DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• T••••• C••••••• L••
Latest filing Mar 5, 2026
First filing on the tape Feb 12, 2021 · 9 filings
SEC status approved since Mar 15, 2021
RAUM
$225M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$225M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$225M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$225M as of Mar 5, 2026
Jan 26, 2022$131M then
HNW client RAUM$218M as of Mar 5, 2026
Jan 26, 2022$125M then
State-registered IARs (5.B.3)1 as of Mar 5, 2026
Jan 26, 20221 then
Employees (5.A)1 as of Mar 5, 2026
Jan 26, 20221 then
Private funds: no history
RAUM +22% over the last fiscal year+23% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $225MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.1MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$218M97%
- Individuals$7.4M3.3%
- Individual clients
- 19reported
- HNW clients
- 36reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 158reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••• J••• T•••••Certified Financial Planner | Tampa, Fl | Dec 23, 2025 | 20 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••• J••• T••••• from N•• A•••••• S•••••••• L••Dec 23, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T•••••• T•••• J••• · President, Chief Compliance Officercontrolsince 08/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 5, 2026HNW share of RAUM moved from 65.0% to 97.0% between the annual amendments of 2025-03-24 and 2026-03-05peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 152 to 158Mar 24, 2025 to Mar 5, 2026
- HNW clients · 9 to 36Mar 24, 2025 to Mar 5, 2026
- Individual clients · 42 to 19Mar 24, 2025 to Mar 5, 2026
- Discretionary RAUM · $185M to $225MMar 24, 2025 to Mar 5, 2026
- HNW RAUM · $121M to $218MMar 24, 2025 to Mar 5, 2026
- Individual RAUM · $64.8M to $7.4MMar 24, 2025 to Mar 5, 2026
- RAUM · $185M to $225MMar 24, 2025 to Mar 5, 2026
- Accounts · 128 to 152Mar 8, 2024 to Mar 24, 2025
- HNW clients · 27 to 9Mar 8, 2024 to Mar 24, 2025
- Individual clients · 19 to 42Mar 8, 2024 to Mar 24, 2025
- Assets in custody · 141954649.0 to unsetMar 8, 2024 to Mar 24, 2025
- Custody of client assets · true to falseMar 8, 2024 to Mar 24, 2025
- Financial planning clients · 51-100 to 51-100Mar 8, 2024 to Mar 24, 2025
- Discretionary RAUM · $142M to $185MMar 8, 2024 to Mar 24, 2025
- HNW RAUM · $130M to $121MMar 8, 2024 to Mar 24, 2025
- Individual RAUM · $11.9M to $64.8MMar 8, 2024 to Mar 24, 2025
- RAUM · $142M to $185MMar 8, 2024 to Mar 24, 2025
- Accounts · 125 to 128Mar 30, 2023 to Mar 8, 2024
- Individual clients · 18 to 19Mar 30, 2023 to Mar 8, 2024
- Assets in custody · $120M to $142MMar 30, 2023 to Mar 8, 2024
- Discretionary RAUM · $120M to $142MMar 30, 2023 to Mar 8, 2024
- HNW RAUM · $115M to $130MMar 30, 2023 to Mar 8, 2024
- Individual RAUM · $5.0M to $11.9MMar 30, 2023 to Mar 8, 2024
- Non-discretionary RAUM · $43,978 to $0Mar 30, 2023 to Mar 8, 2024
- RAUM · $120M to $142MMar 30, 2023 to Mar 8, 2024
- Accounts · 111 to 125Mar 8, 2022 to Mar 30, 2023
- HNW clients · 26 to 27Mar 8, 2022 to Mar 30, 2023
- Individual clients · 16 to 18Mar 8, 2022 to Mar 30, 2023
- Assets in custody · $131M to $120MMar 8, 2022 to Mar 30, 2023
- Financial planning clients · 26-50 to 51-100Mar 8, 2022 to Mar 30, 2023
- Discretionary RAUM · $131M to $120MMar 8, 2022 to Mar 30, 2023
- HNW RAUM · $125M to $115MMar 8, 2022 to Mar 30, 2023
- Individual RAUM · $5.7M to $5.0MMar 8, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $0 to $43,978Mar 8, 2022 to Mar 30, 2023
- RAUM · $131M to $120MMar 8, 2022 to Mar 30, 2023
- Accounts · 90 to 111Mar 31, 2021 to Jan 26, 2022
- HNW clients · 27 to 26Mar 31, 2021 to Jan 26, 2022
- Individual clients · 12 to 16Mar 31, 2021 to Jan 26, 2022
- Assets in custody · $0 to $131MMar 31, 2021 to Jan 26, 2022
- Financial planning clients · 51-100 to 26-50Mar 31, 2021 to Jan 26, 2022
Signals
1 dated events
- T•• T••••• C••••••• L•• filed its initial SEC registration (Form ADV)Feb 12, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•• T••••• C••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Website
- thetenretcompany.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 727-599-6201reportedpublic record, Form ADV, Mar 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $225Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026