC registration (Form ADV)Oct 23, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- m••@d•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- r••••@d•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- r•••@d•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 512-346-1703reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- D•••WEALTHPARTNERS.COMreportedpublic record, Form ADV, Feb 23, 2026
- Principal office phone
- (512) 346-1703reportedpublic record, Form ADV, Feb 23, 2026
- Contact form
- d•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- d•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $125Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026