DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Talon LLC
Latest filing May 21, 2026
First filing on the tape Feb 16, 2019 · 31 filings
SEC status approved since Mar 15, 2019
RAUM
$1.1B
reported, Item 5.F
Discretionary
75%
of RAUM
Private clients
100%
$1.1B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$118M
derived; firm RAUM over IAPD count
Employees
22
8 advisory (5.B.1)
Offices
13
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$1.1B as of May 21, 2026
Mar 31, 2021$165M then
HNW client RAUM$190M as of May 21, 2026
Mar 31, 2022$290M then
State-registered IARs (5.B.3)8 as of May 21, 2026
Mar 31, 20216 then
Employees (5.A)22 as of May 21, 2026
Mar 31, 20218 then
Private funds: no history
RAUM n/a over the last fiscal year+8.7% a year over three
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $118MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 213derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $94,764derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 75%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 0.6derived14 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$866M82%
- High-net-worth individuals$190M18%
- Corporations and businesses$4.8M0.5%
- Individual clients
- 1,823reported
- HNW clients
- 98reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11,189reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Anastasia Marie Fusco | Folsom, Ca | Nov 24, 2021 | 10 y | 0 |
| Matthew Edwin Jones | Longwood, Fl | Feb 14, 2024 | 11 y | 0 |
| Rennie Joyce Rodriguez | San Juan, Pr | Aug 21, 2025 | 22 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Thomas Joseph Alley to Brookstone Wealth Advisors, LLCMay 20, 2024 · Other
- Jeffrey Paul Szak to Ameriprise Financial Services, LLCFeb 11, 2021 · RIA to affiliated broker-dealer or bank
Joined, latest
- Thomas Joseph Alley from LPL Financial LLCMar 15, 2023 · RIA to RIA
- Jeffrey Paul Szak from Brookstone Wealth Advisors, LLCDec 11, 2020 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Robert Lester · Managing Membercontrolsince 02/2019 · owns 75% or more
- Mehrizi Leila Shaver · Chief Compliance Officersince 08/2024 · owns less than 5%
Related persons
Schedule D 7.A
- Epic Financial Group, Inc.real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Juan, Pr · principal | 9 | 0 | 0 | ||
| Tulsa, Ok | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Saint Augustine, FL3 employees
- Longwood, FL2 employees
- Folsom, CA2 employees
- Omaha, NE2 employees
- Tulsa, OK1 employees
- Roseville, CA1 employees
- Palm Coast, FL
- Broomfield, CO
- Elk Grove, CA
- San Diego, CA
- St. Petersburg, FL
- Tampa, FL
- The Villages, FL
- Grand Rapids, MI
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high office count relative to headcountStatic outlier · filing May 21, 2026offices per registered advisor of 1.6 against a peer median of 0.3 (529 comparable advisers, 99.0th percentile, 5.3 robust deviations)peers: independent wealth managers, $1B to $5B (529) · 99% percentile
What changed
consecutive filings, newest first
- Succession · true to falseMar 29, 2026 to May 21, 2026
- Accounts · 4,586 to 11,189Jan 12, 2026 to Mar 29, 2026
- Business name · TALON PRIVATE WEALTH, LLC to TALON LLCJan 12, 2026 to Mar 29, 2026
- HNW clients · 226 to 98Jan 12, 2026 to Mar 29, 2026
- Individual clients · 1,785 to 1,823Jan 12, 2026 to Mar 29, 2026
- HQ city · THE VILLAGES to SAN JUANJan 12, 2026 to Mar 29, 2026
- HQ state · FL to PRJan 12, 2026 to Mar 29, 2026
- Legal name · TALON PRIVATE WEALTH, LLC to TALON LLCJan 12, 2026 to Mar 29, 2026
- Discretionary RAUM · $816M to $796MJan 12, 2026 to Mar 29, 2026
- HNW RAUM · $407M to $190MJan 12, 2026 to Mar 29, 2026
- Individual RAUM · $470M to $866MJan 12, 2026 to Mar 29, 2026
- Non-discretionary RAUM · $60.9M to $264MJan 12, 2026 to Mar 29, 2026
- RAUM · $877M to $1.1BJan 12, 2026 to Mar 29, 2026
- Succession · false to trueJan 12, 2026 to Mar 29, 2026
- Financial planning clients · 0 to 0May 1, 2025 to Jul 9, 2025
- Other offices · 12 to 13May 1, 2025 to Jul 9, 2025
- Accounts · 8,813 to 4,586Oct 1, 2024 to May 1, 2025
- HNW clients · 203 to 226Oct 1, 2024 to May 1, 2025
- Individual clients · 1,778 to 1,785Oct 1, 2024 to May 1, 2025
- Other offices · 14 to 12Oct 1, 2024 to May 1, 2025
- Discretionary RAUM · $787M to $816MOct 1, 2024 to May 1, 2025
- HNW RAUM · $356M to $407MOct 1, 2024 to May 1, 2025
- Individual RAUM · $488M to $470MOct 1, 2024 to May 1, 2025
- Non-discretionary RAUM · $56.7M to $60.9MOct 1, 2024 to May 1, 2025
- RAUM · $843M to $877MOct 1, 2024 to May 1, 2025
- Accounts · 4,058 to 8,813Jan 18, 2024 to Mar 25, 2024
- HNW clients · 188 to 203Jan 18, 2024 to Mar 25, 2024
- Individual clients · 1,783 to 1,778Jan 18, 2024 to Mar 25, 2024
- Discretionary RAUM · $761M to $787MJan 18, 2024 to Mar 25, 2024
- HNW RAUM · $320M to $356MJan 18, 2024 to Mar 25, 2024
- Individual RAUM · $506M to $488MJan 18, 2024 to Mar 25, 2024
- Non-discretionary RAUM · $65.5M to $56.7MJan 18, 2024 to Mar 25, 2024
- RAUM · $826M to $843MJan 18, 2024 to Mar 25, 2024
- Accounts · 3,802 to 4,058Apr 27, 2022 to Mar 31, 2023
- Advisory employees · 7 to 8Apr 27, 2022 to Mar 31, 2023
- HNW clients · 212 to 188Apr 27, 2022 to Mar 31, 2023
- Individual clients · 3,590 to 1,783Apr 27, 2022 to Mar 31, 2023
- Employees · 18 to 22Apr 27, 2022 to Mar 31, 2023
- Insurance-licensed employees · 6 to 7Apr 27, 2022 to Mar 31, 2023
- State-registered IARs · 7 to 8Apr 27, 2022 to Mar 31, 2023
Signals
12 dated events
- Talon Llc reported succeeding to the business of Talon Private Wealth, Llc (Form ADV Item 4)Mar 29, 2026 · Succession (Item 4) · fact
- Mehrizi Leila Shaver (Chief Compliance Officer) appeared on Schedule A of Talon LlcOct 1, 2024 · Control person joined · fact
- Thomas Joseph Alley left Talon Llc for Brookstone Wealth Advisors, Llc (registered 2023-04-11)May 20, 2024 · Advisor changed firm · fact
- Anne Jill Veenstra (Chief Compliance Officer) no longer on Schedule A of Talon Llc (listed 2024-04-10, absent 2024-05-01)May 1, 2024 · Control person left · inference
- Mallory Pagano (Chief Compliance Officer) appeared on Schedule A of Talon LlcMay 1, 2024 · Control person joined · fact
- Anne Jill Veenstra (Chief Compliance Officer) appeared on Schedule A of Talon LlcApr 10, 2024 · Control person joined · fact
- Jesse Case (Chief Compliance Officer) no longer on Schedule A of Talon Llc (listed 2023-03-31, absent 2023-05-01)May 1, 2023 · Control person left · inference
- Talon Llc reported 13 offices beyond its principal office, up from 4 (2021-10-26 to 2022-03-31)Mar 31, 2022 · Office count change · derived
- Talon Llc reported RAUM $774.3M, up 369% from $164.9M (2021-10-26 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Jesse Case (Chief Compliance Officer) appeared on Schedule A of Talon LlcMar 31, 2022 · Control person joined · fact
- Talon Llc reported RAUM $168.6M, down 42% from $292.6M (2020-07-01 to 2020-09-14)Sep 14, 2020 · RAUM change · derived
- Talon Private Wealth, Llc filed its initial SEC registration (Form ADV)Feb 16, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Talon Private Wealth, LLC · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 352-751-3200reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 402-932-2141reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 402-939-0732reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- Linkedin.com/company/talon-wealth-manreportedpublic record, Form ADV, Sep 17, 2026
- Website
- talonwm.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (352) 751-3200reportedpublic record, Form ADV, May 21, 2026
- Contact form
- talonwm.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $118Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026