DFX Intelligence

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SEC-registered adviser

G••••••••• I••••••••• L••

Independent wealth managerCRD 298739SEC 801-114355website IAPD

Latest filing Apr 30, 2026

First filing on the tape Oct 30, 2018 · 15 filings

SEC status approved since Nov 27, 2018

RAUM

$61.5M

reported, Item 5.F

Discretionary

98%

of RAUM

Private clients

67%

$41.0M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

15 filings and snapshots on the tape

RAUM$61.5M as of Apr 30, 2026

Mar 27, 2019$31.4M then

HNW client RAUM$41.0M as of Apr 30, 2026

Mar 27, 2019$26.0M then

State-registered IARs (5.B.3)0 as of Apr 30, 2026

Mar 27, 20190 then

Employees (5.A)1 as of Apr 30, 2026

Mar 27, 20191 then

Private funds1 as of Apr 30, 2026

Mar 27, 20191 then

RAUM +6.9% over the last fiscal year+6.9% a year over threeIARs 0 to 0offices 0 to 1

Practice profile

derived from the filing of Apr 30, 2026; every figure names its basis

Archetypes, each a printed rule

RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $10.2MderivedHNW RAUM over HNW clients
Average account: $10.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 98%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +6.9%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $20.5M, 1 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$41.0M67%
Pooled investment vehicles$20.5M33%

Individual clients: n/areported
HNW clients: 4reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 6reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: $20.5M for 1 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.67 fund_share=0.33 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
G••••••••• P••••••• L•	Hedge Fund	$14.7M	15	Oct 30, 2018

Owners and control persons

Schedule A and B, latest filing

G••••••••• D•••• · Managercontrol
since 08/2018 · owns 75% or more
F•••• S•••••• L••• · Cco
since 08/2018 · owns less than 5%

Related persons

Schedule D 7.A

G••••••••• G• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 8 to 6
Apr 28, 2025 to Mar 19, 2026
HNW clients · 5 to 4
Apr 28, 2025 to Mar 19, 2026
Assets in custody · $19.1M to $20.5M
Apr 28, 2025 to Mar 19, 2026
Other offices · 0 to 1
Apr 28, 2025 to Mar 19, 2026
Discretionary RAUM · $55.2M to $60.1M
Apr 28, 2025 to Mar 19, 2026
HNW RAUM · $38.4M to $41.0M
Apr 28, 2025 to Mar 19, 2026
Non-discretionary RAUM · $2.3M to $1.4M
Apr 28, 2025 to Mar 19, 2026
Pooled vehicle RAUM · $19.1M to $20.5M
Apr 28, 2025 to Mar 19, 2026
RAUM · $57.5M to $61.5M
Apr 28, 2025 to Mar 19, 2026
Assets in custody · $14.7M to $19.1M
Mar 25, 2024 to Apr 28, 2025
Financial planning clients · 1-10 to 1-10
Mar 25, 2024 to Apr 28, 2025
HQ city · unset to
Mar 25, 2024 to Apr 28, 2025
HQ state · unset to
Mar 25, 2024 to Apr 28, 2025
Discretionary RAUM · $47.8M to $55.2M
Mar 25, 2024 to Apr 28, 2025
HNW RAUM · $35.5M to $38.4M
Mar 25, 2024 to Apr 28, 2025
Non-discretionary RAUM · $2.4M to $2.3M
Mar 25, 2024 to Apr 28, 2025
Pooled vehicle RAUM · $14.7M to $19.1M
Mar 25, 2024 to Apr 28, 2025
RAUM · $50.2M to $57.5M
Mar 25, 2024 to Apr 28, 2025
Accounts · 9 to 8
Sep 6, 2023 to Mar 25, 2024
HNW clients · 8 to 5
Sep 6, 2023 to Mar 25, 2024
Assets in custody · $11.8M to $14.7M
Sep 6, 2023 to Mar 25, 2024
Discretionary RAUM · $48.2M to $47.8M
Sep 6, 2023 to Mar 25, 2024
HNW RAUM · $38.6M to $35.5M
Sep 6, 2023 to Mar 25, 2024
Non-discretionary RAUM · $2.2M to $2.4M
Sep 6, 2023 to Mar 25, 2024
Pooled vehicle RAUM · $11.8M to $14.7M
Sep 6, 2023 to Mar 25, 2024
RAUM · $50.4M to $50.2M
Sep 6, 2023 to Mar 25, 2024
Assets in custody · $13.0M to $11.8M
May 5, 2022 to Mar 28, 2023
Discretionary RAUM · $47.5M to $48.2M
May 5, 2022 to Mar 28, 2023
HNW RAUM · $36.6M to $38.6M
May 5, 2022 to Mar 28, 2023
Non-discretionary RAUM · $2.1M to $2.2M
May 5, 2022 to Mar 28, 2023
Pooled vehicle RAUM · $13.0M to $11.8M
May 5, 2022 to Mar 28, 2023
RAUM · $49.6M to $50.4M
May 5, 2022 to Mar 28, 2023
Accounts · 7 to 9
Mar 24, 2021 to Mar 29, 2022
HNW clients · 6 to 8
Mar 24, 2021 to Mar 29, 2022
Assets in custody · $10.1M to $13.0M
Mar 24, 2021 to Mar 29, 2022
Discretionary RAUM · $36.0M to $47.5M
Mar 24, 2021 to Mar 29, 2022
HNW RAUM · $27.7M to $36.6M
Mar 24, 2021 to Mar 29, 2022
Non-discretionary RAUM · $1.8M to $2.1M
Mar 24, 2021 to Mar 29, 2022
Pooled vehicle RAUM · $10.1M to $13.0M
Mar 24, 2021 to Mar 29, 2022
RAUM · $37.8M to $49.6M
Mar 24, 2021 to Mar 29, 2022

Signals

1 dated events

••• Locked
Oct 30, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: d••••@g•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 212-410-1800reportedpublished by the firm, firm site, Sep 16, 2026
Website: g•••••••••.comreportedpublic record, Form ADV, Apr 30, 2026
Principal office phone: 212-410-1800reportedpublic record, Form ADV, Apr 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026