DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• C•••••• A••••••• L••
Latest filing Apr 2, 2026
First filing on the tape Mar 17, 2020 · 19 filings
SEC status approved since Apr 16, 2020
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
82%
$1.0B individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$94.9M
derived; firm RAUM over IAPD count
Employees
22
12 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.2B as of Apr 2, 2026
Mar 21, 2021$165M then
HNW client RAUM$600M as of Apr 2, 2026
Mar 21, 2021$61.8M then
State-registered IARs (5.B.3)12 as of Apr 2, 2026
Mar 21, 20212 then
Employees (5.A)22 as of Apr 2, 2026
Mar 21, 20214 then
Private funds: no history
RAUM +23% over the last fiscal year+30% a year over threeIARs 10 to 12
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $94.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 150derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $228,851derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 2.2derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $273M, 2,210 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$600M49%
- Individuals$408M33%
- Pension and profit-sharing plans$226M18%
- Corporations and businesses$985,3180.1%
- Charitable organizations$111,6300.0%
- Individual clients
- 1,692reported
- HNW clients
- 264reported
- Pension plan clients
- 167reported
- Charitable clients
- n/areported
- Accounts
- 5,393reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $273M for 2,210 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.18 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• A••••• F•••••Certified Financial Planner, Chartered Financial Consultant | Seattle, Wa | Oct 15, 2018 | 29 y | 1 |
| M••••••• D•••••• G••••• | Seattle, Wa | Jul 1, 2021 | 16 y | 2 |
| T•••••• L•• B••••Chartered Financial Consultant | Kirkland, Wa | Jul 1, 2021 | 29 y | 3 |
| A••••• M•••• J•••••Certified Financial Planner | Seattle, Wa | Jul 1, 2021 | 25 y | 5 |
| C•••••• H••••• S••••••••• | Kirkland, Wa | Jul 1, 2021 | 24 y | 4 |
| S•••• J•••••• D••• | Kirkland, Wa | Jul 1, 2021 | 28 y | 3 |
| M••••••• R•••• F••••••• | Kirkland, Wa | Apr 20, 2023 | 17 y | 0 |
| B•••• J•••• H••••••Chartered Financial Consultant | Seattle, Wa | Jun 30, 2023 | 14 y | 3 |
| E••• R•••••• L••••••• | Tacoma, Wa | Aug 28, 2023 | 27 y | 2 |
| E••• K•••••••• | Seattle, Wa | Nov 1, 2023 | 11 y | 0 |
| S••••• S•••••• | Tacoma, Wa | Nov 26, 2024 | 14 y | 4 |
| T•••• C••• P••••••• | Seattle, Wa | Dec 10, 2024 | 20 y | 0 |
| K•••••••• J••• P••••••• | Mukilteo, Wa | Apr 30, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- I•• A• S••••••• to C••••• I••••••••• A••••••• L••Mar 26, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- S••••• S•••••• from A• W••••• M••••••••• L••Nov 26, 2024 · Affiliated broker-dealer or bank to independent RIA
- I•• A• S••••••• from E•••••••• A•••••••• L••Sep 15, 2023 · Affiliated broker-dealer or bank to independent RIA
- E••• R•••••• L••••••• from S•••• F•••••••• I••••••••• I•••Aug 28, 2023 · Other
- B•••• J•••• H•••••• from S••••••••• A•••••• A•••••••• I•••Jun 30, 2023 · Affiliated broker-dealer or bank to independent RIA
- C•••••• H••••• S••••••••• from S••••••••• A•••••• A•••••••• I•••Jul 1, 2021 · Affiliated broker-dealer or bank to independent RIA
- M••••••• D•••••• G••••• from A•••• P•••• A•••••••Jul 1, 2021 · Affiliated broker-dealer or bank to independent RIA
- T•••••• L•• B•••• from A•••• P•••• A•••••••Jul 1, 2021 · Affiliated broker-dealer or bank to independent RIA
- A••••• M•••• J••••• from A•••• P•••• A•••••••Jul 1, 2021 · Affiliated broker-dealer or bank to independent RIA
- S•••• J•••••• D••• from A•••• P•••• A•••••••Jul 1, 2021 · Affiliated broker-dealer or bank to independent RIA
- J••• A••••• F••••• from S•••••• A•••• M••••••••• L••Oct 15, 2018 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from A•••• P•••• A•••••••Jul 1, 2021 · Kirkland, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••• J•••• A••••• · Managing Principal And Chief Compliance Officercontrolsince 08/2018 · owns 50% to 75%
- F•••••• S••••••• C••••• · Principalcontrolsince 08/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
- F••••• F•••••••• I•••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 13 | 1 | 0 | ||
| Kirkland, Wa | 5 | 0 | 0 | ||
| Mukilteo, Wa | 2 | 1 | 0 | ||
| Tacoma, Wa | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Kirkland, WA6 employees
- Burnsville, MN1 employees
- Mukilteo, WA1 employees
- Tacoma, WA1 employees
What changed
consecutive filings, newest first
- Accounts · 4,984 to 5,393Mar 26, 2025 to Mar 24, 2026
- Advisory employees · 10 to 12Mar 26, 2025 to Mar 24, 2026
- BD registered reps · 1 to 2Mar 26, 2025 to Mar 24, 2026
- HNW clients · 223 to 264Mar 26, 2025 to Mar 24, 2026
- Individual clients · 1,591 to 1,692Mar 26, 2025 to Mar 24, 2026
- Pension plan clients · 121 to 167Mar 26, 2025 to Mar 24, 2026
- Assets in custody · $208M to $273MMar 26, 2025 to Mar 24, 2026
- Insurance-licensed employees · 1 to 0Mar 26, 2025 to Mar 24, 2026
- State-registered IARs · 10 to 12Mar 26, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.0B to $1.2BMar 26, 2025 to Mar 24, 2026
- HNW RAUM · $491M to $600MMar 26, 2025 to Mar 24, 2026
- Individual RAUM · $367M to $408MMar 26, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $166,237 to $353,695Mar 26, 2025 to Mar 24, 2026
- Pension RAUM · $149M to $226MMar 26, 2025 to Mar 24, 2026
- RAUM · $1.0B to $1.2BMar 26, 2025 to Mar 24, 2026
- Accounts · 4,460 to 4,984Nov 13, 2024 to Mar 26, 2025
- Advisory employees · 11 to 10Nov 13, 2024 to Mar 26, 2025
- BD registered reps · 2 to 1Nov 13, 2024 to Mar 26, 2025
- HNW clients · 170 to 223Nov 13, 2024 to Mar 26, 2025
- Individual clients · 1,452 to 1,591Nov 13, 2024 to Mar 26, 2025
- Pension plan clients · 101 to 121Nov 13, 2024 to Mar 26, 2025
- Assets in custody · $223M to $208MNov 13, 2024 to Mar 26, 2025
- Employees · 21 to 22Nov 13, 2024 to Mar 26, 2025
- Financial planning clients · 101-250 to 26-50Nov 13, 2024 to Mar 26, 2025
- State-registered IARs · 11 to 10Nov 13, 2024 to Mar 26, 2025
- Other offices · 4 to 5Nov 13, 2024 to Mar 26, 2025
- Discretionary RAUM · $818M to $1.0BNov 13, 2024 to Mar 26, 2025
- HNW RAUM · $377M to $491MNov 13, 2024 to Mar 26, 2025
- Individual RAUM · $327M to $367MNov 13, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $135,172 to $166,237Nov 13, 2024 to Mar 26, 2025
- Pension RAUM · $114M to $149MNov 13, 2024 to Mar 26, 2025
- RAUM · $818M to $1.0BNov 13, 2024 to Mar 26, 2025
- Accounts · 3,559 to 4,460Nov 21, 2023 to Mar 20, 2024
- Advisory employees · 10 to 11Nov 21, 2023 to Mar 20, 2024
- BD registered reps · 5 to 2Nov 21, 2023 to Mar 20, 2024
- HNW clients · 116 to 170Nov 21, 2023 to Mar 20, 2024
- Individual clients · 1,220 to 1,452Nov 21, 2023 to Mar 20, 2024
- Pension plan clients · 73 to 101Nov 21, 2023 to Mar 20, 2024
- Assets in custody · $34.6M to $223MNov 21, 2023 to Mar 20, 2024
- Employees · 20 to 21Nov 21, 2023 to Mar 20, 2024
Signals
4 dated events
- I•• A• S••••••• left A••••• C•••••• A••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-05-01)Mar 26, 2024 · Advisor changed firm · fact
- A••••• C•••••• A••••••• L•• reported RAUM $817.7M, up 45% from $565.2M (2023-11-21 to 2024-03-20)Mar 20, 2024 · RAUM change · derived
- A••••• C•••••• A••••••• L•• reported RAUM $593.9M, up 260% from $165.1M (2021-09-20 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- A••••• C•••••• A••••••• L•• filed its initial SEC registration (Form ADV)Mar 17, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@i•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- g••••@i•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j•••••••@i•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- s••••••@i•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 206-939-5615reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 206-228-9671reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/aspire-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- i•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (206) 939-5615reportedpublic record, Form ADV, Apr 2, 2026
- Contact form
- i•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- i•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $94.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026