DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• C•••••• M•••••••••
Asset manager (funds and pooled vehicles)Marina Del Rey, CaliforniaCRD 305964SEC 801-118646websiteIAPD
Legal name A••• C•••••• M••••••••• L••
Latest filing Aug 25, 2026
First filing on the tape Nov 1, 2019 · 11 filings
SEC status approved since Apr 30, 2020
RAUM
$32.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$32.8M as of Aug 25, 2026
Mar 30, 2021$119,581 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 25, 2026
Mar 30, 20210 then
Employees (5.A)11 as of Aug 25, 2026
Mar 30, 20219 then
Private funds1 as of Aug 25, 2026
Mar 30, 20261 then
RAUM +7587% over the last fiscal year+345% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $16.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7587%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$32.3M99%
- Investment companies$443,5971.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• J•••••• E••• · Presidentcontrolsince 09/2019 · owns less than 5%
- D•••• D••••••• D••••• · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- L••• P•••••• Y••••• · Chief Legal Officercontrolsince 07/2019 · owns less than 5%
- S••••••• V••••• J•••••• · Chief Financial Officercontrolsince 01/2021 · owns less than 5%
- S••••••••• J•••••• R•••• · Ceocontrolsince 07/2020 · owns less than 5%
Entity owners
- A••• L•••• L•• · Sole Memberdirect · owns 75% or more
- P••••••••• P•••••••• I••• · Sole Memberindirect · owns 75% or more of A••• L•••• L••
Related persons
Schedule D 7.A
- A••• I••••••••• M••••••••• L••investment adviserpooled vehicle sponsornRAUM $188M
Advisers that list A••• C•••••• M••••••••• as a related person
- 298298 n
Offices
Schedule D 1.F, the 25 largest
- New York, NY3 employees
What changed
consecutive filings, newest first
- Accounts · 1 to 2Mar 13, 2025 to Mar 30, 2026
- Advisory employees · 7 to 8Mar 13, 2025 to Mar 30, 2026
- Advisory activities · 1 to 2Mar 13, 2025 to Mar 30, 2026
- BD registered reps · 1 to 3Mar 13, 2025 to Mar 30, 2026
- Pooled vehicle clients · unset to 1.0Mar 13, 2025 to Mar 30, 2026
- Employees · 10 to 11Mar 13, 2025 to Mar 30, 2026
- Other offices · 1 to 0Mar 13, 2025 to Mar 30, 2026
- Private funds · unset to 1Mar 13, 2025 to Mar 30, 2026
- Discretionary RAUM · $426,345 to $32.8MMar 13, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · unset to 32331234.0Mar 13, 2025 to Mar 30, 2026
- RAUM · $426,345 to $32.8MMar 13, 2025 to Mar 30, 2026
- Advisory employees · 6 to 7Mar 20, 2024 to Mar 13, 2025
- BD registered reps · 2 to 1Mar 20, 2024 to Mar 13, 2025
- Employees · 31 to 10Mar 20, 2024 to Mar 13, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 13, 2025
- Discretionary RAUM · $389,838 to $426,345Mar 20, 2024 to Mar 13, 2025
- RAUM · $389,838 to $426,345Mar 20, 2024 to Mar 13, 2025
- Advisory employees · 5 to 6Mar 28, 2023 to Mar 20, 2024
- Employees · 48 to 31Mar 28, 2023 to Mar 20, 2024
- Discretionary RAUM · $371,466 to $389,838Mar 28, 2023 to Mar 20, 2024
- RAUM · $371,466 to $389,838Mar 28, 2023 to Mar 20, 2024
- Discretionary RAUM · $365,870 to $371,466Mar 31, 2022 to Mar 28, 2023
- RAUM · $365,870 to $371,466Mar 31, 2022 to Mar 28, 2023
- Advisory employees · 1 to 5Mar 30, 2021 to Mar 31, 2022
- BD registered reps · 0 to 2Mar 30, 2021 to Mar 31, 2022
- Employees · 9 to 48Mar 30, 2021 to Mar 31, 2022
- HQ city · LOS ANGELES to MARINA DEL REYMar 30, 2021 to Mar 31, 2022
- Other offices · 0 to 1Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $119,581 to $365,870Mar 30, 2021 to Mar 31, 2022
- RAUM · $119,581 to $365,870Mar 30, 2021 to Mar 31, 2022
- Employees · 6 to 9Aug 6, 2020 to Mar 30, 2021
- Discretionary RAUM · $122,593 to $119,581Aug 6, 2020 to Mar 30, 2021
- RAUM · $122,593 to $119,581Aug 6, 2020 to Mar 30, 2021
- Accounts · unset to 1.0Jul 2, 2020 to Aug 6, 2020
- Employees · 4 to 6Jul 2, 2020 to Aug 6, 2020
- Discretionary RAUM · unset to 122593.0Jul 2, 2020 to Aug 6, 2020
- Non-discretionary RAUM · unset to 0.0Jul 2, 2020 to Aug 6, 2020
- RAUM · unset to 122593.0Jul 2, 2020 to Aug 6, 2020
Signals
4 dated events
- Daphne Deborah Djeu (Chief Compliance Officer) appeared on Schedule A of A••• C•••••• M•••••••••Mar 31, 2022 · Control person joined · fact
- Jeffery Vance Sanders (Chief Financial Officer) appeared on Schedule A of A••• C•••••• M•••••••••Mar 30, 2021 · Control person joined · fact
- Rayne Jeremy Steinberg (Ceo) appeared on Schedule A of A••• C•••••• M•••••••••Jul 2, 2020 · Control person joined · fact
- A••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Nov 1, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••• C•••••• M••••••••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- a•••••.a•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (424) 400-7444reportedpublic record, Form ADV, Aug 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026