DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
G•••••••• A•••• M••••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Aug 10, 2022 · 5 filings
SEC status approved since Sep 9, 2022
RAUM
$115M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$38.3M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$115M as of Mar 19, 2026
Mar 8, 2023$110M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 19, 2026
Mar 8, 20233 then
Employees (5.A)4 as of Mar 19, 2026
Mar 8, 20235 then
Private funds1 as of Mar 19, 2026
Mar 8, 20231 then
RAUM +8.0% over the last fiscal year+1.5% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $38.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 70%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $16.3M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$80.2M83%
- Pooled investment vehicles$16.3M17%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 38reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $16.3M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.14 institutional_share=0.7 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• G••••• D• O••••••• C••••••• | Bethesda, Md | Jan 2, 2019 | 19 y | 0 |
| N••••••• B••••• S••••Chartered Financial Analyst | Bethesda, Md | Jan 2, 2019 | 19 y | 0 |
| T••••• A••••• M••••• | Bethesda, Md | Jan 2, 2019 | 27 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••••• S••• O••••••••• F••• L•• | Hedge Fund | $18.0M | 19 | Aug 10, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• J•••••• G••••• D• O••••••• · Managing Membercontrolsince 04/2018 · owns 25% to 50%
- M•••••• T•••••• A••••• · Managing Membercontrolsince 04/2018 · owns 25% to 50%
- S••••• N•••••••• B••••• · Managing Member & Ccocontrolsince 04/2018 · owns 25% to 50%
Related persons
Schedule D 7.A
- G•••••••• S••• M••••••••• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bethesda, Md · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $17.4M to $16.3MMar 31, 2025 to Mar 19, 2026
- Discretionary RAUM · $106M to $115MMar 31, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $17.4M to $16.3MMar 31, 2025 to Mar 19, 2026
- RAUM · $106M to $115MMar 31, 2025 to Mar 19, 2026
- Accounts · 3 to 38Feb 16, 2024 to Mar 31, 2025
- Assets in custody · $18.0M to $17.4MFeb 16, 2024 to Mar 31, 2025
- Employees · 5 to 4Feb 16, 2024 to Mar 31, 2025
- Financial planning clients · unset to Feb 16, 2024 to Mar 31, 2025
- Discretionary RAUM · $104M to $106MFeb 16, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $18.0M to $17.4MFeb 16, 2024 to Mar 31, 2025
- RAUM · $104M to $106MFeb 16, 2024 to Mar 31, 2025
- Charity clients · 1.0 to unsetMar 8, 2023 to Feb 16, 2024
- Assets in custody · $23.9M to $18.0MMar 8, 2023 to Feb 16, 2024
- Discretionary RAUM · $110M to $104MMar 8, 2023 to Feb 16, 2024
- Pooled vehicle RAUM · $23.9M to $18.0MMar 8, 2023 to Feb 16, 2024
- RAUM · $110M to $104MMar 8, 2023 to Feb 16, 2024
- Charity clients · unset to 1.0Aug 10, 2022 to Mar 8, 2023
- Discretionary RAUM · $113M to $110MAug 10, 2022 to Mar 8, 2023
- RAUM · $113M to $110MAug 10, 2022 to Mar 8, 2023
Signals
1 dated events
- ••• LockedAug 10, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- g•••••••••.comreportedpublic record, Form ADV, Mar 19, 2026
- Principal office phone
- 240-470-7001reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $38.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026