DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••••• L•••• L••••••
Legal name G••••• L•••• L•••••• W•••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Jul 27, 2018 · 24 filings
SEC status approved since Aug 24, 2018
RAUM
$1.2B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
84%
$1.0B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$154M
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.2B as of Mar 30, 2026
Feb 21, 2019$562M then
HNW client RAUM$978M as of Mar 30, 2026
Feb 21, 2019$447M then
State-registered IARs (5.B.3)8 as of Mar 30, 2026
Feb 21, 20195 then
Employees (5.A)11 as of Mar 30, 2026
Feb 21, 20198 then
Private funds: no history
RAUM +14% over the last fiscal year+9.7% a year over threeIARs 7 to 8
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $154MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $953,658derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publicationsreportedItem 5.G
- Custody
- $767M, 252 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$978M79%
- Charitable organizations$119M9.6%
- Individuals$53.5M4.3%
- Pension and profit-sharing plans$49.6M4.0%
- Corporations and businesses$33.9M2.7%
- Individual clients
- 155reported
- HNW clients
- 248reported
- Pension plan clients
- 11reported
- Charitable clients
- 16reported
- Accounts
- 1,294reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $767M for 252 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• D•••••• L•••• | Saint Helena Island, Sc | Aug 31, 2018 | 23 y | 1 |
| J•••••• G•••• L••••••Certified Financial Planner | Harrisonburg, Va | Aug 31, 2018 | 24 y | 0 |
| A•• W••••• G•••••Chartered Financial Analyst | Harrisonburg, Va | Aug 31, 2018 | 32 y | 1 |
| A•• W••••• G••••• | Harrisonburg, Va | Sep 4, 2018 | 38 y | 1 |
| J•••• D•••••• F••• | Harrisonburg, Va | Feb 12, 2019 | 25 y | 1 |
| A••••• P••••• H•••••••Certified Financial Planner, Chartered Financial Analyst | Harrisonburg, Va | Jan 27, 2021 | 11 y | 0 |
| N••••••• A••••• P••••••Certified Financial Planner | Harrisonburg, Va | May 6, 2024 | 23 y | 0 |
| R••• P••••••• W•••Certified Financial Planner | Harrisonburg, Va | Mar 26, 2026 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• D•••••• F••• from M•••••• F•••••••• R••••••• L••Feb 12, 2019 · Other
- A•• W••••• G••••• from W•••• F•••• A•••••••Sep 4, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- A•• W••••• G••••• from W•••• F•••• A•••••••Aug 31, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- J••• D•••••• L•••• from W•••• F•••• A•••••••Aug 31, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from W•••• F•••• A•••••••Sep 5, 2018 · Harrisonburg, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• A••• W••••• · Presidentcontrolsince 08/2018 · owns 75% or more
- H•••••••• A•••••• P••••• · Directorcontrolsince 01/2024 · owns less than 5%
- L••••••• J••••••• G•••• · Chief Compliance Officer,Secretary And Treasurercontrolsince 08/2018 · owns 5% to 10%
- L••••• J•••• D•••••• · Vice Presidentcontrolsince 08/2018 · owns 10% to 25%
- P••••••• N•••••••• A••••• · Directorcontrolsince 01/2026 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Harrisonburg, Va · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 30, 2026P••••••• N•••••••• A••••• (DIRECTOR) appeared on Schedule A between the filings of 2024-03-06 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
- business activity changedChange between filings · filing Mar 30, 2026selection of other advisers (Item 5.G.7): yes on the filing of 2026-01-08, no on the filing of 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,217 to 1,294Jan 8, 2026 to Mar 30, 2026
- Advisory employees · 7 to 8Jan 8, 2026 to Mar 30, 2026
- Advisory activities · 6 to 5Jan 8, 2026 to Mar 30, 2026
- Corporate clients · 9 to 8Jan 8, 2026 to Mar 30, 2026
- HNW clients · 227 to 248Jan 8, 2026 to Mar 30, 2026
- Individual clients · 146 to 155Jan 8, 2026 to Mar 30, 2026
- Pension plan clients · 10 to 11Jan 8, 2026 to Mar 30, 2026
- Assets in custody · $578M to $767MJan 8, 2026 to Mar 30, 2026
- Employees · 10 to 11Jan 8, 2026 to Mar 30, 2026
- State-registered IARs · 7 to 8Jan 8, 2026 to Mar 30, 2026
- Discretionary RAUM · $1.0B to $1.2BJan 8, 2026 to Mar 30, 2026
- HNW RAUM · $858M to $978MJan 8, 2026 to Mar 30, 2026
- Individual RAUM · $52.7M to $53.5MJan 8, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $39.3M to $56.0MJan 8, 2026 to Mar 30, 2026
- Pension RAUM · $39.2M to $49.6MJan 8, 2026 to Mar 30, 2026
- RAUM · $1.1B to $1.2BJan 8, 2026 to Mar 30, 2026
- Accounts · 1,141 to 1,217Jan 9, 2025 to Mar 4, 2025
- Advisory employees · 6 to 7Jan 9, 2025 to Mar 4, 2025
- HNW clients · 206 to 227Jan 9, 2025 to Mar 4, 2025
- Individual clients · 144 to 146Jan 9, 2025 to Mar 4, 2025
- Pension plan clients · 9 to 10Jan 9, 2025 to Mar 4, 2025
- Assets in custody · $635M to $578MJan 9, 2025 to Mar 4, 2025
- Financial planning clients · 101-250 to 101-250Jan 9, 2025 to Mar 4, 2025
- State-registered IARs · 6 to 7Jan 9, 2025 to Mar 4, 2025
- Discretionary RAUM · $1.1B to $1.0BJan 9, 2025 to Mar 4, 2025
- HNW RAUM · $857M to $858MJan 9, 2025 to Mar 4, 2025
- Individual RAUM · $79.9M to $52.7MJan 9, 2025 to Mar 4, 2025
- Non-discretionary RAUM · $31.9M to $39.3MJan 9, 2025 to Mar 4, 2025
- Pension RAUM · $31.9M to $39.2MJan 9, 2025 to Mar 4, 2025
- RAUM · $1.1B to $1.1BJan 9, 2025 to Mar 4, 2025
- Accounts · 1,115 to 1,141Jan 30, 2024 to Mar 6, 2024
- Charity clients · 14 to 16Jan 30, 2024 to Mar 6, 2024
- Corporate clients · 8 to 9Jan 30, 2024 to Mar 6, 2024
- HNW clients · 202 to 206Jan 30, 2024 to Mar 6, 2024
- Individual clients · 122 to 144Jan 30, 2024 to Mar 6, 2024
- Assets in custody · $922M to $635MJan 30, 2024 to Mar 6, 2024
- Employees · 9 to 10Jan 30, 2024 to Mar 6, 2024
- Discretionary RAUM · $904M to $1.1BJan 30, 2024 to Mar 6, 2024
- HNW RAUM · $734M to $857MJan 30, 2024 to Mar 6, 2024
- Individual RAUM · $67.5M to $79.9MJan 30, 2024 to Mar 6, 2024
Signals
5 dated events
- Philip Ashley Heatwole (Director) appeared on Schedule A of G••••• L•••• L••••••Mar 6, 2024 · Control person joined · fact
- G••••• L•••• L•••••• reported RAUM $1.0B, up 26% from $822.6M (2021-11-03 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- G••••• L•••• L•••••• reported RAUM $744.1M, up 32% from $562.0M (2019-05-31 to 2020-03-17)Mar 17, 2020 · RAUM change · derived
- T••• A•••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 31, 2018 · Succession (Item 4) · fact
- T••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jul 27, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 540-433-3076reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/graves-light-lenhart-private-wealth-manreportedpublic record, Form ADV, Sep 19, 2026
- Website
- g••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (540) 433-3076reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- g••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- g••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $154Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026