DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Sinecera Capital, LLC

Former SEC-registered adviserAustin, TexasCRD 298872SEC 801-123377websiteIAPD
Latest filing May 29, 2024
First filing on the tape May 31, 2019 · 11 filings
SEC status approved since Mar 8, 2022
RAUM
$125M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
100%
$125M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$125M as of Mar 30, 2024
Mar 22, 2023$110M then
HNW client RAUM$125M as of Mar 30, 2024
Mar 22, 2023$110M then
State-registered IARs (5.B.3)5 as of Mar 30, 2024
Mar 22, 20233 then
Employees (5.A)6 as of Mar 30, 2024
Mar 22, 20234 then
Private funds: no history
RAUM +13% over the last fiscal yearIARs 3 to 5
Practice profile
derived from the filing of May 29, 2024; every figure names its basis
RAUM per advisor
$24.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$6.6MderivedHNW RAUM over HNW clients
Average account
$1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
89%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
+67%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Custody
$33.3M, 13 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$125M100%
Individual clients
n/areported
HNW clients
19reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
120reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$33.3M for 13 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • A Kevin Kaylakie · Ccocontrol
      since 05/2019 · owns 50% to 75%
    • Justin Adam Packer · Member
      since 03/2021 · owns less than 5%
    • Berckart Connee Sullivan · Member
      since 03/2021 · owns less than 5%
    Entity owners
    • Anthem Holdings Inc · Member
      direct · owns 10% to 25%
    • Atlas Royalty, LLC · Member
      direct · owns 5% to 10%
    • Kainon Land & Minerals, LLC · Member
      direct · owns 5% to 10%
    • White Stone Associates, LLC · Member
      direct · owns 5% to 10%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Austin, Tx · principal000
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 100 to 120
      Apr 26, 2023 to Mar 30, 2024
    • Advisory employees · 3 to 6
      Apr 26, 2023 to Mar 30, 2024
    • Advisory activities · 3 to 4
      Apr 26, 2023 to Mar 30, 2024
    • Charity clients · 0.0 to unset
      Apr 26, 2023 to Mar 30, 2024
    • Corporate clients · 0.0 to unset
      Apr 26, 2023 to Mar 30, 2024
    • HNW clients · 15 to 19
      Apr 26, 2023 to Mar 30, 2024
    • Individual clients · 0.0 to unset
      Apr 26, 2023 to Mar 30, 2024
    • Pension plan clients · 0.0 to unset
      Apr 26, 2023 to Mar 30, 2024
    • Pooled vehicle clients · 0.0 to unset
      Apr 26, 2023 to Mar 30, 2024
    • Assets in custody · unset to 33293599.0
      Apr 26, 2023 to Mar 30, 2024
    • Custody of client assets · false to true
      Apr 26, 2023 to Mar 30, 2024
    • Employees · 4 to 6
      Apr 26, 2023 to Mar 30, 2024
    • State-registered IARs · 3 to 5
      Apr 26, 2023 to Mar 30, 2024
    • Discretionary RAUM · $105M to $111M
      Apr 26, 2023 to Mar 30, 2024
    • HNW RAUM · $110M to $125M
      Apr 26, 2023 to Mar 30, 2024
    • Individual RAUM · 0.0 to unset
      Apr 26, 2023 to Mar 30, 2024
    • Non-discretionary RAUM · $5.0M to $13.9M
      Apr 26, 2023 to Mar 30, 2024
    • Pension RAUM · 0.0 to unset
      Apr 26, 2023 to Mar 30, 2024
    • Pooled vehicle RAUM · 0.0 to unset
      Apr 26, 2023 to Mar 30, 2024
    • RAUM · $110M to $125M
      Apr 26, 2023 to Mar 30, 2024
    • Accounts · 94 to 100
      Feb 2, 2022 to Mar 22, 2023
    • Advisory activities · 4 to 3
      Feb 2, 2022 to Mar 22, 2023
    • Employees · 5 to 4
      Feb 2, 2022 to Mar 22, 2023
    • Discretionary RAUM · $113M to $105M
      Feb 2, 2022 to Mar 22, 2023
    • HNW RAUM · $117M to $110M
      Feb 2, 2022 to Mar 22, 2023
    • Non-discretionary RAUM · $4.5M to $5.0M
      Feb 2, 2022 to Mar 22, 2023
    • RAUM · $117M to $110M
      Feb 2, 2022 to Mar 22, 2023
    • Accounts · 17 to 94
      Dec 4, 2019 to Feb 2, 2022
    • Advisory employees · 2 to 3
      Dec 4, 2019 to Feb 2, 2022
    • HNW clients · 7 to 15
      Dec 4, 2019 to Feb 2, 2022
    • Individual clients · 1 to 0
      Dec 4, 2019 to Feb 2, 2022
    • Employees · 2 to 5
      Dec 4, 2019 to Feb 2, 2022
    • Financial planning clients · 1-10 to 0
      Dec 4, 2019 to Feb 2, 2022
    • State-registered IARs · 2 to 3
      Dec 4, 2019 to Feb 2, 2022
    • Discretionary RAUM · $4.9M to $113M
      Dec 4, 2019 to Feb 2, 2022
    • HNW RAUM · $36.4M to $117M
      Dec 4, 2019 to Feb 2, 2022
    • Individual RAUM · $459,008 to $0
      Dec 4, 2019 to Feb 2, 2022
    • Non-discretionary RAUM · $32.0M to $4.5M
      Dec 4, 2019 to Feb 2, 2022
    • RAUM · $36.9M to $117M
      Dec 4, 2019 to Feb 2, 2022
    • Accounts · 0 to 17
      Jun 30, 2019 to Oct 29, 2019
    Signals
    5 dated events
    • Sinecera Capital, Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $124.6M)
      May 2, 2025 · Left the SEC roster · derived
    • Connee Berckart Sullivan left Sinecera Capital, Llc for Prime Capital Financial (registered 2025-02-28)
      Mar 27, 2025 · Advisor changed firm · fact
    • Kevin Andrew Kaylakie left Sinecera Capital, Llc for Prime Capital Financial (registered 2025-03-03)
      Mar 27, 2025 · Advisor changed firm · fact
    • 2 advisors left Sinecera Capital, LLC (Austin, TX) for Prime Capital Financial on the same day
      Mar 27, 2025 · Team lift-out · derived
    • Sinecera Capital, Llc filed its initial SEC registration (Form ADV)
      May 31, 2019 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026